0000899243-15-007792.txt : 20151110 0000899243-15-007792.hdr.sgml : 20151110 20151109174017 ACCESSION NUMBER: 0000899243-15-007792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151105 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hortonworks, Inc. CENTRAL INDEX KEY: 0001610532 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 371634325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3460 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 408-916-4121 MAIL ADDRESS: STREET 1: 3460 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cunitz Herbert CENTRAL INDEX KEY: 0001626708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36780 FILM NUMBER: 151216907 MAIL ADDRESS: STREET 1: 3640 W. BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-05 0 0001610532 Hortonworks, Inc. HDP 0001626708 Cunitz Herbert C/O HORTONWORKS, INC. 5470 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 0 1 0 0 President Common Stock 2015-11-05 4 S 0 500 20.00 D 237000 I See Footnote Common Stock 2015-11-05 4 S 0 500 20.00 D 237000 I See Footnote Common Stock 2015-11-05 4 S 0 500 20.00 D 864693 I See Footnote Common Stock 89979 D These transactions were executed pursuant to a 10b5-1 trading plan executed on March 8, 2015. This transaction was executed in a single open market trade at a price of $20.00 per share. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000. /s/ David Howard as Attorney-in-fact for Herbert Cunitz 2015-11-09