0000899243-15-007792.txt : 20151110
0000899243-15-007792.hdr.sgml : 20151110
20151109174017
ACCESSION NUMBER: 0000899243-15-007792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151105
FILED AS OF DATE: 20151109
DATE AS OF CHANGE: 20151109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hortonworks, Inc.
CENTRAL INDEX KEY: 0001610532
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 371634325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3460 WEST BAYSHORE ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 408-916-4121
MAIL ADDRESS:
STREET 1: 3460 WEST BAYSHORE ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cunitz Herbert
CENTRAL INDEX KEY: 0001626708
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36780
FILM NUMBER: 151216907
MAIL ADDRESS:
STREET 1: 3640 W. BAYSHORE ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-05
0
0001610532
Hortonworks, Inc.
HDP
0001626708
Cunitz Herbert
C/O HORTONWORKS, INC.
5470 GREAT AMERICA PARKWAY
SANTA CLARA
CA
95054
0
1
0
0
President
Common Stock
2015-11-05
4
S
0
500
20.00
D
237000
I
See Footnote
Common Stock
2015-11-05
4
S
0
500
20.00
D
237000
I
See Footnote
Common Stock
2015-11-05
4
S
0
500
20.00
D
864693
I
See Footnote
Common Stock
89979
D
These transactions were executed pursuant to a 10b5-1 trading plan executed on March 8, 2015.
This transaction was executed in a single open market trade at a price of $20.00 per share.
Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz.
Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz.
Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000.
/s/ David Howard as Attorney-in-fact for Herbert Cunitz
2015-11-09