0001610520-23-000132.txt : 20230831 0001610520-23-000132.hdr.sgml : 20230831 20230831064201 ACCESSION NUMBER: 0001610520-23-000132 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230831 DATE AS OF CHANGE: 20230831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 231226930 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 6-K 1 edgar2q23kubsgroupagc.htm edgarq236kubsgroupagc
 
 
 
 
 
 
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE
 
ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: August 31, 2023
UBS Group AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
(Address of principal executive office)
Commission File Number: 1-36764
Indicate by check mark whether the registrant files or will file annual
 
reports under cover of
Form 20-F or Form 40-F.
Form 20-F
 
☒
 
Form 40-F
 
☐
UBS
 
Group
 
AG
 
produces
 
regular
 
annual
 
and
 
quarterly
 
reports,
 
which
 
are
 
submitted
 
to
 
the
SEC
 
under
 
Forms
 
20-F
 
and
 
6-K,
 
respectively.
 
These
 
reports
 
are
 
prepared
 
in
 
accordance
 
with
International
 
Financial
 
Reporting
 
Standards
 
(IFRS).
 
SEC
 
regulations
 
require
 
certain
 
additional
disclosures to be included in
 
registration statements relating to offerings
 
of securities. Certain of these
additional disclosures follow herein, and should be read in conjunction with the annual report on Form
20-F for
 
the year
 
ended 31
 
December 2022
 
of UBS
 
Group AG
 
and UBS
 
AG, filed
 
with the
 
SEC on
March 06, 2023,
 
as well as
 
UBS Group AG's first
 
quarter 2023 report, submitted
 
to the SEC
 
on Form
6-K
 
on
 
April
 
25,
 
2023,
 
and
 
UBS
 
Group
AG's
 
second
 
quarter
 
2023
 
report, submitted
 
to
 
the
 
SEC
 
on
Form 6-K on August 31, 2023.
 
 
 
 
 
 
 
 
 
 
 
Capitalization of UBS Group AG
The
 
following
 
table
 
presents
 
the
 
consolidated
 
capitalization
 
of
 
UBS
 
Group
 
AG
 
in
 
accordance
 
with
International Financial
 
Reporting
 
Standards
 
(IFRS)
 
in
 
US
 
dollars, the
 
presentation
 
currency
 
of
 
UBS
 
Group
AG.
As of
USD m
30.6.23
31.3.23
Debt:
Short-term debt issued
 
1
 
105,145
 
64,333
Long-term debt issued
 
2
 
250,762
 
129,213
Total debt issued
 
355,907
 
193,546
Equity attributable to UBS Group AG shareholders
 
86,999
 
56,754
Equity attributable to non-controlling interests
 
636
 
352
Total capitalization
 
443,542
 
250,652
1 Short-term debt issued is composed of debt issued (reflected on the
 
balance sheet lines Debt issued measured at amortized cost and Debt
 
issued designated at fair value) by UBS Group AG
and its subsidiaries
 
with a remaining
 
contractual maturity
 
of less than
 
one year without
 
considering any
 
early redemption features.
 
2 Long-term debt
 
issued is composed
 
of debt issued
(reflected on the
 
balance sheet lines
 
Debt issued
 
measured at amortized
 
cost and Debt
 
issued designated at
 
fair value) by
 
UBS Group
 
AG and its
 
subsidiaries with a
 
remaining contractual
maturity of more than one year without considering any early redemption features.
 
 
This
 
Form
 
6-K
 
is
 
hereby
 
incorporated
 
by
 
reference
 
into
 
each
 
of
 
the
 
registration
 
statements
 
of
 
UBS
Group
AG on
 
Form F-3
 
(Registration Number
 
333-272452) and
 
on Form
 
S-8 (Registration
 
Numbers
333-200634;
 
333-200635;
 
333-200641;
 
333-200665;
 
333-215254;
 
333-215255;
 
333-228653;
 
333-
230312;
 
333-249143
 
and
 
333-272975),
 
and
 
into
 
each
 
prospectus
 
outstanding
 
under
 
any
 
of
 
the
foregoing registration statements.
 
 
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
 
registrant has duly
caused this report to be signed on its behalf by the undersigned,
 
thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly _____________
Name:
 
David Kelly
Title:
 
Managing Director
 
By: _/s/ Ella Campi ______________
Name:
 
Ella Campi
Title:
 
Executive Director
Date:
 
August 31, 2023