X0206 3 2021-04-16 0 0001260729 GABELLI DIVIDEND & INCOME TRUST GDV 0001610520 UBS Group AG BAHNHOFSTRASSE 45 PO BOX CH-8021 ZURICH V8 SWITZERLAND 0 0 1 0 Auction Preferred Stock (Cusips 36242H302, 36242H401, 36242H 64 I By subsidiary - see footnote This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. /s/ Jennifer Sator 2021-05-07 /s/ William Chandler 2021-05-07