0000899243-18-014126.txt : 20180525 0000899243-18-014126.hdr.sgml : 20180525 20180525165417 ACCESSION NUMBER: 0000899243-18-014126 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20180525 DATE AS OF CHANGE: 20180525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08476 FILM NUMBER: 18862201 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI MULTIMEDIA TRUST INC. CENTRAL INDEX KEY: 0000921671 IRS NUMBER: 133767317 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1434 BUSINESS PHONE: 9149215070 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1434 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI GLOBAL MULTIMEDIA TRUST INC DATE OF NAME CHANGE: 19940414 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-09-30 0 0000921671 GABELLI MULTIMEDIA TRUST INC. GGT 0001610520 UBS Group AG BAHNHOFSTRASSE 45 PO BOX CH-8098 ZURICH V8 SWITZERLAND 0 0 1 0 Auction Preferred Stock (CUSIP No. 36239Q406 ) 4 I By subsidiary - see footnote This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. /s/ Stevenson Giles 2018-05-25 /s/ William Chandler 2018-05-25