MA-I/A 0001610503 XXXXXXXX Emilio Flores 510-596-8170 emilio@cfwinc.com compliance@cfwinc.com N 0001610503-23-000004 N Ernesto Rodriguez Flores Y 2 0001610503 Caldwell Flores Winters, Inc. 12-10-1987 N 867-00493 SUPERVISED 12-10-1987 2163 HARBOR BAY PARKWAY ALAMEDA CA 94502 0001678293 CFW Advisory Services, LLC 04-05-2016 N 867-02098 SUPERVISED 06-01-2016 2163 HARBOR BAY PARKWAY ALAMEDA CA 94502 01-1987 Caldwell Flores Winters, Inc. ALAMEDA CA 94502 Y N President/Owner Y 07-2005 ROVENTINI LLC POST OFFICE BOX 11026 ZEPHYR COVE NV 89448 N N REAL ESTATE PARTNER 10 PARTNER 01-2003 LYONS HOLDING POST OFFICE BOX 11026 ZEPHYR COVE NV 89448 N N REAL ESTATE HOLDINGS PARTNER 5 PARTNER 01-2004 MICA DRIVE LLC POST OFFICE BOX 11026 ZEPHYR COVE NV 89448 N N REAL ESTATE PARTNER 5 PARTNER 01-2003 ERF ENTERPRISES POST OFFICE BOX 11026 ZEPHYR COVE NV 89448 N N REAL ESTATE HOLDING PARTNER 5 PARTNER 01-2005 F & G LLC 402 NORTH DIVISION STREET CARSON CITY NV 89703 N N PROJECT MANAGEMENT PARTNER 20 PARTNER 01-2006 Ross Park LLC. Post Office Box 11026 Zephyr Cove NV 89448 N N Real Estate Holding Partner 5 Partner 04-2016 CFW ADVISORY SERVICES, LLC 2163 HARBOR BAY PARKWAY ALAMEDA CA 94502 Y N MUNICIPAL ADVISORY PARTNER 20 MUNICIPAL ADVISORY N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-31-2026 Emilio Flores CHIEF EXECUTIVE OFFICER