0001610028-17-000013.txt : 20171010 0001610028-17-000013.hdr.sgml : 20171010 20171010173531 ACCESSION NUMBER: 0001610028-17-000013 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC CENTRAL INDEX KEY: 0001610028 IRS NUMBER: 232384977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04354 FILM NUMBER: 171131327 BUSINESS ADDRESS: STREET 1: 101 BARCLAY STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-815-3427 MAIL ADDRESS: STREET 1: 101 BARCLAY STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 MA-I 1 primary_doc.xml MA-I 0001610028 XXXXXXXX Debbie Zulch 212-815-4857 Debbie.Zulch@bnymellon.com Debbie.Zulch@bnymellon.com N N Christopher Geoffrey Morris 004443974 Y 1 0001610028 BNY Mellon Capital Markets, LLC 08-17-2001 N 867-01292 LOCATED 09-02-2008 101 BARCLAY STREET 3RD FLOOR NEW YORK NY 10286 04-2008 BNY Mellon Capital Markets, LLC New York NY 10286 Y Y Associate 07-2007 04-2008 BNY Mellon New York NY 10286 N Y Associate N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-10-2017 Richard Izzo Director, BNY Mellon Compliance