0001610028-17-000013.txt : 20171010
0001610028-17-000013.hdr.sgml : 20171010
20171010173531
ACCESSION NUMBER: 0001610028-17-000013
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC
CENTRAL INDEX KEY: 0001610028
IRS NUMBER: 232384977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04354
FILM NUMBER: 171131327
BUSINESS ADDRESS:
STREET 1: 101 BARCLAY STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-815-3427
MAIL ADDRESS:
STREET 1: 101 BARCLAY STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
MA-I
1
primary_doc.xml
MA-I
0001610028
XXXXXXXX
Debbie Zulch
212-815-4857
Debbie.Zulch@bnymellon.com
Debbie.Zulch@bnymellon.com
N
N
Christopher
Geoffrey
Morris
004443974
Y
1
0001610028
BNY Mellon Capital Markets, LLC
08-17-2001
N
867-01292
LOCATED
09-02-2008
101 BARCLAY STREET
3RD FLOOR
NEW YORK
NY
10286
04-2008
BNY Mellon Capital Markets, LLC
New York
NY
10286
Y
Y
Associate
07-2007
04-2008
BNY Mellon
New York
NY
10286
N
Y
Associate
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-10-2017
Richard Izzo
Director, BNY Mellon Compliance