0001610028-15-000001.txt : 20150120
0001610028-15-000001.hdr.sgml : 20150119
20150120152028
ACCESSION NUMBER: 0001610028-15-000001
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC
CENTRAL INDEX KEY: 0001610028
IRS NUMBER: 232384977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04354
FILM NUMBER: 15535772
BUSINESS ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-635-6203
MAIL ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
MA-I
1
primary_doc.xml
MA-I
0001610028
XXXXXXXX
Richard Izzo
212-635-6203
richard.izzo@bnymellon.com
brenda.jones@bnymellon.com
N
N
Timothy
John
Comerford
004413116
N
1
0001610028
BNY Mellon Capital Markets, LLC
03-01-2005
N
867-01292
LOCATED
03-01-2005
101 BARCLAY STREET, 3RD FLOOR
NEW YORK
NY
10286
03-2005
BNY Mellon - Global Markets
New York
NY
10286
N
N
Managing Director, Derivatives Sales
06-2001
12-2004
Commerzbank Capital Market
New York
NY
10281
N
N
Senior Sales Person
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
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N
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N
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N
01-06-2015
Richard Izzo
Vice President, BNY Mellon Compliance