0001610028-15-000001.txt : 20150120 0001610028-15-000001.hdr.sgml : 20150119 20150120152028 ACCESSION NUMBER: 0001610028-15-000001 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC CENTRAL INDEX KEY: 0001610028 IRS NUMBER: 232384977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04354 FILM NUMBER: 15535772 BUSINESS ADDRESS: STREET 1: 101 BARCLAY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-635-6203 MAIL ADDRESS: STREET 1: 101 BARCLAY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 MA-I 1 primary_doc.xml MA-I 0001610028 XXXXXXXX Richard Izzo 212-635-6203 richard.izzo@bnymellon.com brenda.jones@bnymellon.com N N Timothy John Comerford 004413116 N 1 0001610028 BNY Mellon Capital Markets, LLC 03-01-2005 N 867-01292 LOCATED 03-01-2005 101 BARCLAY STREET, 3RD FLOOR NEW YORK NY 10286 03-2005 BNY Mellon - Global Markets New York NY 10286 N N Managing Director, Derivatives Sales 06-2001 12-2004 Commerzbank Capital Market New York NY 10281 N N Senior Sales Person N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-06-2015 Richard Izzo Vice President, BNY Mellon Compliance