0001610028-14-000005.txt : 20141219
0001610028-14-000005.hdr.sgml : 20141219
20141219130610
ACCESSION NUMBER: 0001610028-14-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC
CENTRAL INDEX KEY: 0001610028
IRS NUMBER: 232384977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04354
FILM NUMBER: 141298503
BUSINESS ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-635-6203
MAIL ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
MA-I
1
primary_doc.xml
MA-I
0001610028
XXXXXXXX
Richard Izzo
212-635-6203
richard.izzo@bnymellon.com
brenda.jones@bnymellon.com
N
MATTHEW
C
MENZEL
002843786
N
1
0001610028
BNY Mellon Capital Markets, LLC
04-01-2008
N
08-29-2014
0001610028
LOCATED
SUPERVISED
08-29-2014
101 BARCLAY STREET, 3RD FLOOR
NEW YORK
NY
10286
04-2008
BNY MELLON CAPITAL MARKETS, LLC
NEW YORK
NY
10286
Y
Y
SALES
04-2001
03-2008
BNY CAPITAL MARKETS, INC.
NEW YORK
NY
10286
Y
Y
SALES
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-29-2014
Richard Izzo
Vice President, BNY Mellon Compliance