0001610028-14-000003.txt : 20141219
0001610028-14-000003.hdr.sgml : 20141219
20141219130625
ACCESSION NUMBER: 0001610028-14-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC
CENTRAL INDEX KEY: 0001610028
IRS NUMBER: 232384977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04354
FILM NUMBER: 141298506
BUSINESS ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-635-6203
MAIL ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
MA-I
1
primary_doc.xml
MA-I
0001610028
XXXXXXXX
Richard
Izzo
richard.izzo@bnymellon.com
brenda.jones@bnymellon.com
N
FREDERIC
CHARLES
GOODWIN
IV
002339823
N
1
0001610028
BNY Mellon Capital Markets, LLC
04-01-2008
N
08-29-2014
0001610028
SUPERVISED
08-29-2014
101 BARCLAY STREET, 3RD FLOOR
NEW YORK
NY
10286
LOCATED
08-29-2014
One Mellon Bank Center
Pittsburgh
PA
15258
04-2008
BNY MELLON CAPITAL MARKETS, LLC
PITTSBURGH
PA
15258
Y
Y
PUBLIC FINANCE
06-1997
04-2008
MELLON FINANCIAL MARKETS, INC.
PITTSBURGH
PA
15258
Y
Y
PUBLIC FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-29-2014
Richard Izzo
Vice President, BNY Mellon Compliance