0001610028-14-000003.txt : 20141219 0001610028-14-000003.hdr.sgml : 20141219 20141219130625 ACCESSION NUMBER: 0001610028-14-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC CENTRAL INDEX KEY: 0001610028 IRS NUMBER: 232384977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04354 FILM NUMBER: 141298506 BUSINESS ADDRESS: STREET 1: 101 BARCLAY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-635-6203 MAIL ADDRESS: STREET 1: 101 BARCLAY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 MA-I 1 primary_doc.xml MA-I 0001610028 XXXXXXXX Richard Izzo richard.izzo@bnymellon.com brenda.jones@bnymellon.com N FREDERIC CHARLES GOODWIN IV 002339823 N 1 0001610028 BNY Mellon Capital Markets, LLC 04-01-2008 N 08-29-2014 0001610028 SUPERVISED 08-29-2014 101 BARCLAY STREET, 3RD FLOOR NEW YORK NY 10286 LOCATED 08-29-2014 One Mellon Bank Center Pittsburgh PA 15258 04-2008 BNY MELLON CAPITAL MARKETS, LLC PITTSBURGH PA 15258 Y Y PUBLIC FINANCE 06-1997 04-2008 MELLON FINANCIAL MARKETS, INC. PITTSBURGH PA 15258 Y Y PUBLIC FINANCE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-29-2014 Richard Izzo Vice President, BNY Mellon Compliance