0001483885-19-000001.txt : 20190211 0001483885-19-000001.hdr.sgml : 20190211 20190211123028 ACCESSION NUMBER: 0001483885-19-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0828 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-10635 FILM NUMBER: 19583835 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HODGES CAPITAL HOLDINGS INC. CENTRAL INDEX KEY: 0001483885 IRS NUMBER: 752278916 STATE OF INCORPORATION: TX FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2905 MAPLE AVENUE CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-954-1177 MAIL ADDRESS: STREET 1: 2905 MAPLE AVENUE CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: FIRST DALLAS HOLDINGS INC DATE OF NAME CHANGE: 20100211 SC 13G 1 lub2018dec31.txt LUB2018DEC31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 LUBYS INC. Common Stock, $0.03 par value 549282101 December 31, 2018 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) NOTE:The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CUSIP No. 549282101 1. Names of Reporting Persons. HODGES CAPITAL HOLDINGS, INC. 2. Check the Appropriate Box if a Member of a Group (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Texas 5. Sole Voting Power: 0 6. Shared Voting Power: 1,746,185 7. Sole Dispositive Power: 0 8. Shared Dispositive Power: 1,760,785 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,760,785 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9): 5.9% 12. Type of Reporting Person: HC CUSIP No. 549282101 1. Names of Reporting Persons. CRAIG D. HODGES 2. Check the Appropriate Box if a Member of a Group (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization MR. HODGES IS A UNITED STATES CITIZEN 5. Sole Voting Power: 0 6. Shared Voting Power: 1,746,185 7. Sole Dispositive Power: 0 8. Shared Dispositive Power: 1,760,785 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,760,785 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9): 5.9% 12. Type of Reporting Person (See Instructions): IN CUSIP No. 549282101 1. Names of Reporting Persons. Hodges Capital Management, Inc. 2. Check the Appropriate Box if a Member of a Group (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Texas 5. Sole Voting Power: 0 6. Shared Voting Power: 1,706,885 7. Sole Dispositive Power: 0 8. Shared Dispositive Power: 1,760,785 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,760,785 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9): 5.9% 12. Type of Reporting Person (See Instructions): IA CUSIP No. 549282101 1.Names of Reporting Persons. Hodges Fund, A Series of professionally Managed Portfolios 2. Check the Appropriate Box if a Member of a Group (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Massachusetts 5. Sole Voting Power: 0 6. Shared Voting Power: 1,706,885 7. Sole Dispositive Power: 0 8. Shared Dispositive Power: 1,706,885 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,706,885 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9): 5.7% 12. Type of Reporting Person (See Instructions): IV Item 1. (a) Name of Issuer: LUBYS INC (b) Address of Issuer's Principal Executive Offices: 13111 NW Freeway Suite 600 Houston, TX 77040 Item 2. (a) Name of Person Filing: Hodges Capital Holdings, Inc.("HCHI") Craig D. Hodges Hodges Capital Management, Inc.("HCM") Hodges Fund (b) Address of Principal Business Office or, if none, Residence: 2905 Maple Ave. Dallas, Texas 75201 (b) Citizenship: Hodges Capital Holdings, Inc. is a Texas corporation. Craig D. Hodges is a citizen of the United States. Hodges Capital Management is a Texas corporation. Hodges Fund is a series of a Massachusetts business trust. (d) Title of Class of Securities: Common Stock, Par Value $0.03 (e) CUSIP Number: 549282101 Item 3. If this statement is filed pursuant to SS240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (g) X A parent holding company or control person in accordance with S 240.13d-1(b)(1)(ii)(G). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Hodges Capital Holdings, Inc. 1,760,785 Craig D. Hodges 1,760,785 Hodges Capital Management, Inc. 1,760,785 Hodges Fund 1,706,885 (b) Percent of class: Hodges Capital Holdings, Inc. 5.9% Craig D. Hodges 5.9% Hodges Capital Management, Inc. 5.9% Hodges Fund 5.7% The calculation of the percentage of beneficial ownership of the Company's common stock is based upon 29,762,888 shares outstanding on January 23, 2019, as disclosed by the Company in its Quarterly Report on Form 10-K for the fiscal year ended December 19, 2018. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: Hodges Capital Holdings, Inc 0 Craig D. Hodges 0 Hodges Capital Management, Inc. 0 Hodges Fund 0 (ii) Shared power to vote or to direct the vote: Hodges Capital Holdings, Inc. 1,746,185 Craig D. Hodges 1,746,885 Hodges Capital Management, Inc. 1,706,885 Hodges Fund 1,706,885 (iii) Sole power to dispose or to direct the disposition of: Hodges Capital Holdings, Inc. 0 Craig D. Hodges 0 Hodges Capital Management, Inc. 0 Hodges Fund 0 (iv) Shared power to dispose or to direct the disposition of: Hodges Capital Holdings, Inc. 1,760,785 Craig D. Hodges 1,760,785 Hodges Capital Management, Inc. 1,760,785 Hodges Fund 1,706,885 The reported shares are shares of common stock of the Issuer, par value $0.03. All 1,760,785 of the reported shares collectively, the ("reported Shares") may be deemed as beneficially owned by HCHI, which is the owner of HCM, and Craig D. Hodges, who is a controlling shareholder of HCHI. 14,600 of the Reported Shares are held in Separate Accounts managed by HCM, which is also an investment adviser registered with the SEC. 1,706,885 of the Reported Shares are held by the Hodges Fund, which is a series of Professionally Managed Portfolios, an investment company registered under the Investment Company Act of 1940. The investment adviser to both of these funds is HCM, which may be deemed to be a beneficial owner of the funds' Reported Shares. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person First Dallas Securities, Inc. is wholly-owned by First Dallas Holdings, Inc., and is a registered investment adviser in accordance with S 240.13d-1(b)(1)(ii)(E) Hodges Capital Management, Inc. is wholly-owned by First Dallas Holdings, Inc., and is a registered investment adviser in accordance with S 240.13d-1(b)(1)(ii)(E) Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Exhibits Exhibit 1: Joint Filing Agreement dated December 31, 2018, among HCHI, Craig D. Hodges, HCM, and The Hodges Fund. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 5, 2019 Craig D. Hodges Chairman EX-1 2 lubexhibit2018dec31.txt LUBEXHIBIT2018DEC31 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934 as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the shares of common stock, Luby's, Inc. and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings. The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13G and any amendments thereto, and for the accuracy and completenessof the information concerning such party contained therein; provided, however,that no party is responsible for the accuracy or completeness of the informationconcerning any other party, unless such party knows or has reason to believe thatsuch information is inaccurate. This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument. IN WITNESS WHEREOF, each of the undersigned has executed this Agreement as of February 5, 2019. HODGES CAPITAL HOLDINGS, INC. By: /s/ Craig D. Hodges Name: Craig D. Hodges Title: Chairman HODGES CAPITAL MANAGEMENT, INC. By: /s/ Craig D. Hodges Name: Craig D. Hodges Title: Chairman HODGES FUND, A SERIES OF PROFESSIONALLY MANAGED PORTFOLIOS By: HODGES CAPITAL MANAGEMENT, INC., ADVISER TO HODGES FUND By: /s/ Craig D. Hodges Name: Craig D. Hodges Title: Chairman