DEFA14A 1 ea128802-8k_lubys.htm FORM 8-K





Washington, D.C. 20549




Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 22, 2020

Luby’s, Inc.

(Exact name of registrant as specified in its charter)

Delaware   1-8308   74-1335253
(State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S. Employer Identification No.)

13111 Northwest Freeway, Suite 600

Houston, Texas 77040

    (Address of principal executive offices)    
    (713) 329-6800    
    (Registrant’s telephone number, including area code)    
    Not applicable    
    (Former name or former address, if changed since last report.)    

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock ($0.32 par value per share)   LUB   New York Stock Exchange
Common Stock Purchase Rights   N/A   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐





Item 8.01.Other Events.


On October 22, 2020, Luby’s, Inc. (the “Company”) filed with the Securities and Exchange Commission a supplement (the “Supplement”) to its definitive proxy statement dated October 6, 2020 (the “Proxy Statement”), relating to the Company’s Special Meeting of Stockholders to be held on November 17, 2020. The Supplement should be read in conjunction with the Proxy Statement, which remains unchanged except as specifically amended by the Supplement. A copy of the Supplement is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.


Item 9.01.Financial Statements and Exhibits.
Exhibit 99.1Proxy Supplement, dated October 22, 2020







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: October 22, 2020 LUBY’S, INC.
  By: /s/ Christopher J. Pappas
    Christopher J. Pappas
    President and Chief Executive Officer