0000016099-17-000112.txt : 20171212 0000016099-17-000112.hdr.sgml : 20171212 20171212162131 ACCESSION NUMBER: 0000016099-17-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171208 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROPOLI PETER CENTRAL INDEX KEY: 0001225585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 171251969 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 4 1 wf-form4_151311367708397.xml FORM 4 X0306 4 2017-12-08 0 0000016099 LUBYS INC LUB 0001225585 TROPOLI PETER 13111 NORTHWEST FREEWAY SUITE 600 HOUSTON TX 77040 1 1 0 0 Chief Operating Officer Employee Stock Option (Right to Buy) 2.82 2017-12-08 4 A 0 107571 0 A 2020-12-08 2027-12-08 Common Stock 107571.0 107571 D Restricted Stock Unit 2017-12-08 4 A 0 39894 0 A Common Stock 39894.0 39894 D These employee stock options were granted on December 8, 2017, and will become fully vested on December 8, 2020. These stock options vest as follows: 50% on the first anniversary of the grant date, 25% on the second anniversary of the grant date and 25% on the third anniversary of the grant date. Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock. The restricted stock units vest on December 8, 2020 or as subject to the terms of the award agreement. /s/ Peter A. Tropoli 2017-12-12