0001609351-18-000010.txt : 20180122 0001609351-18-000010.hdr.sgml : 20180122 20180122190406 ACCESSION NUMBER: 0001609351-18-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180118 FILED AS OF DATE: 20180122 DATE AS OF CHANGE: 20180122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: La Barge Joseph CENTRAL INDEX KEY: 0001673526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36819 FILM NUMBER: 18540798 MAIL ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Therapeutics, Inc. CENTRAL INDEX KEY: 0001609351 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462654405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 888-772-7560 MAIL ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 4 1 wf-form4_151666583125742.xml FORM 4 X0306 4 2018-01-18 0 0001609351 Spark Therapeutics, Inc. ONCE 0001673526 La Barge Joseph 3737 MARKET STREET SUITE 1300 PHILADELPHIA PA 19104 0 1 0 0 Chief Legal Officer Common Stock 2018-01-18 4 M 0 1750 A 7075 D Common Stock 2018-01-18 4 F 0 635 50.55 D 6440 D Common Stock 200 I Held by Reporting Person's immediate family members Employee Stock Option (right to buy) 50.55 2018-01-18 4 A 0 28000 0 A 2028-01-17 Common Stock 28000.0 28000 D Restricted Stock Units 2018-01-18 4 A 0 8000 0 A Common Stock 8000.0 8000 D Restricted Stock Units 2018-01-18 4 M 0 1750 0 D Common Stock 1750.0 5250 D Each restricted stock unit converted into one share of Spark Therapeutics common stock. 25% vests January 18, 2019 and the remainder vests in equal annual installments over the following three years. Each restricted stock unit represents a contingent right to receive one share of Spark Therapeutic common stock. The restricted stock units vest in four equal annual installments beginning January 18, 2019. Vested shares will be delivered to the reporting person annually on the vesting date. On January 18, 2017, the reporting person was granted 7,000 restricted stock units that vest in four equal annual installments beginning January 18, 2018. Vested shares will be delivered to the reporting person annually on the vesting date. /s/ Joseph W. La Barge 2018-01-22