0001609351-16-000025.txt : 20160422 0001609351-16-000025.hdr.sgml : 20160422 20160422160749 ACCESSION NUMBER: 0001609351-16-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160420 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Therapeutics, Inc. CENTRAL INDEX KEY: 0001609351 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462654405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 888-772-7560 MAIL ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vivaldi Coelho Rogerio CENTRAL INDEX KEY: 0001610381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36819 FILM NUMBER: 161586799 MAIL ADDRESS: STREET 1: 3737 MARKET ST. STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 4 1 wf-form4_146135565611799.xml FORM 4 X0306 4 2016-04-20 0 0001609351 Spark Therapeutics, Inc. ONCE 0001610381 Vivaldi Coelho Rogerio C/O SPARK THERAPEUTICS, INC. 3737 MARKET STREET, SUITE 1300 PHILADELPHIA PA 19104 0 1 0 0 Chief Commercial Officer Common Stock 2016-04-20 4 M 0 1000 3.45 A 19716 D Common Stock 2016-04-20 4 M 0 4800 7.50 A 24516 D Common Stock 2016-04-20 4 S 0 5800 40.02 D 18716 D Common Stock 2016-04-21 4 M 0 1000 3.45 A 19716 D Common Stock 2016-04-21 4 M 0 200 7.50 A 19916 D Common Stock 2016-04-21 4 S 0 1200 40.02 D 18716 D Stock Option (right to buy) 3.45 2016-04-20 4 M 0 1000 0 D 2024-08-11 Common Stock 1000.0 11203 D Stock Option (right to buy) 7.5 2016-04-20 4 M 0 4800 0 D 2024-12-01 Common Stock 4800.0 160386 D Stock Option (right to buy) 3.45 2016-04-21 4 M 0 1000 0 D 2024-06-10 Common Stock 1000.0 10116 D Stock Option (right to buy) 7.5 2016-04-21 4 M 0 200 0 D 2024-12-01 Common Stock 200.0 160186 D The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.20, inclusive. The reporting person undertakes to provide to Spark Therapeutics, Inc., any security holder of Spark Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.09, inclusive. The reporting person undertakes to provide to Spark Therapeutics, Inc., any security holder of Spark Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. This option was granted on August 11, 2014 and vests over four years with 25% of the shares underlying the option vesting on May 24, 2015 and the remainder vesting quarterly thereafter. This option was granted on December 1, 2014 and vests over four years, with 25% of the shares underlying the option vesting on April 1, 2015 and the remainder vesting quarterly thereafter. This option was granted on June 10, 2014 and vests over four years, with 25% of the shares underlying the option vesting on April 1, 2015 and the remainder vesting quarterly thereafter. /s/ Joseph W. La Barge, attorney-in-fact for Rogerio Vivaldi 2016-04-22