0001609351-16-000025.txt : 20160422
0001609351-16-000025.hdr.sgml : 20160422
20160422160749
ACCESSION NUMBER: 0001609351-16-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160420
FILED AS OF DATE: 20160422
DATE AS OF CHANGE: 20160422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Therapeutics, Inc.
CENTRAL INDEX KEY: 0001609351
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 462654405
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3737 MARKET STREET
STREET 2: SUITE 1300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 888-772-7560
MAIL ADDRESS:
STREET 1: 3737 MARKET STREET
STREET 2: SUITE 1300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vivaldi Coelho Rogerio
CENTRAL INDEX KEY: 0001610381
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36819
FILM NUMBER: 161586799
MAIL ADDRESS:
STREET 1: 3737 MARKET ST.
STREET 2: SUITE 1300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
4
1
wf-form4_146135565611799.xml
FORM 4
X0306
4
2016-04-20
0
0001609351
Spark Therapeutics, Inc.
ONCE
0001610381
Vivaldi Coelho Rogerio
C/O SPARK THERAPEUTICS, INC.
3737 MARKET STREET, SUITE 1300
PHILADELPHIA
PA
19104
0
1
0
0
Chief Commercial Officer
Common Stock
2016-04-20
4
M
0
1000
3.45
A
19716
D
Common Stock
2016-04-20
4
M
0
4800
7.50
A
24516
D
Common Stock
2016-04-20
4
S
0
5800
40.02
D
18716
D
Common Stock
2016-04-21
4
M
0
1000
3.45
A
19716
D
Common Stock
2016-04-21
4
M
0
200
7.50
A
19916
D
Common Stock
2016-04-21
4
S
0
1200
40.02
D
18716
D
Stock Option (right to buy)
3.45
2016-04-20
4
M
0
1000
0
D
2024-08-11
Common Stock
1000.0
11203
D
Stock Option (right to buy)
7.5
2016-04-20
4
M
0
4800
0
D
2024-12-01
Common Stock
4800.0
160386
D
Stock Option (right to buy)
3.45
2016-04-21
4
M
0
1000
0
D
2024-06-10
Common Stock
1000.0
10116
D
Stock Option (right to buy)
7.5
2016-04-21
4
M
0
200
0
D
2024-12-01
Common Stock
200.0
160186
D
The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.20, inclusive. The reporting person undertakes to provide to Spark Therapeutics, Inc., any security holder of Spark Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.09, inclusive. The reporting person undertakes to provide to Spark Therapeutics, Inc., any security holder of Spark Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
This option was granted on August 11, 2014 and vests over four years with 25% of the shares underlying the option vesting on May 24, 2015 and the remainder vesting quarterly thereafter.
This option was granted on December 1, 2014 and vests over four years, with 25% of the shares underlying the option vesting on April 1, 2015 and the remainder vesting quarterly thereafter.
This option was granted on June 10, 2014 and vests over four years, with 25% of the shares underlying the option vesting on April 1, 2015 and the remainder vesting quarterly thereafter.
/s/ Joseph W. La Barge, attorney-in-fact for Rogerio Vivaldi
2016-04-22