0001609267-19-000006.txt : 20190724 0001609267-19-000006.hdr.sgml : 20190724 20190724163610 ACCESSION NUMBER: 0001609267-19-000006 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 LOWE,THOMAS,WINTHROP, FILED AS OF DATE: 20190722 DATE AS OF CHANGE: 20190724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASCENSUS INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001609267 IRS NUMBER: 043525107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02702 FILM NUMBER: 19971308 BUSINESS ADDRESS: STREET 1: 95 WELLS AVENUE, SUITE 160 CITY: NEWTON STATE: MA ZIP: 02459 BUSINESS PHONE: 617-454-6400 MAIL ADDRESS: STREET 1: 95 WELLS AVENUE, SUITE 160 CITY: NEWTON STATE: MA ZIP: 02459 FORMER COMPANY: FORMER CONFORMED NAME: Ascensus Investment Advisors, LLC DATE OF NAME CHANGE: 20140527 MA-I 1 primary_doc.xml MA-I 0001609267 XXXXXXXX Kevin Leahy 617-454-6417 kevin.leahy@ascensus.com robert.kaplan@ascensus.com kevin.leahy@ascensus.com N N Thomas Winthrop Lowe 3089857 N 1 0001609267 ASCENSUS INVESTMENT ADVISORS, LLC 06-26-2019 N 867-00495 LOCATED SUPERVISED 06-26-2019 95 WELLS AVENUE, SUITE 160 NEWTON MA 02459 08-2018 Ascensus Investment Advisors, LLC Newton MA 02459 Y Y Vice President, Investment Management 01-2018 08-2018 Unemployed Boston MA 02127 N N Unemployed 10-1995 12-2017 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Smithfield RI 02917 N Y Head of Intermediary Services Y 06-2000 Rental Properties 538 EAST 7TH STREET Boston MA 02127 N N Real Estate/Residential Rental Owner/Landlord 4 Duties:Collect Rent/Occassional Administrative N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-22-2019 Robert B Kaplan Chief Compliance Officer