0001609267-19-000006.txt : 20190724
0001609267-19-000006.hdr.sgml : 20190724
20190724163610
ACCESSION NUMBER: 0001609267-19-000006
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
LOWE,THOMAS,WINTHROP,
FILED AS OF DATE: 20190722
DATE AS OF CHANGE: 20190724
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASCENSUS INVESTMENT ADVISORS, LLC
CENTRAL INDEX KEY: 0001609267
IRS NUMBER: 043525107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02702
FILM NUMBER: 19971308
BUSINESS ADDRESS:
STREET 1: 95 WELLS AVENUE, SUITE 160
CITY: NEWTON
STATE: MA
ZIP: 02459
BUSINESS PHONE: 617-454-6400
MAIL ADDRESS:
STREET 1: 95 WELLS AVENUE, SUITE 160
CITY: NEWTON
STATE: MA
ZIP: 02459
FORMER COMPANY:
FORMER CONFORMED NAME: Ascensus Investment Advisors, LLC
DATE OF NAME CHANGE: 20140527
MA-I
1
primary_doc.xml
MA-I
0001609267
XXXXXXXX
Kevin Leahy
617-454-6417
kevin.leahy@ascensus.com
robert.kaplan@ascensus.com
kevin.leahy@ascensus.com
N
N
Thomas
Winthrop
Lowe
3089857
N
1
0001609267
ASCENSUS INVESTMENT ADVISORS, LLC
06-26-2019
N
867-00495
LOCATED
SUPERVISED
06-26-2019
95 WELLS AVENUE, SUITE 160
NEWTON
MA
02459
08-2018
Ascensus Investment Advisors, LLC
Newton
MA
02459
Y
Y
Vice President, Investment Management
01-2018
08-2018
Unemployed
Boston
MA
02127
N
N
Unemployed
10-1995
12-2017
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
Smithfield
RI
02917
N
Y
Head of Intermediary Services
Y
06-2000
Rental Properties
538 EAST 7TH STREET
Boston
MA
02127
N
N
Real Estate/Residential Rental
Owner/Landlord
4
Duties:Collect Rent/Occassional Administrative
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-22-2019
Robert B Kaplan
Chief Compliance Officer