0001209191-24-003435.txt : 20240216
0001209191-24-003435.hdr.sgml : 20240216
20240216151807
ACCESSION NUMBER: 0001209191-24-003435
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20240216
DATE AS OF CHANGE: 20240216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scavuzzo Tony
CENTRAL INDEX KEY: 0001641793
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36695
FILM NUMBER: 24647800
MAIL ADDRESS:
STREET 1: 102 E. FRONT ST.
CITY: MONROE
STATE: MI
ZIP: 48161
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pathfinder Bancorp, Inc.
CENTRAL INDEX KEY: 0001609065
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 383941859
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 214 WEST FIRST STREET
CITY: OSWEGO
STATE: NY
ZIP: 13126
BUSINESS PHONE: (315) 343-0057
MAIL ADDRESS:
STREET 1: 214 WEST FIRST STREET
CITY: OSWEGO
STATE: NY
ZIP: 13126
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-06-30
0
0001609065
Pathfinder Bancorp, Inc.
PBHC
0001641793
Scavuzzo Tony
214 W FIRST ST
OSWEGO
NY
13126
1
0
0
0
Common Stock
0
D
The reporting person is a managing principal of Castle Creek Capital Partners Fund VII, LP ("Fund VII"). The reporting person disclaims any beneficial ownership of the (i) 409,908 shares of the issuer's Common Stock, (ii) 1,380,283 shares of the issuer's Non-Voting Common Stock and (iii) warrants to purchase 125,000 shares of the issuer's Common Stock held by Fund VII, in each case, except to the extent of the reporting person's pecuniary interest therein.
Tony Scavuzzo
2024-02-16