0001209191-24-003435.txt : 20240216 0001209191-24-003435.hdr.sgml : 20240216 20240216151807 ACCESSION NUMBER: 0001209191-24-003435 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20240216 DATE AS OF CHANGE: 20240216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scavuzzo Tony CENTRAL INDEX KEY: 0001641793 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36695 FILM NUMBER: 24647800 MAIL ADDRESS: STREET 1: 102 E. FRONT ST. CITY: MONROE STATE: MI ZIP: 48161 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pathfinder Bancorp, Inc. CENTRAL INDEX KEY: 0001609065 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 383941859 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 BUSINESS PHONE: (315) 343-0057 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-06-30 0 0001609065 Pathfinder Bancorp, Inc. PBHC 0001641793 Scavuzzo Tony 214 W FIRST ST OSWEGO NY 13126 1 0 0 0 Common Stock 0 D The reporting person is a managing principal of Castle Creek Capital Partners Fund VII, LP ("Fund VII"). The reporting person disclaims any beneficial ownership of the (i) 409,908 shares of the issuer's Common Stock, (ii) 1,380,283 shares of the issuer's Non-Voting Common Stock and (iii) warrants to purchase 125,000 shares of the issuer's Common Stock held by Fund VII, in each case, except to the extent of the reporting person's pecuniary interest therein. Tony Scavuzzo 2024-02-16