0001608258-20-000008.txt : 20200615
0001608258-20-000008.hdr.sgml : 20200615
20200615100940
ACCESSION NUMBER: 0001608258-20-000008
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20200615
DATE AS OF CHANGE: 20200615
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTERN ASSET CORPORATE LOAN FUND INC.
CENTRAL INDEX KEY: 0001068963
IRS NUMBER: 521568099
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-61123
FILM NUMBER: 20962148
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 888-777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: LMP CORPORATE LOAN FUND INC.
DATE OF NAME CHANGE: 20061010
FORMER COMPANY:
FORMER CONFORMED NAME: CITIGROUP INVESTMENTS CORPORATE LOAN FUND INC.
DATE OF NAME CHANGE: 20050421
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS CORP LOAN FUND INC
DATE OF NAME CHANGE: 19980826
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: SEA OTTER SECURITIES GROUP LLC
CENTRAL INDEX KEY: 0001608258
IRS NUMBER: 465171836
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 107 GRAND STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 646-762-9972
MAIL ADDRESS:
STREET 1: 107 GRAND STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: SEA OTTER HOLDINGS L.L.C., BD SERIES
DATE OF NAME CHANGE: 20150302
FORMER COMPANY:
FORMER CONFORMED NAME: SEA OTTER SECURITIES GROUP LLC
DATE OF NAME CHANGE: 20140514
SC 13G
1
sc13gtlisosg2.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___)*
Western Asset Corporate Loan Fund Inc
(Name of Issuer)
Common Stock
(Title of Class of Securities)
95790J102
(CUSIP Number)
June 4, 2020
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_X] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange
Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
SCHEDULE 13G
CUSIP No. 95790J102
1 Names of Reporting Persons
Sea Otter Securities Group LLC
2 Check the appropriate box if a member of a Group (see instructions)
(a) [ ]
(b) [ ]
3 Sec Use Only
4 Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:
5 Sole Voting Power
507,143
6 Shared Voting Power
7 Sole Dispositive Power
507,143
8 Shared Dispositive Power
9 Aggregate Amount Beneficially Owned by Each Reporting Person
507,143
10 Check box if the aggregate amount in row (9) excludes certain shares
(See Instructions)
[ ]
11 Percent of class represented by amount in row (9)
5.1%
12 Type of Reporting Person (See Instructions)
BD
Item 1.
(a) Name of Issuer: Western Asset Corporate Loan Fund Inc
(b) Address of Issuers Principal Executive Offices: 620 Eighth Ave,
New York, NY 10018
Item 2.
(a) Name of Person Filing: Sea Otter Securities Group LLC.
(b) Address of Principal Business Office or, if None, Residence:
107 Grand St, 7th Floor, New York, New York 10013.
(c) Citizenship: Delaware.
(d) Title and Class of Securities: Common Stock
(e) CUSIP No.: 95790J102
Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Act;
(b) [_] Bank as defined in Section 3(a)(6) of the Act;
(c) [_] Insurance company as defined in Section 3(a)(19) of the Act;
(d) [_] Investment company registered under Section 8 of the Investment
Company Act of 1940;
(e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
(h) [_] A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [_] A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940;
(j) [_] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
(k) [_] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a
non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: ____
Item 4. Ownership
(a) Amount Beneficially Owned: Information with respect to the Reporting
Persons' ownership of the Common Stock as of June 4, 2020, is incorporated by
reference to items (5) - (9) and (11) of the cover page of the respective
Reporting Person.
(b) Percent of Class: 5.1%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 507,143
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition of: 507,143
(iv) Shared power to dispose or to direct the disposition of:
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [ ].
Item 6. Ownership of more than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and classification of the subsidiary which acquired the
security being reported on by the parent holding company or control person.
Not applicable
Item 8. Identification and classification of members of the group.
Not applicable
Item 9. Notice of Dissolution of Group.
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: June 12, 2020
/s/ Patrick Kane
Patrick Kane, Chief Compliance Officer