The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALJ REGIONAL HLDGS INC | COM | 001627108 | 2,057 | 552,977 | SH | SOLE | 0 | 552,977 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 12,262 | 13,831 | SH | SOLE | 0 | 13,831 | 0 | 0 | |
BIOCRYST PHARMACEUTICAL | COM | 09058V103 | 2,582 | 307,366 | SH | SOLE | 0 | 307,366 | 0 | 0 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 1,000 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 2,822 | 108,139 | SH | SOLE | 0 | 108,139 | 0 | 0 | |
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 2,610 | 152,988 | SH | SOLE | 0 | 152,988 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 277 | 8,116 | SH | SOLE | 0 | 8,116 | 0 | 0 | |
KEMET CORP | COM | 488360207 | 7,210 | 600,827 | SH | SOLE | 0 | 600,827 | 0 | 0 | |
LA JOLLA PHARMACEUTICAL CO | COM PAR $.0001 2 | 503459604 | 924 | 30,967 | SH | SOLE | 0 | 30,967 | 0 | 0 | |
MMA CAP MGMT LLC | COM | 55315D105 | 2,754 | 118,452 | SH | SOLE | 0 | 118,452 | 0 | 0 | |
NATHANS FAMOUS INC NEW | COM | 632347100 | 9,630 | 153,710 | SH | SOLE | 0 | 153,710 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 2,485 | 105,860 | SH | SOLE | 0 | 105,860 | 0 | 0 | |
PENDRELL CORP | CL A NEW | 70686R302 | 456 | 70,199 | SH | SOLE | 0 | 70,199 | 0 | 0 | |
SEVCON INC | COM | 81783K108 | 1,741 | 119,271 | SH | SOLE | 0 | 119,271 | 0 | 0 | |
TUCOWS INC | COM NEW | 898697206 | 4,723 | 92,525 | SH | SOLE | 0 | 92,525 | 0 | 0 | |
VERSARTIS INC | COM | 92529L102 | 3,980 | 186,399 | SH | SOLE | 0 | 186,399 | 0 | 0 |