The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 1,366 | 17,000 | SH | DFND | 17,000 | 0 | 0 | ||
AMERCO | COM | 023586100 | 15,827 | 40,224 | SH | DFND | 40,224 | 0 | 0 | ||
CAPITAL SOUTHWEST CORP | COM | 140501107 | 24,133 | 509,137 | SH | DFND | 509,137 | 0 | 0 | ||
LAKELAND INDS INC | COM | 511795106 | 3,518 | 253,300 | SH | DFND | 253,300 | 0 | 0 | ||
MMA CAP MGMT LLC | COM | 55315D105 | 424 | 32,466 | SH | DFND | 32,466 | 0 | 0 | ||
NATHANS FAMOUS INC NEW | COM | 632347100 | 4,860 | 127,820 | SH | DFND | 127,820 | 0 | 0 | ||
SYNERGETICS USA INC | COM | 87160G107 | 5,479 | 833,883 | SH | DFND | 833,883 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 90 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
UNWIRED PLANET INC NEW | COM | 91531F103 | 1,434 | 1,978,525 | SH | DFND | 1,978,525 | 0 | 0 | ||
WINTHROP RLTY TR | SH BEN INT NEW | 976391300 | 10,459 | 728,321 | SH | DFND | 728,321 | 0 | 0 | ||
TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 | 108,585 | 759,920 | SH | DFND | 759,920 | 0 | 0 |