0001607791-22-000009.txt : 20220803
0001607791-22-000009.hdr.sgml : 20220803
20220803160304
ACCESSION NUMBER: 0001607791-22-000009
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
GREENFELD,BENNETT,ALAN,
FILED AS OF DATE: 20220803
DATE AS OF CHANGE: 20220803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caine Mitter & Associates Inc
CENTRAL INDEX KEY: 0001607791
IRS NUMBER: 043440964
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02696
FILM NUMBER: 221132465
BUSINESS ADDRESS:
STREET 1: 225 WEST 35 STREET SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-686-8820
MAIL ADDRESS:
STREET 1: 225 WEST 35 STREET SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10001
MA-I
1
primary_doc.xml
MA-I
0001607791
XXXXXXXX
William Caine
2126868820
wcaine@cainemitter.com
wcaine@cainemitter.com
N
N
Bennett
Alan
Greenfeld
N
1
0001607791
Caine Mitter & Associates Inc
04-18-2022
N
867-00292
SUPERVISED
04-18-2022
225 WEST 35 STREET SUITE 900
NEW YORK
NY
10001
04-2022
CAINE MITTER & ASSOCIATES INCORPORATED
NEW YORK
NY
10001
Y
N
Municipal Advisor Professional
08-2020
04-2022
BOGART WEALTH
MCLEAN
VA
22102
N
Y
JUNIOR PORTFOLIO ANALYST
02-1989
08-2020
UNEMPLOYED
UNEMPLOYED
MD
20878
N
N
UNEMPLOYED
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-03-2022
WILLIAM CAINE
CCO