0001607791-22-000009.txt : 20220803 0001607791-22-000009.hdr.sgml : 20220803 20220803160304 ACCESSION NUMBER: 0001607791-22-000009 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 GREENFELD,BENNETT,ALAN, FILED AS OF DATE: 20220803 DATE AS OF CHANGE: 20220803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caine Mitter & Associates Inc CENTRAL INDEX KEY: 0001607791 IRS NUMBER: 043440964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02696 FILM NUMBER: 221132465 BUSINESS ADDRESS: STREET 1: 225 WEST 35 STREET SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-686-8820 MAIL ADDRESS: STREET 1: 225 WEST 35 STREET SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 MA-I 1 primary_doc.xml MA-I 0001607791 XXXXXXXX William Caine 2126868820 wcaine@cainemitter.com wcaine@cainemitter.com N N Bennett Alan Greenfeld N 1 0001607791 Caine Mitter & Associates Inc 04-18-2022 N 867-00292 SUPERVISED 04-18-2022 225 WEST 35 STREET SUITE 900 NEW YORK NY 10001 04-2022 CAINE MITTER & ASSOCIATES INCORPORATED NEW YORK NY 10001 Y N Municipal Advisor Professional 08-2020 04-2022 BOGART WEALTH MCLEAN VA 22102 N Y JUNIOR PORTFOLIO ANALYST 02-1989 08-2020 UNEMPLOYED UNEMPLOYED MD 20878 N N UNEMPLOYED N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-03-2022 WILLIAM CAINE CCO