MA/A
0001607791
XXXXXXXX
Mauryne Van Dusen
413-586-1993
mvandusen@cainemitter.com
Caine Mitter & Associates Inc
04-3440964
866-00210-00
867-00292
43 SUMMER STREET
NORTHAMPTON
MA
01060
413-586-1993
413-586-7522
Add
225 West 35th Street
Suite 900
New York
NY
10001
212-686-8820
212-686-2155
N
43 SUMMER STREET
NORTHAMPTON
MA
01060
www.cainemitter.com
William
T
Caine
225 West 35th Street
Suite 900
New York
NY
10001
212-686-8820
212-686-2155
wcaine@cainemitter.com
Mauryne
C
Van Dusen
43 Summer Street
Northampton
MA
01060
413-586-1993
413-586-7522
mvandusen@cainemitter.com
Add
Caine Mitter & Associates Incorporated
225 West 35th Street
Suite 900
New York
NY
10001
212-686-8820
212-686-2155
Client documents such as Offering Statements; client correspondence
December
DE
12-17-1998
N
11
11
0
0
0
20
Municipal Entities
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Brokerage Of MEI
Other
software development
mortgage backed securities pipeline management
loan placements
Y
Quantitative Analysis
Y
Other municipal advisor
12
Add
Other municipal advisor
Thomas P. Caine
Thomas P Caine
Y
Y
N
Add
Other municipal advisor
Karen Lynn Marquis
Karen Lynn Marquis
Y
N
N
Add
Other municipal advisor
Bronson Lee Martin
Bronson Lee Martin
Y
N
N
Add
Other municipal advisor
Ansel Marion Caine IV
Ansel Marion Caine IV
Y
N
N
Add
Other municipal advisor
Victor Shun-Tsau Chiang
Victor Shun-Tsau Chiang
Y
N
N
Add
Other municipal advisor
Patricia Pak-Sze Ho
Patricia Pak-Sze Ho
Y
N
N
Add
Other municipal advisor
Yuet Shing
Yuet Shing
Y
N
N
Add
Other municipal advisor
Bradley Wachenfeld
Bradley Wachenfeld
Y
N
N
Add
Other municipal advisor
Benjamin Killion
Benjamin Killion
Y
N
N
Add
Other municipal advisor
Carlos Montoya
Carlos Montoya
Y
N
N
Add
Other municipal advisor
Harrison Gu
Harrison Gu
Y
N
N
Add
Other municipal advisor
Andrew Thavychith
Andrew Thavychith
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
William
T
Caine
Chief Compliance Officer
07-24-2014
NA
N
000000000
Thomas
P
Caine
President
12-17-1998
E
Y
000000000
Amend
William
T
Caine
Chief Compliance Officer
07-24-2014
NA
N
000000000
Add
Thomas
P
Caine
President
12-17-1998
E
Y
000000000
Mauryne C Van Dusen
Mauryne C. Van Dusen
Office Administrator
03-13-2019
N
N
N
N
N
Y
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N