0001209191-20-054289.txt : 20201008 0001209191-20-054289.hdr.sgml : 20201008 20201008171130 ACCESSION NUMBER: 0001209191-20-054289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201008 FILED AS OF DATE: 20201008 DATE AS OF CHANGE: 20201008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christiansen Bryan CENTRAL INDEX KEY: 0001684876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 201231496 MAIL ADDRESS: STREET 1: 1850 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-08 1 0001607716 Vivint Solar, Inc. VSLR 0001684876 Christiansen Bryan 1800 WEST ASHTON BLVD LEHI UT 84043 0 1 0 0 Chief Operating Officer Common Stock 2020-10-08 4 D 0 49939 0.00 D 108109 D Common Stock 2020-10-08 4 D 0 108109 0.00 D 0 D Stock Option (Right to Buy) 3.45 2020-10-08 4 D 0 43103 0.00 D 2027-10-02 Common Stock 43103 0 D Stock Option (Right to Buy) 5.20 2020-10-08 4 D 0 44510 0.00 D 2028-09-26 Common Stock 44510 0 D Stock Option (Right to Buy) 5.23 2020-10-08 4 D 0 88235 0.00 D 2029-02-28 Common Stock 88235 0 D Stock Option (Right to Buy) 7.39 2020-10-08 4 D 0 33333 0.00 D 2029-09-12 Common Stock 33333 0 D Stock Option (Right to Buy) 8.21 2020-10-08 4 D 0 18148 0.00 D 2030-06-01 Common Stock 18148 0 D Stock Option (Right to Buy 28.29 2020-10-08 4 D 0 7928 0.00 D 2030-09-08 Common Stock 7928 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share. Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share. Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share. 25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. 25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable. 100% of the shares subject to this option will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. Notwithstanding the foregoing, 100% of the shares subject to this option will fully vest upon a Change of Control (as defined in the Plan). 25% of the Shares subject to this option will vest on September 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. 25% of the Shares subject to this Award will vest on June 6, 2021, and on each of the next 12 Quarterly Vesting Dates, 1/16 of the Shares subject to this Award will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. 25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. /s/ Dana C. Russell, attorney-in-fact 2020-10-08