0001209191-17-041435.txt : 20170622 0001209191-17-041435.hdr.sgml : 20170622 20170622170320 ACCESSION NUMBER: 0001209191-17-041435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170620 FILED AS OF DATE: 20170622 DATE AS OF CHANGE: 20170622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Alessandro David F. CENTRAL INDEX KEY: 0001618820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 17925720 MAIL ADDRESS: STREET 1: C/O VIVINT SOLAR, INC. STREET 2: 3301 N. THANKSGIVING WAY, SUITE 500 CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-20 0 0001607716 Vivint Solar, Inc. VSLR 0001618820 D'Alessandro David F. 1800 WEST ASHTON BLVD LEHI UT 84043 1 0 0 0 Common Stock 2017-06-20 4 M 0 39755 A 52471 D Common Stock 2017-06-20 4 A 0 25000 A 77471 D Common Stock 2017-06-21 4 S 0 18000 4.7716 D 59471 D Restricted Stock Units 2017-06-20 4 M 0 39755 0.00 D Common Stock 39755 0 D The restricted stock units convert into common stock on a one-for-one basis. Represents restricted stock units granted pursuant to the 2014 Equity Incentive Plan which can only be settled with shares of common stock. The award will vest as to 100% of the underlying shares on the earlier of the first anniversary of the date of grant or the date of the issuer's next annual stockholder meeting first occurring after the date of grant, subject to the Reporting Person's continued service to the issuer through such date. These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations pursuant to a Rule 10b5-1 Plan. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. On June 21, 2016, the reporting person was granted 39,755 restricted stock units, vesting as to 100% of the underlying shares on the earlier of the first anniversary of the date of grant or the date of the issuer's annual stockholder meeting first occurring after the date of grant, subject to the Reporting Person's continued service to the issuer through such date. /s/ C. Dan Black, attorney-in-fact 2017-06-22 EX-24.4_732796 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned, as a Section 16 reporting person of Vivint Solar, Inc. (the "Company"), hereby constitutes and appoints C. Dan Black, Dana Russell, David Bywater and Melissa Bannister the undersigned's true and lawful attorneys-in-fact, to: 1. Prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain EDGAR codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; 2. Complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorneys-in-fact shall in their discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company; and 3. Do all acts necessary in order to file such forms with the SEC, any securities exchange or national association, the Company and such other person or agency as the attorneys-in-fact shall deem appropriate. The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agent shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended). This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of July, 2016. Signature: /s/ David D'Alessandro David D'Alessandro Director