0000899243-17-014743.txt : 20170530 0000899243-17-014743.hdr.sgml : 20170530 20170530172149 ACCESSION NUMBER: 0000899243-17-014743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170525 FILED AS OF DATE: 20170530 DATE AS OF CHANGE: 20170530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allred L. Chance CENTRAL INDEX KEY: 0001618793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 17878549 MAIL ADDRESS: STREET 1: C/O VIVINT SOLAR, INC. STREET 2: 3301 N. THANKSIVING WAY, SUITE 500 CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-25 0 0001607716 Vivint Solar, Inc. VSLR 0001618793 Allred L. Chance 1800 WEST ASHTON BLVD LEHI UT 84043 0 1 0 0 Chief Sales Officer Common Stock 2017-05-25 4 S 0 30700 3.10 D 152227 D These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.075 to $3.125, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Includes 91,463 restricted stock units granted on May 9, 2016 pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. All of the restricted stock units vest on May 15, 2018. /s/ DANA C. RUSSELL, Attorney-in-fact 2017-05-30