0000899243-17-014741.txt : 20170530 0000899243-17-014741.hdr.sgml : 20170530 20170530172024 ACCESSION NUMBER: 0000899243-17-014741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170526 FILED AS OF DATE: 20170530 DATE AS OF CHANGE: 20170530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plagemann Thomas G. CENTRAL INDEX KEY: 0001618828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 17878529 MAIL ADDRESS: STREET 1: C/O VIVINT SOLAR, INC. STREET 2: 3301 N. THANKSGIVING WAY, SUITE 500 CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-26 0 0001607716 Vivint Solar, Inc. VSLR 0001618828 Plagemann Thomas G. 1800 WEST ASHTON BLVD LEHI UT 84043 0 1 0 0 CCO; EVP, Capital Markets Common Stock 2017-05-26 4 S 0 46000 3.06 D 205876 D These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.025 to $3.15, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Includes 145,168 restricted stock units granted pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. 106,707 of the restricted stock units vest on May 15, 2018. One third of the remaining restricted stock units vest on July 16, 2017, July 16, 2018 and July 16, 2019 respectively. /s/ Dana C. Russell, attorney-in-fact 2017-05-30