0001214659-20-004149.txt : 20200507
0001214659-20-004149.hdr.sgml : 20200507
20200507160226
ACCESSION NUMBER: 0001214659-20-004149
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200507
DATE AS OF CHANGE: 20200507
EFFECTIVENESS DATE: 20200507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 20856198
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
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0001607355
XXXXXXXX
03-31-2020
03-31-2020
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MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
05-06-2020
0
352
132281
INFORMATION TABLE
2
infotable.xml
AGNC INVT CORP
COM
00123Q104
18
1730
SH
SOLE
1730
0
0
AT&T INC
COM
00206R102
4832
165756
SH
SOLE
165756
0
0
ABBOTT LABS
COM
002824100
4569
57902
SH
SOLE
57902
0
0
ABBVIE INC
COM
00287Y109
1882
24698
SH
SOLE
24698
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
21
500
SH
SOLE
500
0
0
ADOBE INC
COM
00724F101
65
205
SH
SOLE
205
0
0
ADVANSIX INC
COM
00773T101
0
28
SH
SOLE
28
0
0
AIR PRODS & CHEMS INC
COM
009158106
15
75
SH
SOLE
75
0
0
ALECTOR INC
COM
014442107
22
900
SH
SOLE
900
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
13
150
SH
SOLE
150
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
679
3493
SH
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0
ALLIANT ENERGY CORP
COM
018802108
413
8550
SH
SOLE
8550
0
0
ALPHABET INC
CAP STK CL C
02079K107
119
102
SH
SOLE
102
0
0
ALPHABET INC
CAP STK CL A
02079K305
99
85
SH
SOLE
85
0
0
AMAZON COM INC
COM
023135106
318
163
SH
SOLE
163
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
2004
25051
SH
SOLE
25051
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
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23
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23
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
64
292
SH
SOLE
292
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
2232
18670
SH
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18670
0
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AMGEN INC
COM
031162100
10
50
SH
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50
0
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ANIKA THERAPEUTICS INC
COM
035255108
9
300
SH
SOLE
300
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
11
2237
SH
SOLE
2237
0
0
ANTHEM INC
COM
036752103
4
16
SH
SOLE
16
0
0
APHRIA INC
COM
03765K104
9
3000
SH
SOLE
3000
0
0
APPLE INC
COM
037833100
3583
14091
SH
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14091
0
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APPLIED MATLS INC
COM
038222105
92
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0
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ARISTA NETWORKS INC
COM
040413106
10
50
SH
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50
0
0
ASSURANT INC
COM
04621X108
15
147
SH
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147
0
0
AURORA CANNABIS INC
COM
05156X108
12
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SH
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0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
32
231
SH
SOLE
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0
0
AVISTA CORP
COM
05379B107
234
5500
SH
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5500
0
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AXOS FINL INC
COM
05465C100
22
1200
SH
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1200
0
0
BK OF AMERICA CORP
COM
060505104
92
4310
SH
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4310
0
0
BANK MONTREAL
COM
063671101
10
200
SH
SOLE
200
0
0
BANK NEW YORK MELLON CORP
COM
064058100
10
300
SH
SOLE
300
0
0
BAXTER INTL INC
COM
071813109
29
360
SH
SOLE
360
0
0
BECTON DICKINSON & CO
COM
075887109
11
47
SH
SOLE
47
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1986
10865
SH
SOLE
10865
0
0
BEYOND MEAT INC
COM
08862E109
7
100
SH
SOLE
100
0
0
BIOTELEMETRY INC
COM
090672106
54
1400
SH
SOLE
1400
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
308
6750
SH
SOLE
6750
0
0
BOEING CO
COM
097023105
79
526
SH
SOLE
526
0
0
BOSTON PROPERTIES INC
COM
101121101
6
67
SH
SOLE
67
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
9
280
SH
SOLE
280
0
0
BRAINSTORM CELL THERAPEUTICS
COM NEW
10501E201
0
100
SH
SOLE
100
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
0
18
SH
SOLE
18
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
144
2585
SH
SOLE
2585
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
0
109
SH
SOLE
109
0
0
CIGNA CORP NEW
COM
125523100
18
100
SH
SOLE
100
0
0
CMS ENERGY CORP
COM
125896100
24
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
421
7350
SH
SOLE
7350
0
0
CVS HEALTH CORP
COM
126650100
2124
35806
SH
SOLE
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0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
10
1000
SH
SOLE
1000
0
0
CANOPY GROWTH CORP
COM
138035100
5
350
SH
SOLE
350
0
0
CAPITAL ONE FINL CORP
COM
14040H105
5
100
SH
SOLE
100
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
4
300
SH
SOLE
300
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
3
150
SH
SOLE
150
0
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CEL SCI CORP
COM PAR NEW
150837607
0
40
SH
SOLE
40
0
0
CERNER CORP
COM
156782104
328
5200
SH
SOLE
5200
0
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CHEMOURS CO
COM
163851108
3
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CHEVRON CORP NEW
COM
166764100
304
4202
SH
SOLE
4202
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
13
1385
SH
SOLE
1385
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
5
7
SH
SOLE
7
0
0
CHURCH & DWIGHT INC
COM
171340102
141
2200
SH
SOLE
2200
0
0
CISCO SYS INC
COM
17275R102
265
6740
SH
SOLE
6740
0
0
CITIGROUP INC
COM NEW
172967424
42
990
SH
SOLE
990
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
2
1000
SH
SOLE
1000
0
0
CLOROX CO DEL
COM
189054109
988
5700
SH
SOLE
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0
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COCA COLA CONSOLIDATED INC
COM
191098102
4
20
SH
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20
0
0
COCA COLA CO
COM
191216100
1520
34343
SH
SOLE
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0
0
COLGATE PALMOLIVE CO
COM
194162103
547
8242
SH
SOLE
8242
0
0
COMCAST CORP NEW
CL A
20030N101
442
12851
SH
SOLE
12851
0
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COMPASS DIVERSIFIED HOLDINGS
SH BEN INT
20451Q104
11
795
SH
SOLE
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0
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COM
20825C104
6
200
SH
SOLE
200
0
0
CONSOLIDATED EDISON INC
COM
209115104
265
3400
SH
SOLE
3400
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
1585
11059
SH
SOLE
11059
0
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COOPER COS INC
COM NEW
216648402
662
2401
SH
SOLE
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0
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CORTEVA INC
COM
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71
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COSTCO WHSL CORP NEW
COM
22160K105
830
2910
SH
SOLE
2910
0
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CREE INC
COM
225447101
7
200
SH
SOLE
200
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
9
65
SH
SOLE
65
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
1
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SH
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300
0
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DNP SELECT INCOME FD
COM
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12
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0
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DANAHER CORPORATION
COM
235851102
268
1937
SH
SOLE
1937
0
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DATADOG INC
CL A COM
23804L103
115
3200
SH
SOLE
3200
0
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DAVITA INC
COM
23918K108
30
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SH
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0
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DELL TECHNOLOGIES INC
CL C
24703L202
1
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SH
SOLE
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0
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DIAGEO P L C
SPON ADR NEW
25243Q205
153
1200
SH
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1200
0
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DIEBOLD NXDF INC
COM
253651103
5
1500
SH
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0
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DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
141
6000
SH
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DISNEY WALT CO
COM DISNEY
254687106
399
4133
SH
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DISH NETWORK CORPORATION
CL A
25470M109
6
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SH
SOLE
300
0
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DOLLAR TREE INC
COM
256746108
37
500
SH
SOLE
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0
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DOW INC
COM
260557103
14
463
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463
0
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DUFF & PHELPS UTIL CORP BD T
COM
26432K108
33
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DUKE ENERGY CORP NEW
COM NEW
26441C204
378
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DUNKIN BRANDS GROUP INC
COM
265504100
64
1200
SH
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DUPONT DE NEMOURS INC
COM
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SH
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DYNATRACE INC
COM
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201
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EOG RES INC
COM
26875P101
50
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1400
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EPR PPTYS
COM SH BEN INT
26884U109
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SH
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180
0
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EBAY INC
COM
278642103
108
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EDWARDS LIFESCIENCES CORP
COM
28176E108
30
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SH
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ELECTRONIC ARTS INC
COM
285512109
63
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SH
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EMERSON ELEC CO
COM
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48
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SH
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ENDAVA PLC
ADS
29260V105
7
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SH
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ENERSYS
COM
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144
2900
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2900
0
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ESSEX PPTY TR INC
COM
297178105
9
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SH
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0
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EVERGY INC
COM
30034W106
30
538
SH
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EVERSOURCE ENERGY
COM
30040W108
39
504
SH
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504
0
0
EXELON CORP
COM
30161N101
11
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SH
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300
0
0
EXELIXIS INC
COM
30161Q104
14
800
SH
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800
0
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EXXON MOBIL CORP
COM
30231G102
219
5779
SH
SOLE
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0
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FACEBOOK INC
CL A
30303M102
79
476
SH
SOLE
476
0
0
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
29
1300
SH
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1300
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DJ INTERNT IDX
33733E302
12
100
SH
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100
0
0
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
2
59
SH
SOLE
59
0
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FISERV INC
COM
337738108
226
2376
SH
SOLE
2376
0
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FLEETCOR TECHNOLOGIES INC
COM
339041105
5
28
SH
SOLE
28
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
4
500
SH
SOLE
500
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
13
350
SH
SOLE
350
0
0
FORTIVE CORP
COM
34959J108
30
550
SH
SOLE
550
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
35
800
SH
SOLE
800
0
0
FUELCELL ENERGY INC
COM
35952H601
0
166
SH
SOLE
166
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
8
87
SH
SOLE
87
0
0
GENERAL DYNAMICS CORP
COM
369550108
1076
8134
SH
SOLE
8134
0
0
GENERAL ELECTRIC CO
COM
369604103
12
1500
SH
SOLE
1500
0
0
GENERAL MLS INC
COM
370334104
11
202
SH
SOLE
202
0
0
GENERAL MTRS CO
COM
37045V100
0
2
SH
SOLE
2
0
0
GENUINE PARTS CO
COM
372460105
88
1300
SH
SOLE
1300
0
0
GENWORTH FINL INC
COM CL A
37247D106
66
15090
SH
SOLE
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0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
19
500
SH
SOLE
500
0
0
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COM UNITS
37946R109
4
400
SH
SOLE
400
0
0
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COM
38141G104
3
20
SH
SOLE
20
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
1
29
SH
SOLE
29
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
4
82
SH
SOLE
82
0
0
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COM
416515104
358
10159
SH
SOLE
10159
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
9
377
SH
SOLE
377
0
0
HEICO CORP NEW
COM
422806109
361
4840
SH
SOLE
4840
0
0
HOME DEPOT INC
COM
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928
4973
SH
SOLE
4973
0
0
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COM
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1490
11136
SH
SOLE
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0
0
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COM
440452100
6485
139052
SH
SOLE
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0
0
HOVNANIAN ENTERPRISES INC
CL A NEW
442487401
2
200
SH
SOLE
200
0
0
HUMANA INC
COM
444859102
7
23
SH
SOLE
23
0
0
IDEXX LABS INC
COM
45168D104
12
50
SH
SOLE
50
0
0
ILLINOIS TOOL WKS INC
COM
452308109
34
239
SH
SOLE
239
0
0
INDEXIQ ETF TR
US RL EST SMCP
45409B628
8
500
SH
SOLE
500
0
0
INGERSOLL RAND INC
COM
45687V106
1
30
SH
SOLE
30
0
0
INGEVITY CORP
COM
45688C107
60
1700
SH
SOLE
1700
0
0
INTEL CORP
COM
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191
3530
SH
SOLE
3530
0
0
INTERNATIONAL BUSINESS MACHS
COM
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11
100
SH
SOLE
100
0
0
INTL PAPER CO
COM
460146103
6
200
SH
SOLE
200
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
99
520
SH
SOLE
520
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
17
200
SH
SOLE
200
0
0
INVESCO EXCHANGE-TRADED FD T
S&P500 LOW VOL
46138E354
40
850
SH
SOLE
850
0
0
INVESCO EXCHANGE-TRADED FD T
PFD ETF
46138E511
22
1700
SH
SOLE
1700
0
0
INVESCO EXCHANGE-TRADED FD T
EMRNG MKT SVRG
46138E784
3
105
SH
SOLE
105
0
0
ISHARES GOLD TRUST
ISHARES
464285105
57
3800
SH
SOLE
3800
0
0
ISHARES TR
SELECT DIVID ETF
464287168
40
550
SH
SOLE
550
0
0
ISHARES TR
TIPS BD ETF
464287176
39
328
SH
SOLE
328
0
0
ISHARES TR
CORE S&P500 ETF
464287200
16
58
SH
SOLE
58
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
12
80
SH
SOLE
80
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
3
26
SH
SOLE
26
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
11
150
SH
SOLE
150
0
0
ISHARES TR
MULTIFACTOR INTL
46434V274
1
35
SH
SOLE
35
0
0
ISHARES TR
GLOBAL REIT ETF
46434V647
2
126
SH
SOLE
126
0
0
JPMORGAN CHASE & CO
COM
46625H100
85
940
SH
SOLE
940
0
0
JABIL INC
COM
466313103
39
1601
SH
SOLE
1601
0
0
JOHNSON & JOHNSON
COM
478160104
4740
36147
SH
SOLE
36147
0
0
KEYCORP
COM
493267108
10
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
401
3134
SH
SOLE
3134
0
0
KOPIN CORP
COM
500600101
0
100
SH
SOLE
100
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
1466
8138
SH
SOLE
8138
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
10
200
SH
SOLE
200
0
0
LAUDER ESTEE COS INC
CL A
518439104
355
2230
SH
SOLE
2230
0
0
LEGGETT & PLATT INC
COM
524660107
3
95
SH
SOLE
95
0
0
LENNAR CORP
CL A
526057104
4
100
SH
SOLE
100
0
0
LIBERTY MEDIA CORP DEL
COM A BRAVES GRP
531229706
2
100
SH
SOLE
100
0
0
LOCKHEED MARTIN CORP
COM
539830109
1307
3857
SH
SOLE
3857
0
0
LOWES COS INC
COM
548661107
74
862
SH
SOLE
862
0
0
MARSH & MCLENNAN COS INC
COM
571748102
182
2100
SH
SOLE
2100
0
0
MASTERCARD INC
CL A
57636Q104
262
1085
SH
SOLE
1085
0
0
MCDONALDS CORP
COM
580135101
244
1475
SH
SOLE
1475
0
0
MERCK & CO. INC
COM
58933Y105
1024
13315
SH
SOLE
13315
0
0
MERCURY SYS INC
COM
589378108
39
550
SH
SOLE
550
0
0
MESABI TR
CTF BEN INT
590672101
14
1000
SH
SOLE
1000
0
0
METLIFE INC
COM
59156R108
40
1300
SH
SOLE
1300
0
0
MICROSOFT CORP
COM
594918104
8898
56421
SH
SOLE
56421
0
0
MICRON TECHNOLOGY INC
COM
595112103
151
3600
SH
SOLE
3600
0
0
MID AMER APT CMNTYS INC
COM
59522J103
16
155
SH
SOLE
155
0
0
MONDELEZ INTL INC
CL A
609207105
2398
47887
SH
SOLE
47887
0
0
NATIONAL RETAIL PROPERTIES I
COM
637417106
12
360
SH
SOLE
360
0
0
NEOGENOMICS INC
COM NEW
64049M209
494
17900
SH
SOLE
17900
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
3
37
SH
SOLE
37
0
0
NEWMONT CORP
COM
651639106
13
280
SH
SOLE
280
0
0
NEXTERA ENERGY INC
COM
65339F101
12416
51599
SH
SOLE
51599
0
0
NOKIA CORP
SPONSORED ADR
654902204
4
1200
SH
SOLE
1200
0
0
NORFOLK SOUTHERN CORP
COM
655844108
131
900
SH
SOLE
900
0
0
NORTHROP GRUMMAN CORP
COM
666807102
110
364
SH
SOLE
364
0
0
NORTHWEST PIPE CO
COM
667746101
1
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
2
249
SH
SOLE
249
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
651
7890
SH
SOLE
7890
0
0
NOW INC
COM
67011P100
0
25
SH
SOLE
25
0
0
NVIDIA CORP
COM
67066G104
297
1125
SH
SOLE
1125
0
0
OGE ENERGY CORP
COM
670837103
203
6600
SH
SOLE
6600
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
113
376
SH
SOLE
376
0
0
OMNICOM GROUP INC
COM
681919106
3
50
SH
SOLE
50
0
0
ONEOK INC NEW
COM
682680103
9
400
SH
SOLE
400
0
0
OPEN TEXT CORP
COM
683715106
28
800
SH
SOLE
800
0
0
ORBCOMM INC
COM
68555P100
1
500
SH
SOLE
500
0
0
OUTFRONT MEDIA INC
COM
69007J106
2
150
SH
SOLE
150
0
0
PPL CORP
COM
69351T106
20
800
SH
SOLE
800
0
0
PALO ALTO NETWORKS INC
COM
697435105
5
33
SH
SOLE
33
0
0
PARKER HANNIFIN CORP
COM
701094104
4
31
SH
SOLE
31
0
0
PAYCHEX INC
COM
704326107
15
235
SH
SOLE
235
0
0
PAYCOM SOFTWARE INC
COM
70432V102
51
250
SH
SOLE
250
0
0
PAYPAL HLDGS INC
COM
70450Y103
1317
13755
SH
SOLE
13755
0
0
PEABODY ENERGY CORP NEW
COM
704551100
1
197
SH
SOLE
197
0
0
PEOPLES UTD FINL INC
COM
712704105
118
10720
SH
SOLE
10720
0
0
PEPSICO INC
COM
713448108
6883
57312
SH
SOLE
57312
0
0
PERSPECTA INC
COM
715347100
0
12
SH
SOLE
12
0
0
PFIZER INC
COM
717081103
1222
37441
SH
SOLE
37441
0
0
PHILLIPS 66
COM
718546104
301
5610
SH
SOLE
5610
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
26
700
SH
SOLE
700
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
4
800
SH
SOLE
800
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
53
1100
SH
SOLE
1100
0
0
PRICE T ROWE GROUP INC
COM
74144T108
5
48
SH
SOLE
48
0
0
PROCTER & GAMBLE CO
COM
742718109
973
8847
SH
SOLE
8847
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PROLOGIS INC.
COM
74340W103
26
325
SH
SOLE
325
0
0
PRUDENTIAL FINL INC
COM
744320102
26
500
SH
SOLE
500
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
222
4950
SH
SOLE
4950
0
0
QUAKER CHEM CORP
COM
747316107
278
2200
SH
SOLE
2200
0
0
QUALCOMM INC
COM
747525103
17
250
SH
SOLE
250
0
0
RAYTHEON CO
COM NEW
755111507
2596
19792
SH
SOLE
19792
0
0
REALTY INCOME CORP
COM
756109104
16
330
SH
SOLE
330
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
73
150
SH
SOLE
150
0
0
REGENXBIO INC
COM
75901B107
10
300
SH
SOLE
300
0
0
RITE AID CORP
COM
767754872
155
10354
SH
SOLE
10354
0
0
ROKU INC
COM CL A
77543R102
17
200
SH
SOLE
200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
781
3030
SH
SOLE
3030
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2
11
SH
SOLE
11
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
2
84
SH
SOLE
84
0
0
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
3
58
SH
SOLE
58
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
56
700
SH
SOLE
700
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
22
100
SH
SOLE
100
0
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
4
84
SH
SOLE
84
0
0
SALESFORCE COM INC
COM
79466L302
10
72
SH
SOLE
72
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
4
500
SH
SOLE
500
0
0
SANOFI
SPONSORED ADR
80105N105
640
14650
SH
SOLE
14650
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
2
22
SH
SOLE
22
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
19
425
SH
SOLE
425
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
19
459
SH
SOLE
459
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1
25
SH
SOLE
25
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
1
52
SH
SOLE
52
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
15
325
SH
SOLE
325
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
2
37
SH
SOLE
37
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
0
15
SH
SOLE
15
0
0
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
4
65
SH
SOLE
65
0
0
SEATTLE GENETICS INC
COM
812578102
23
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2
19
SH
SOLE
19
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
35
641
SH
SOLE
641
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1
27
SH
SOLE
27
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
58
1039
SH
SOLE
1039
0
0
SERVICENOW INC
COM
81762P102
10
34
SH
SOLE
34
0
0
SHOPIFY INC
CL A
82509L107
71
170
SH
SOLE
170
0
0
SILK RD MED INC
COM
82710M100
126
4000
SH
SOLE
4000
0
0
SMUCKER J M CO
COM NEW
832696405
2634
23727
SH
SOLE
23727
0
0
SOUTHERN CO
COM
842587107
540
9975
SH
SOLE
9975
0
0
SOUTHWEST AIRLS CO
COM
844741108
36
1000
SH
SOLE
1000
0
0
SPIRE INC
COM
84857L101
186
2500
SH
SOLE
2500
0
0
SPLUNK INC
COM
848637104
5
42
SH
SOLE
42
0
0
STARBUCKS CORP
COM
855244109
1
10
SH
SOLE
10
0
0
STRYKER CORP
COM
863667101
15
90
SH
SOLE
90
0
0
SYSCO CORP
COM
871829107
15
327
SH
SOLE
327
0
0
TJX COS INC NEW
COM
872540109
10
200
SH
SOLE
200
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
24
504
SH
SOLE
504
0
0
TALLGRASS ENERGY LP
CLASS A SHS
874696107
8
500
SH
SOLE
500
0
0
TESLA INC
COM
88160R101
1210
2309
SH
SOLE
2309
0
0
TEXAS INSTRS INC
COM
882508104
323
3235
SH
SOLE
3235
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
30
105
SH
SOLE
105
0
0
3M CO
COM
88579Y101
469
3438
SH
SOLE
3438
0
0
TIMKEN CO
COM
887389104
606
18738
SH
SOLE
18738
0
0
TIMKENSTEEL CORP
COM
887399103
9
2881
SH
SOLE
2881
0
0
TORO CO
COM
891092108
626
9620
SH
SOLE
9620
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
24
565
SH
SOLE
565
0
0
TRAVELERS COMPANIES INC
COM
89417E109
308
3103
SH
SOLE
3103
0
0
TRILOGY METALS INC NEW
COM
89621C105
0
4
SH
SOLE
4
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
6
1500
SH
SOLE
1500
0
0
TYLER TECHNOLOGIES INC
COM
902252105
15
50
SH
SOLE
50
0
0
US BANCORP DEL
COM NEW
902973304
7
200
SH
SOLE
200
0
0
UNILEVER N V
N Y SHS NEW
904784709
1
24
SH
SOLE
24
0
0
UNION PAC CORP
COM
907818108
73
520
SH
SOLE
520
0
0
UNITED AIRLS HLDGS INC
COM
910047109
4
139
SH
SOLE
139
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
152
1625
SH
SOLE
1625
0
0
UNITED RENTALS INC
COM
911363109
26
250
SH
SOLE
250
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
8942
35858
SH
SOLE
35858
0
0
V F CORP
COM
918204108
3
50
SH
SOLE
50
0
0
VALERO ENERGY CORP
COM
91913Y100
115
2536
SH
SOLE
2536
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
857
8291
SH
SOLE
8291
0
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
15
100
SH
SOLE
100
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
68
955
SH
SOLE
955
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
9
200
SH
SOLE
200
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
8
95
SH
SOLE
95
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
7
75
SH
SOLE
75
0
0
VEEVA SYS INC
CL A COM
922475108
5035
32200
SH
SOLE
32200
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
47
200
SH
SOLE
200
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
61
874
SH
SOLE
874
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
42
270
SH
SOLE
270
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
163
1265
SH
SOLE
1265
0
0
VERACYTE INC
COM
92337F107
44
1800
SH
SOLE
1800
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1138
21183
SH
SOLE
21183
0
0
VERITIV CORP
COM
923454102
0
4
SH
SOLE
4
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
2156
9062
SH
SOLE
9062
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
6
400
SH
SOLE
400
0
0
VISA INC
COM CL A
92826C839
1971
12231
SH
SOLE
12231
0
0
WP CAREY INC
COM
92936U109
275
4733
SH
SOLE
4733
0
0
WEC ENERGY GROUP INC
COM
92939U106
57
650
SH
SOLE
650
0
0
WABTEC
COM
929740108
1
19
SH
SOLE
19
0
0
WALMART INC
COM
931142103
175
1537
SH
SOLE
1537
0
0
WASTE MGMT INC DEL
COM
94106L109
176
1900
SH
SOLE
1900
0
0
WEBSTER FINL CORP CONN
COM
947890109
64
2802
SH
SOLE
2802
0
0
WELLTOWER INC
COM
95040Q104
11
230
SH
SOLE
230
0
0
WESTERN UN CO
COM
959802109
36
2000
SH
SOLE
2000
0
0
WEYERHAEUSER CO
COM
962166104
1
64
SH
SOLE
64
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
14
500
SH
SOLE
500
0
0
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
12
150
SH
SOLE
150
0
0
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
17
300
SH
SOLE
300
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
12
150
SH
SOLE
150
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
16
250
SH
SOLE
250
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
1
60
SH
SOLE
60
0
0
XILINX INC
COM
983919101
23
300
SH
SOLE
300
0
0
YAMANA GOLD INC
COM
98462Y100
3
1000
SH
SOLE
1000
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
3
17
SH
SOLE
17
0
0
ZOETIS INC
CL A
98978V103
47
400
SH
SOLE
400
0
0
ZTO EXPRESS CAYMAN INC
SPONSORED ADS A
98980A105
98
3700
SH
SOLE
3700
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
175
1200
SH
SOLE
1200
0
0
ADIENT PLC
ORDSHS
G0084W101
0
9
SH
SOLE
9
0
0
ALKERMES PLC
SHS
G01767105
2
150
SH
SOLE
150
0
0
ALLEGION PLC
ORDSHS
G0176J109
1
11
SH
SOLE
11
0
0
ALLERGAN PLC
SHS
G0177J108
12
66
SH
SOLE
66
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
9
257
SH
SOLE
257
0
0
MEDTRONIC PLC
SHS
G5960L103
611
6770
SH
SOLE
6770
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
3
34
SH
SOLE
34
0
0
ALCON INC
ORD SHS
H01301128
78
1533
SH
SOLE
1533
0
0
CHUBB LIMITED
COM
H1467J104
40
361
SH
SOLE
361
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
6
100
SH
SOLE
100
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
6
50
SH
SOLE
50
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
117
2350
SH
SOLE
2350
0
0
FLEX LTD
ORD
Y2573F102
6
700
SH
SOLE
700
0
0