0001214659-17-006555.txt : 20171109
0001214659-17-006555.hdr.sgml : 20171109
20171109144335
ACCESSION NUMBER: 0001214659-17-006555
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171109
EFFECTIVENESS DATE: 20171109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 171190256
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
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0001607355
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09-30-2017
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MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 Hebron Ave.
3rd Floor
Glastonbury
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
11-09-2017
0
378
148945
INFORMATION TABLE
2
infotable.xml
3M CO
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88579Y101
1231
5866
SH
SOLE
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ABBOTT LABS
COM
002824100
2373
44474
SH
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0
0
ABBVIE INC
COM
00287Y109
3931
44240
SH
SOLE
44240
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
19
500
SH
SOLE
500
0
0
ADIENT PLC
ORD SHS
G0084W101
1
9
SH
SOLE
9
0
0
ADVANSIX INC
COM
00773T101
1
14
SH
SOLE
14
0
0
AECOM
COM
00766T100
29
800
SH
SOLE
800
0
0
AETNA INC NEW
COM
00817Y108
511
3216
SH
SOLE
3216
0
0
AGNC INVT CORP
COM
00123Q104
38
1730
SH
SOLE
1730
0
0
AIR PRODS & CHEMS INC
COM
009158106
11
75
SH
SOLE
75
0
0
AK STL HLDG CORP
COM
001547108
3
500
SH
SOLE
500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
21
150
SH
SOLE
150
0
0
ALIBABA GROUP HLDG LTD
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01609W102
1922
11128
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0
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ALKERMES PLC
SHS
G01767105
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300
SH
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ORD SHS
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11
SH
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11
0
0
ALLERGAN PLC
SHS
G0177J108
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116
SH
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116
0
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ALLIANT ENERGY CORP
COM
018802108
83
2000
SH
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2000
0
0
ALLSTATE CORP
COM
020002101
92
1000
SH
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1000
0
0
ALPHABET INC
CAP STK CL A
02079K305
44
45
SH
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45
0
0
ALPHABET INC
CAP STK CL C
02079K107
129
135
SH
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135
0
0
ALTABA INC
COM
021346101
20
300
SH
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300
0
0
AMAZON COM INC
COM
023135106
80
83
SH
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83
0
0
AMERICAN ELEC PWR INC
COM
025537101
1330
18930
SH
SOLE
18930
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
23
SH
SOLE
23
0
0
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COM NEW
026874784
18
300
SH
SOLE
300
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
24
176
SH
SOLE
176
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1305
16135
SH
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16135
0
0
AMGEN INC
COM
031162100
36
191
SH
SOLE
191
0
0
AMKOR TECHNOLOGY INC
COM
031652100
11
1000
SH
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1000
0
0
ANDEAVOR
COM
03349M105
4
43
SH
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43
0
0
ANHEUSER BUSCH INBEV SA/NV
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03524A108
382
3200
SH
SOLE
3200
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
276
5250
SH
SOLE
5250
0
0
ANIKA THERAPEUTICS INC
COM
035255108
17
300
SH
SOLE
300
0
0
ANNALY CAP MGMT INC
COM
035710409
13
1037
SH
SOLE
1037
0
0
APPLE INC
COM
037833100
2095
13593
SH
SOLE
13593
0
0
APPLIED MATLS INC
COM
038222105
1908
36633
SH
SOLE
36633
0
0
ARAMARK
COM
03852U106
41
1000
SH
SOLE
1000
0
0
ARISTA NETWORKS INC
COM
040413106
9
50
SH
SOLE
50
0
0
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
9
325
SH
SOLE
325
0
0
AT&T INC
COM
00206R102
3911
99839
SH
SOLE
99839
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
22
200
SH
SOLE
200
0
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AVISTA CORP
COM
05379B107
285
5500
SH
SOLE
5500
0
0
B & G FOODS INC NEW
COM
05508R106
94
2960
SH
SOLE
2960
0
0
BANK AMER CORP
COM
060505104
849
33490
SH
SOLE
33490
0
0
BANK NEW YORK MELLON CORP
COM
064058100
16
300
SH
SOLE
300
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BAXTER INTL INC
COM
071813109
23
360
SH
SOLE
360
0
0
BB&T CORP
COM
054937107
4
93
SH
SOLE
93
0
0
BCE INC
COM NEW
05534B760
6
118
SH
SOLE
118
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
372
7250
SH
SOLE
7250
0
0
BECTON DICKINSON & CO
COM
075887109
5
27
SH
SOLE
27
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3614
19715
SH
SOLE
19715
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
900
15885
SH
SOLE
15885
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
224
6700
SH
SOLE
6700
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
15
1000
SH
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1000
0
0
BOEING CO
COM
097023105
154
604
SH
SOLE
604
0
0
BOFI HLDG INC
COM
05566U108
34
1200
SH
SOLE
1200
0
0
BOISE CASCADE CO DEL
COM
09739D100
351
10050
SH
SOLE
10050
0
0
BORGWARNER INC
COM
099724106
3
65
SH
SOLE
65
0
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BOSTON PROPERTIES INC
COM
101121101
2
17
SH
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17
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BRIGHTHOUSE FINL INC
COM
10922N103
2
36
SH
SOLE
36
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2770
43463
SH
SOLE
43463
0
0
CAESARSTONE LTD
ORD SHS
M20598104
9
300
SH
SOLE
300
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
12
1000
SH
SOLE
1000
0
0
CAMBREX CORP
COM
132011107
220
4000
SH
SOLE
4000
0
0
CARDINAL HEALTH INC
COM
14149Y108
141
2100
SH
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2100
0
0
CATERPILLAR INC DEL
COM
149123101
113
902
SH
SOLE
902
0
0
CEL SCI CORP
COM PAR NEW
150837607
0
80
SH
SOLE
80
0
0
CELGENE CORP
COM
151020104
23
158
SH
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158
0
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CENTURYLINK INC
COM
156700106
15
800
SH
SOLE
800
0
0
CERNER CORP
COM
156782104
596
8350
SH
SOLE
8350
0
0
CHEMOURS CO
COM
163851108
16
323
SH
SOLE
323
0
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CHESAPEAKE ENERGY CORP
COM
165167107
131
30565
SH
SOLE
30565
0
0
CHEVRON CORP NEW
COM
166764100
41
350
SH
SOLE
350
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
26
1385
SH
SOLE
1385
0
0
CHUBB LIMITED
COM
H1467J104
51
361
SH
SOLE
361
0
0
CHURCH & DWIGHT INC
COM
171340102
329
6800
SH
SOLE
6800
0
0
CISCO SYS INC
COM
17275R102
367
10900
SH
SOLE
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0
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CITIGROUP INC
COM NEW
172967424
889
12219
SH
SOLE
12219
0
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CLEAN ENERGY FUELS CORP
COM
184499101
5
2000
SH
SOLE
2000
0
0
CLOROX CO DEL
COM
189054109
1235
9360
SH
SOLE
9360
0
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CMS ENERGY CORP
COM
125896100
19
400
SH
SOLE
400
0
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COCA COLA CO
COM
191216100
1318
29290
SH
SOLE
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COCA COLA EUROPEAN PARTNERS
SHS
G25839104
33
800
SH
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CL A
192446102
44
600
SH
SOLE
600
0
0
COLGATE PALMOLIVE CO
COM
194162103
1898
26050
SH
SOLE
26050
0
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COMCAST CORP NEW
CL A
20030N101
176
4580
SH
SOLE
4580
0
0
CONAGRA BRANDS INC
COM
205887102
10
300
SH
SOLE
300
0
0
CONOCOPHILLIPS
COM
20825C104
27
538
SH
SOLE
538
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CONSOLIDATED EDISON INC
COM
209115104
779
9650
SH
SOLE
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0
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CONSOLIDATED WATER CO INC
ORD
G23773107
101
7900
SH
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CONSTELLATION BRANDS INC
CL A
21036P108
2980
14939
SH
SOLE
14939
0
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CONTROL4 CORP
COM
21240D107
21
700
SH
SOLE
700
0
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COOPER COS INC
COM NEW
216648402
569
2400
SH
SOLE
2400
0
0
COSTCO WHSL CORP NEW
COM
22160K105
444
2700
SH
SOLE
2700
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CREE INC
COM
225447101
6
200
SH
SOLE
200
0
0
CSX CORP
COM
126408103
399
7350
SH
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7350
0
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CVR ENERGY INC
COM
12662P108
26
1000
SH
SOLE
1000
0
0
CVS HEALTH CORP
COM
126650100
3931
48340
SH
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CYBERARK SOFTWARE LTD
SHS
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270
6575
SH
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0
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DANAHER CORP DEL
COM
235851102
167
1952
SH
SOLE
1952
0
0
DAVITA INC
COM
23918K108
95
1600
SH
SOLE
1600
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
225
1700
SH
SOLE
1700
0
0
DIEBOLD NXDF INC
COM
253651103
34
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
3423
61150
SH
SOLE
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0
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DISH NETWORK CORP
CL A
25470M109
43
800
SH
SOLE
800
0
0
DISNEY WALT CO
COM DISNEY
254687106
418
4245
SH
SOLE
4245
0
0
DNP SELECT INCOME FD
COM
23325P104
10
900
SH
SOLE
900
0
0
DOLLAR GEN CORP NEW
COM
256677105
8
100
SH
SOLE
100
0
0
DOMINION ENERGY INC
COM
25746U109
12
150
SH
SOLE
150
0
0
DOWDUPONT INC
COM
26078J100
683
9869
SH
SOLE
9869
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
37
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
345
4110
SH
SOLE
4110
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
112
2110
SH
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2110
0
0
DXC TECHNOLOGY CO
COM
23355L106
2
25
SH
SOLE
25
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
17
400
SH
SOLE
400
0
0
EASTMAN CHEM CO
COM
277432100
421
4650
SH
SOLE
4650
0
0
EBAY INC
COM
278642103
742
19287
SH
SOLE
19287
0
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EDGE THERAPEUTICS INC
COM
279870109
130
12100
SH
SOLE
12100
0
0
ELECTRONIC ARTS INC
COM
285512109
9
80
SH
SOLE
80
0
0
EMERSON ELEC CO
COM
291011104
82
1300
SH
SOLE
1300
0
0
ENCANA CORP
COM
292505104
18
1500
SH
SOLE
1500
0
0
ENERSYS
COM
29275Y102
272
3928
SH
SOLE
3928
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0
ENTERPRISE PRODS PARTNERS L
COM
293792107
16
600
SH
SOLE
600
0
0
EOG RES INC
COM
26875P101
135
1400
SH
SOLE
1400
0
0
EVERSOURCE ENERGY
COM
30040W108
26
434
SH
SOLE
434
0
0
EXELIXIS INC
COM
30161Q104
120
4950
SH
SOLE
4950
0
0
EXELON CORP
COM
30161N101
11
300
SH
SOLE
300
0
0
EXXON MOBIL CORP
COM
30231G102
1063
12968
SH
SOLE
12968
0
0
FACEBOOK INC
CL A
30303M102
283
1656
SH
SOLE
1656
0
0
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
2
59
SH
SOLE
59
0
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
38
1300
SH
SOLE
1300
0
0
FIRST UTD CORP
COM
33741H107
17
1000
SH
SOLE
1000
0
0
FISERV INC
COM
337738108
153
1188
SH
SOLE
1188
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
27
1100
SH
SOLE
1100
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
15
350
SH
SOLE
350
0
0
FLOWERS FOODS INC
COM
343498101
9
500
SH
SOLE
500
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
279
23300
SH
SOLE
23300
0
0
FORTIVE CORP
COM
34959J108
73
1026
SH
SOLE
1026
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
54
800
SH
SOLE
800
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
5
74
SH
SOLE
74
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
7
250
SH
SOLE
250
0
0
GENERAL DYNAMICS CORP
COM
369550108
1535
7468
SH
SOLE
7468
0
0
GENERAL ELECTRIC CO
COM
369604103
512
21194
SH
SOLE
21194
0
0
GENERAL MLS INC
COM
370334104
244
4710
SH
SOLE
4710
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
3
122
SH
SOLE
122
0
0
GENERAL MTRS CO
COM
37045V100
33
807
SH
SOLE
807
0
0
GENUINE PARTS CO
COM
372460105
109
1136
SH
SOLE
1136
0
0
GENWORTH FINL INC
COM CL A
37247D106
58
15090
SH
SOLE
15090
0
0
GILEAD SCIENCES INC
COM
375558103
1121
13842
SH
SOLE
13842
0
0
GLAUKOS CORP
COM
377322102
40
1200
SH
SOLE
1200
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
193
4750
SH
SOLE
4750
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
9
40
SH
SOLE
40
0
0
GREAT PLAINS ENERGY INC
COM
391164100
27
900
SH
SOLE
900
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
7
70
SH
SOLE
70
0
0
HANESBRANDS INC
COM
410345102
49
2000
SH
SOLE
2000
0
0
HARLEY DAVIDSON INC
COM
412822108
14
300
SH
SOLE
300
0
0
HARRIS CORP DEL
COM
413875105
915
6951
SH
SOLE
6951
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
833
15020
SH
SOLE
15020
0
0
HCP INC
COM
40414L109
9
331
SH
SOLE
331
0
0
HEALTHEQUITY INC
COM
42226A107
35
700
SH
SOLE
700
0
0
HEICO CORP NEW
COM
422806109
296
3300
SH
SOLE
3300
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
7
500
SH
SOLE
500
0
0
HOME DEPOT INC
COM
437076102
712
4351
SH
SOLE
4351
0
0
HONEYWELL INTL INC
COM
438516106
1875
13230
SH
SOLE
13230
0
0
HORMEL FOODS CORP
COM
440452100
4587
142731
SH
SOLE
142731
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
10
5000
SH
SOLE
5000
0
0
HP INC
COM
40434L105
2
100
SH
SOLE
100
0
0
ILLINOIS TOOL WKS INC
COM
452308109
6
39
SH
SOLE
39
0
0
INGERSOLL-RAND PLC
SHS
G47791101
3
34
SH
SOLE
34
0
0
INTEL CORP
COM
458140100
335
8800
SH
SOLE
8800
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
38
264
SH
SOLE
264
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
14
400
SH
SOLE
400
0
0
INTL PAPER CO
COM
460146103
34
600
SH
SOLE
600
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
3
200
SH
SOLE
200
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
13
75
SH
SOLE
75
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
13
150
SH
SOLE
150
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
31
261
SH
SOLE
261
0
0
ISHARES TR
SELECT DIVID ETF
464287168
52
550
SH
SOLE
550
0
0
ISHARES TR
TIPS BD ETF
464287176
54
477
SH
SOLE
477
0
0
ISHARES TR
MSCI EAFE ETF
464287465
82
1198
SH
SOLE
1198
0
0
JOHNSON & JOHNSON
COM
478160104
7443
57249
SH
SOLE
57249
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
258
6395
SH
SOLE
6395
0
0
JPMORGAN CHASE & CO
COM
46625H100
146
1528
SH
SOLE
1528
0
0
KEYCORP NEW
COM
493267108
19
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
418
3550
SH
SOLE
3550
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
6
150
SH
SOLE
150
0
0
KOPIN CORP
COM
500600101
0
100
SH
SOLE
100
0
0
KRAFT HEINZ CO
COM
500754106
1184
15266
SH
SOLE
15266
0
0
LAUDER ESTEE COS INC
CL A
518439104
257
2380
SH
SOLE
2380
0
0
LEGGETT & PLATT INC
COM
524660107
5
95
SH
SOLE
95
0
0
LEMAITRE VASCULAR INC
COM
525558201
15
400
SH
SOLE
400
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
8
200
SH
SOLE
200
0
0
LOCKHEED MARTIN CORP
COM
539830109
1082
3486
SH
SOLE
3486
0
0
LOWES COS INC
COM
548661107
83
1037
SH
SOLE
1037
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
119
1200
SH
SOLE
1200
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
14
200
SH
SOLE
200
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
36
500
SH
SOLE
500
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
2
45
SH
SOLE
45
0
0
MANNKIND CORP
COM NEW
56400P706
9
4004
SH
SOLE
4004
0
0
MANULIFE FINL CORP
COM
56501R106
20
1000
SH
SOLE
1000
0
0
MARSH & MCLENNAN COS INC
COM
571748102
201
2400
SH
SOLE
2400
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
116
825
SH
SOLE
825
0
0
MCDONALDS CORP
COM
580135101
165
1050
SH
SOLE
1050
0
0
MEDTRONIC PLC
SHS
G5960L103
614
7889
SH
SOLE
7889
0
0
MERCK & CO INC
COM
58933Y105
323
5050
SH
SOLE
5050
0
0
MESABI TR
CTF BEN INT
590672101
23
1000
SH
SOLE
1000
0
0
METLIFE INC
COM
59156R108
187
3600
SH
SOLE
3600
0
0
MICRON TECHNOLOGY INC
COM
595112103
1439
36600
SH
SOLE
36600
0
0
MICROSOFT CORP
COM
594918104
1796
24116
SH
SOLE
24116
0
0
MONDELEZ INTL INC
CL A
609207105
2018
49623
SH
SOLE
49623
0
0
MONSANTO CO NEW
COM
61166W101
240
2000
SH
SOLE
2000
0
0
NEKTAR THERAPEUTICS
COM
640268108
146
6100
SH
SOLE
6100
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
47
3650
SH
SOLE
3650
0
0
NEXTERA ENERGY INC
COM
65339F101
5361
36584
SH
SOLE
36584
0
0
NORFOLK SOUTHERN CORP
COM
655844108
119
900
SH
SOLE
900
0
0
NORTHROP GRUMMAN CORP
COM
666807102
69
239
SH
SOLE
239
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
0
19
SH
SOLE
19
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
9
500
SH
SOLE
500
0
0
NORTHWEST PIPE CO
COM
667746101
1
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
274
SH
SOLE
274
0
0
NOVANTA INC
COM
67000B104
347
7950
SH
SOLE
7950
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1293
15058
SH
SOLE
15058
0
0
NOW INC
COM
67011P100
0
25
SH
SOLE
25
0
0
NVIDIA CORP
COM
67066G104
27
150
SH
SOLE
150
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
75
350
SH
SOLE
350
0
0
OGE ENERGY CORP
COM
670837103
238
6600
SH
SOLE
6600
0
0
OMNICOM GROUP INC
COM
681919106
4
50
SH
SOLE
50
0
0
ONEOK INC NEW
COM
682680103
22
400
SH
SOLE
400
0
0
OPEN TEXT CORP
COM
683715106
26
800
SH
SOLE
800
0
0
ORACLE CORP
COM
68389X105
339
7014
SH
SOLE
7014
0
0
ORBCOMM INC
COM
68555P100
5
500
SH
SOLE
500
0
0
PAN AMERICAN SILVER CORP
COM
697900108
9
500
SH
SOLE
500
0
0
PARKER HANNIFIN CORP
COM
701094104
5
31
SH
SOLE
31
0
0
PATRIOT NATL BANCORP INC
COM NEW
70336F203
13
800
SH
SOLE
800
0
0
PATTERSON COMPANIES INC
COM
703395103
4
100
SH
SOLE
100
0
0
PAYPAL HLDGS INC
COM
70450Y103
928
14500
SH
SOLE
14500
0
0
PEABODY ENERGY CORP NEW
COM
704551100
6
197
SH
SOLE
197
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
81
4470
SH
SOLE
4470
0
0
PEPSICO INC
COM
713448108
6564
58909
SH
SOLE
58909
0
0
PFIZER INC
COM
717081103
1522
42636
SH
SOLE
42636
0
0
PG&E CORP
COM
69331C108
204
3000
SH
SOLE
3000
0
0
PHILIP MORRIS INTL INC
COM
718172109
10
91
SH
SOLE
91
0
0
PHILLIPS 66
COM
718546104
99
1079
SH
SOLE
1079
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
11
1047
SH
SOLE
1047
0
0
PITNEY BOWES INC
COM
724479100
3
227
SH
SOLE
227
0
0
PJT PARTNERS INC
COM CL A
69343T107
1
27
SH
SOLE
27
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
PNC FINL SVCS GROUP INC
COM
693475105
59
439
SH
SOLE
439
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
167
3650
SH
SOLE
3650
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
26
1700
SH
SOLE
1700
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
39
850
SH
SOLE
850
0
0
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T573
53
1766
SH
SOLE
1766
0
0
POWERSHARES ETF TRUST
WATER RES PORT
73935X575
3
92
SH
SOLE
92
0
0
POWERSHARES ETF TRUST
DYN BLDG CNSTR
73935X666
2729
87091
SH
SOLE
87091
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
160
1100
SH
SOLE
1100
0
0
PPG INDS INC
COM
693506107
4
34
SH
SOLE
34
0
0
PPL CORP
COM
69351T106
38
1000
SH
SOLE
1000
0
0
PRICE T ROWE GROUP INC
COM
74144T108
4
48
SH
SOLE
48
0
0
PRICELINE GRP INC
COM NEW
741503403
9
5
SH
SOLE
5
0
0
PROCTER AND GAMBLE CO
COM
742718109
912
10026
SH
SOLE
10026
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PRUDENTIAL FINL INC
COM
744320102
85
800
SH
SOLE
800
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
194
4200
SH
SOLE
4200
0
0
QUAKER CHEM CORP
COM
747316107
359
2424
SH
SOLE
2424
0
0
QUALCOMM INC
COM
747525103
13
250
SH
SOLE
250
0
0
QUALITY CARE PPTYS INC
COM
747545101
1
66
SH
SOLE
66
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
27
318
SH
SOLE
318
0
0
RAYTHEON CO
COM NEW
755111507
3686
19756
SH
SOLE
19756
0
0
REALTY INCOME CORP
COM
756109104
19
330
SH
SOLE
330
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
3
150
SH
SOLE
150
0
0
RITE AID CORP
COM
767754104
620
316155
SH
SOLE
316155
0
0
ROCKWELL COLLINS INC
COM
774341101
183
1400
SH
SOLE
1400
0
0
ROKU INC
COM CL A
77543R102
13
500
SH
SOLE
500
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
19
200
SH
SOLE
200
0
0
SALESFORCE COM INC
COM
79466L302
16
174
SH
SOLE
174
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
29
1500
SH
SOLE
1500
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
2
500
SH
SOLE
500
0
0
SANOFI
SPONSORED ADR
80105N105
90
1800
SH
SOLE
1800
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
5
100
SH
SOLE
100
0
0
SCANA CORP NEW
COM
80589M102
39
800
SH
SOLE
800
0
0
SCHNITZER STL INDS
CL A
806882106
402
14271
SH
SOLE
14271
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
9
139
SH
SOLE
139
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
15
325
SH
SOLE
325
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
35
682
SH
SOLE
682
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
36
549
SH
SOLE
549
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
36
726
SH
SOLE
726
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
90
2200
SH
SOLE
2200
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
96
1836
SH
SOLE
1836
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
20
600
SH
SOLE
600
0
0
SEATTLE GENETICS INC
COM
812578102
11
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
16
300
SH
SOLE
300
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
55
1030
SH
SOLE
1030
0
0
SHIRE PLC
SPONSORED ADR
82481R106
8
53
SH
SOLE
53
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
2
13
SH
SOLE
13
0
0
SKECHERS U S A INC
CL A
830566105
44
1750
SH
SOLE
1750
0
0
SMUCKER J M CO
COM NEW
832696405
5030
47934
SH
SOLE
47934
0
0
SOUTHERN CO
COM
842587107
310
6300
SH
SOLE
6300
0
0
SOUTHWEST AIRLS CO
COM
844741108
56
1000
SH
SOLE
1000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
22
100
SH
SOLE
100
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
4
35
SH
SOLE
35
0
0
SPDR INDEX SHS FDS
S&P NORTH AMER
78463X152
11
321
SH
SOLE
321
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
39
1023
SH
SOLE
1023
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
350
1395
SH
SOLE
1395
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
6
62
SH
SOLE
62
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
55
600
SH
SOLE
600
0
0
SPIRE INC
COM
84857L101
187
2500
SH
SOLE
2500
0
0
SPLUNK INC
COM
848637104
3
50
SH
SOLE
50
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
32
800
SH
SOLE
800
0
0
STARBUCKS CORP
COM
855244109
9
175
SH
SOLE
175
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
78
4025
SH
SOLE
4025
0
0
SUMMIT MATLS INC
CL A
86614U100
553
17266
SH
SOLE
17266
0
0
SYMANTEC CORP
COM
871503108
69
2100
SH
SOLE
2100
0
0
SYSCO CORP
COM
871829107
85
1584
SH
SOLE
1584
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
19
504
SH
SOLE
504
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
8
100
SH
SOLE
100
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
14
668
SH
SOLE
668
0
0
TESLA INC
COM
88160R101
474
1390
SH
SOLE
1390
0
0
TEXAS INSTRS INC
COM
882508104
285
3183
SH
SOLE
3183
0
0
TEXTRON INC
COM
883203101
8
150
SH
SOLE
150
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2
10
SH
SOLE
10
0
0
TIME INC NEW
COM
887228104
0
1
SH
SOLE
1
0
0
TIME WARNER INC
COM NEW
887317303
1
8
SH
SOLE
8
0
0
TIMKEN CO
COM
887389104
958
19738
SH
SOLE
19738
0
0
TIMKENSTEEL CORP
COM
887399103
48
2881
SH
SOLE
2881
0
0
TORO CO
COM
891092108
578
9312
SH
SOLE
9312
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
42
744
SH
SOLE
744
0
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
62
2000
SH
SOLE
2000
0
0
TRAVELERS COMPANIES INC
COM
89417E109
961
7840
SH
SOLE
7840
0
0
TRILOGY METALS INC NEW
COM
89621C105
0
45
SH
SOLE
45
0
0
U S G CORP
COM NEW
903293405
439
13450
SH
SOLE
13450
0
0
UNILEVER N V
N Y SHS NEW
904784709
1
24
SH
SOLE
24
0
0
UNILEVER PLC
SPON ADR NEW
904767704
458
7900
SH
SOLE
7900
0
0
UNION PAC CORP
COM
907818108
118
1020
SH
SOLE
1020
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
120
6573
SH
SOLE
6573
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
75
625
SH
SOLE
625
0
0
UNITED RENTALS INC
COM
911363109
69
500
SH
SOLE
500
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
744
6408
SH
SOLE
6408
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
7386
37715
SH
SOLE
37715
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
20
SH
SOLE
20
0
0
V F CORP
COM
918204108
3
50
SH
SOLE
50
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
192
2500
SH
SOLE
2500
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
36
270
SH
SOLE
270
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
73
874
SH
SOLE
874
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
164
1265
SH
SOLE
1265
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
35
600
SH
SOLE
600
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
1243
13117
SH
SOLE
13117
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
431
5315
SH
SOLE
5315
0
0
VARONIS SYS INC
COM
922280102
67
1600
SH
SOLE
1600
0
0
VEEVA SYS INC
CL A COM
922475108
1416
25100
SH
SOLE
25100
0
0
VERITIV CORP
COM
923454102
0
7
SH
SOLE
7
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1411
28507
SH
SOLE
28507
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1736
11415
SH
SOLE
11415
0
0
VIACOM INC NEW
CL B
92553P201
10
348
SH
SOLE
348
0
0
VIAVI SOLUTIONS INC
COM
925550105
0
1
SH
SOLE
1
0
0
VISA INC
COM CL A
92826C839
873
8300
SH
SOLE
8300
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
14
500
SH
SOLE
500
0
0
W P CAREY INC
COM
92936U109
335
4970
SH
SOLE
4970
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
842
10898
SH
SOLE
10898
0
0
WASTE MGMT INC DEL
COM
94106L109
134
1710
SH
SOLE
1710
0
0
WEBSTER FINL CORP CONN
COM
947890109
432
8224
SH
SOLE
8224
0
0
WEC ENERGY GROUP INC
COM
92939U106
330
5250
SH
SOLE
5250
0
0
WELLS FARGO CO NEW
COM
949746101
388
7040
SH
SOLE
7040
0
0
WELLTOWER INC
COM
95040Q104
7
100
SH
SOLE
100
0
0
WESTERN DIGITAL CORP
COM
958102105
2
20
SH
SOLE
20
0
0
WEYERHAEUSER CO
COM
962166104
19
564
SH
SOLE
564
0
0
WGL HLDGS INC
COM
92924F106
34
400
SH
SOLE
400
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
10
500
SH
SOLE
500
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1
23
SH
SOLE
23
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
2
20
SH
SOLE
20
0
0
WISDOMTREE TR
INTL EQUITY FD
97717W703
6
102
SH
SOLE
102
0
0
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
13
150
SH
SOLE
150
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
13
150
SH
SOLE
150
0
0
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
21
300
SH
SOLE
300
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
21
250
SH
SOLE
250
0
0
YAMANA GOLD INC
COM
98462Y100
3
1000
SH
SOLE
1000
0
0
ZOETIS INC
CL A
98978V103
5
71
SH
SOLE
71
0
0