DRSLTR 1 filename1.htm

 

 

 

 

 

 

 

 

 

 

 

 

  Writer’s Direct Contact
  212.468.8163
  JTanenbaum@mofo.com

 

June 16, 2014

 

Via EDGAR and by Courier

 

Catherine Wray, Esq.

Securities and Exchange Commission

100 F Street, NE

Washington, D.C. 20549

 

Re:Mobileye N.V.
Draft Registration Statement on Form F-1
Submitted May 12, 2014
Amendment No. 1 to Draft Registration Statement on Form F-1
Submitted May 16, 2014
CIK No. 0001607310

 

Dear Ms. Wray:

 

On behalf of our client, Mobileye N.V. (the “Company”), we are, concurrently herewith, confidentially submitting to the Securities and Exchange Commission (the “Commission”) Amendment No. 2 to the Company’s Draft Registration Statement on Form F-1 (the “Registration Statement”) referenced above. The Registration Statement incorporates responses to the comments transmitted by the Staff to us on June 6, 2014 on Amendment No. 1 to the Company’s Draft Registration Statement submitted to the Commission confidentially on May 16, 2014. Below, we identify in bold each Staff comment and note in regular type our response. Page number references in our responses refer to the Registration Statement. Capitalized terms used but not defined herein have the definitions set forth in the Registration Statement.

 

As discussed in the response to comment 47, upon reviewing the Staff’s comment, the Company has reevaluated the accounting for the transaction and believes that it is more appropriately characterized as a redemption of the Ordinary shares (with liquidation

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 2

 

preferences) and the Class B, C, D, and E shares. Consequently, the Company has restated its accounting for the August 2013 transaction. The Registration Statement contains the restated calculation of basic and diluted earnings per share (the “Restated EPS”) and related changes to the Summary Financial Information, Selected Financial Data and Management’s Discussion and Analysis.

 

The Company has evaluated whether the Restated EPS was indicative of the existence of a material weakness in its internal control over financial reporting within the meaning of PCAOB Auditing Standard No. 5 (“Standard No. 5”). After consultation with the Company’s supervisory board, auditors and legal counsel, the Company has determined that there is no material weakness. Under Standard No. 5, an auditor must analyze “[w]hether there is a reasonable possibility that the company's controls will fail to prevent or detect a misstatement of an account balance or disclosure; and [t]he magnitude of the potential misstatement resulting from the deficiency or deficiencies.” This analysis “does not depend on whether a misstatement actually has occurred but rather on whether there is a reasonable possibility that the company's controls will fail to prevent or detect a misstatement.” The reason for the Restated EPS is the complex and technical nature of the calculation of earnings per share related to the Company’s August 2013 transaction described in the Registration Statement, particularly because of the Company’s complex equity structure prior to its initial public offering. The Company does not believe that there will be future consequences related to the Restated EPS.

 

Standard No. 5 identifies six factors to consider in assessing whether there is a reasonable possibility that a company’s controls will fail to prevent or detect a misstatement. This letter addresses each in turn:

 

·The nature of the financial statement accounts, disclosures, and assertions involved – the Restated EPS relates only to disclosure (albeit on the primary financial statements) and does not impact other accounts. The Company’s U.S. GAAP net income has not changed; only the calculation of earnings per share. Therefore, there is no potential for this error to impact other accounts, disclosures and assertions involved.

 

·The susceptibility of the related asset or liability to loss or fraud – the Restated EPS is unrelated to the susceptibility of any asset or liability to loss or fraud. This Restated EPS does not impact any bonus or compensation plan of the Company. The Registration Statement also discloses the pro forma earnings per share for 2013, which is based on the conversion of all outstanding Company shares into ordinary shares and which the Company believes is more relevant for potential investors. The pro forma earnings per share calculation for 2013 has not changed.

 

·The subjectivity, complexity, or extent of judgment required to determine the amount involved – The Company has a complex equity structure with, at the time of the August 2013 transaction, six different classes of shares outstanding, with each class other than the Class A shares having certain preferences. Further, the August 2013 transaction involved the tender of shares of any class, the conversion of such shares into two new classes of Company shares (Classes F1 and F2) and the sale of such shares to new investors. As described in more detail in response to Comment 47 and note 8(c) to the Company’s consolidated financial statements included in the Registration Statement and elsewhere in the Registration Statement, the August 2013 transaction had a complex structure. The accounting for the transaction required significant judgment by the Company’s internal accounting staff as well as its auditors. The Company believes that the accounting for the calculation of earnings

  

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 3

 

  per share for the year ended December 31, 2013 was unusually complex and highly technical. There is little to no potential for another error of this kind to occur because the complexity will no longer exist upon completion of the Company’s initial public offering.

 

·The interaction or relationship of the control with other controls, including whether they are interdependent or redundant – Despite the large amount involved, the control involved a standalone analysis that has no effect on any of the other information in the Company’s consolidated financial statements or the preparation of the financial reporting related thereto.

 

·The interaction of the deficiencies – The control related to the calculation of earnings per share has no interaction with any other potential or actual deficiency.

 

·The possible future consequences of the deficiency – The Company believes that the deficiency has no future consequence. As described in the Registration Statement, immediately prior to the offering, all outstanding Company shares, irrespective of class, will convert into ordinary shares on the same basis. Following the offering, the calculation of earnings per share will be simplified because there will be only one class of equity securities outstanding, and the Company will not be able to engage in a transaction similar to the August 2013 transaction.

 

The Company also believes that none of the indicators of material weakness set forth in paragraph 69 of Standard No. 5 is relevant as there is no fraud involved; there is no restatement of previously issued financial statements; and there is no evidence of a material misstatement in financial statements for the current period. Please note that as a private company, the Company has not had an audit committee and that the members of its supervisory board review the financial statements.

 

Lastly, in the Company’s analysis of whether there is a material weakness, the Company determined that the deficiency would not “prevent prudent officials in the conduct of their own affairs from concluding that they have reasonable assurance that transactions are recorded as necessary to permit the preparation of the Company’s financial statements in conformity with GAAP” within the meaning of paragraph 70 of Standard No. 5. The deficiency related to a complex and technical calculation, and not to whether transactions are recorded appropriately.

 

Based on the foregoing, the Company believes that there is no material weakness relating to the Restated EPS.

 

General

 

1.We note an article from WSJ.com dated May 16, 2014, reporting that you have submitted a confidential draft registration statement for an IPO and naming the underwriters of the offering. Please advise how this information became available to the press, if known.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 4

 

The Company respectfully submits that it does not know, after making inquiries internally and of its counsel, auditors, underwriters and underwriters’ counsel, how such information became available to the press.

 

2.Please supplementally provide us with copies of all written communications, as defined in Rule 405 under the Securities Act, that you, or anyone authorized to do so on your behalf, present to potential investors in reliance on Section 5(d) of the Securities Act, whether or not they retain copies of the communications. Similarly, please supplementally provide us with any research reports about you that are published or distributed in reliance upon Section 2(a)(3) of the Securities Act of 1933 added by Section 105(a) of the Jumpstart Our Business Startups Act by any broker or dealer that is participating or will participate in your offering.

 

In accordance with Rule 418(b) promulgated under the Securities Act of 1933, as amended (the “Securities Act”) and Rule 83 of the Commission’s Rules on Information and Requests (17 C.F.R. §200.83), we have submitted in hard copy form under separate cover the testing-the-water presentation that the Company has used in reliance on Section 5(d) of the Securities Act to potential investors. Neither the Company nor the Underwriters have presented any written communications, as defined in Rule 405 under the Securities Act, to potential investors in reliance on Section 5(d) of the Securities Act, and none of them has authorized anyone to do so on its behalf.

 

We have been advised by Goldman Sachs & Co. Inc. and Morgan Stanley and Co. LLC, the only brokers or dealers that are currently participating in the offering, that they have not published or distributed, and do not intend to publish or distribute, any research reports about the Company in reliance upon Section 2(a)(3) of the Securities Act.

 

3.We will process your submission and amendments without price ranges. Since the price range you select will affect disclosure in several sections of the filing, we will need sufficient time to process your amendments once a price range is included and the material information now appearing blank throughout the document has been provided. Please understand that the effect of the price range on disclosure throughout the document may cause us to raise issues on areas not previously commented on.

 

The Company acknowledges that the Staff will need sufficient time to review disclosure in future amendments to the Registration Statement related to the inclusion of a price range, and that such review might necessitate further comments from the Staff.

 

4.Please supplementally provide us with copies of any graphics or artwork you intend to use in your prospectus. For guidance, refer to Question 101.02 of our Compliance and Disclosure Interpretations related to Securities Act Forms.

 

Please see the graphics and artwork included supplementally with this response letter. The artwork to be included on the inside front and back covers of the prospectus is included herewith under Tab A. The graphics to be included within the body of prospectus are included herewith under Tab B, which includes brief descriptions of the images and the pages of the prospectus on which the images will be placed.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 5 

 

5.We would like to understand more about the background of the people who are primarily responsible for preparing and supervising the preparation of your financial statements and evaluating the effectiveness of your internal control over financial reporting and their knowledge of U.S. GAAP and SEC rules and regulations. Do not identify people by name, but for each person, please tell us:

 

·what role he or she takes in preparing your financial statements and evaluating the effectiveness of your internal control;

 

·what relevant education and ongoing training he or she has had relating to U.S. GAAP;

 

·the nature of his or her contractual or other relationship to you;

 

·whether he or she holds and maintains any professional designations such as Certified Public Accountant (U.S.) or Certified Management Accountant; and

 

·about his or her professional experience, including experience in preparing and/or auditing financial statements prepared in accordance with U.S. GAAP and evaluating effectiveness of internal control over financial reporting.

 

The Company respectfully advises the Staff that the Company has assembled a competent accounting and financial team to prepare its financial statements and evaluate the effectiveness of its internal control over financial reporting. This team has adequate knowledge of U.S. GAAP and SEC rules and regulations. The Chief Financial Officer, the Corporate Controller, the Deputy Corporate Controller, the Aftermarket Controller, the U.S. Aftermarket Controller and the FP&A Manager, all of whom are employees of the Company, lead the Company’s accounting and financial function and are responsible for the quality of the Company’s financial statements prepared under U.S. GAAP and the effectiveness of the Company’s internal control over financial reporting. The Company has been preparing its financial statements in accordance with U.S. GAAP since 2007. The Company also plans to hire additional experienced personnel to enhance its accounting resources as the Company continues to grow.

 

Additionally, the Audit Committee of the Company’s board of directors will consist of Eyal Desheh, Chief Financial Officer of Teva Pharmaceutical Industries from 2008 to 2012, Peter Seth Neustadter, current President and Managing Director of IAT Automotive Inc. and IAT Holdings, LLC, respectively, and Eli Barkat, current Chairman of BRM Group, Chairman of MEITAV-DS Investments, Ltd. and a director of GigaSpaces Technologies and Playscape. Please refer to the biographies of Messrs. Desheh, Neustadter and Barkat on pages 86-87 for further descriptions of their qualifications.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 6

 

The structure of the Company’s accounting and finance team, as well as their respective roles and titles, educational backgrounds, ongoing training and detailed professional experiences are described below:

 

Chief Financial Officer

 

The Chief Financial Officer’s responsibilities are to: (i) supervise the accounting and financial team of the Company, (ii) review the Company’s financial statements to ensure that transactions are recorded in accordance with the Company’s accounting policies and procedures and (iii) take ultimate responsibility for the quality of the Company’s consolidated financial statements prepared under U.S. GAAP and SEC rules and regulations, and the effectiveness of its internal control over financial reporting. The Chief Financial Officer has been supervising the preparation of the Company’s financial statements under U.S. GAAP since 2007.

 

Prior to joining the Company, the Chief Financial Officer served as financial planning and analysis (“FP&A”) manager for Lipman Electronics Engineering Ltd., an Israeli company dual listed on Nasdaq and the Tel Aviv Stock Exchange (“Lipman”), where he was part of the team that prepared the company’s financial reports under U.S. GAAP. In this FP&A role, the Chief Financial Officer also gained experience in internal control over financial reporting as he was in charge of its Sarbanes-Oxley compliance program. Previously, the Chief Financial Officer was Director of Finance at Atrica Inc., a U.S. private company, where he prepared the financial statements based on U.S. GAAP. Previous to this position, the Chief Financial Officer was the Corporate Controller for Printlife, a private Israeli company reporting based on U.S. GAAP. Additionally, the Chief Financial Officer was a manager at Ernst and Young Israel, where he oversaw the audit of U.S. GAAP reports of public companies registered with the SEC and subsidiaries of U.S. public companies. In his 17-year career, the Chief Financial Officer has overseen five Enterprise Resource Planning systems' implementations, giving him extensive knowledge of the impact of internal control over financial reporting with regard to information technology general controls. The Chief Financial Officer holds a bachelor’s degree in business from the College of Management in Israel with a specialty in accounting, and is a licensed Certified Public Accountant (“CPA”) in Israel.

 

Corporate Controller

 

The Corporate Controller’s responsibilities are to: (i) assist the Chief Financial Officer on accounting and financial reporting matters, (ii) lead the finance team in preparation of financial statements under U.S. GAAP, and (iii) maintain effective internal control over financial reporting. She has been the Company’s Corporate Controller since 2008.

 

From 2005 to 2008, The Corporate Controller was Deputy Corporate Controller of Lipman until it was purchased by VeriFone Systems Inc. in 2007. At Lipman she supervised consolidation and financial statement preparation under U.S. GAAP and oversaw the preparation of quarterly releases, annual reports and SEC filings. Previously, she worked at Kesselman & Kesselman (PwC) for three years, where she performed audits of financial statements prepared under U.S. GAAP. The Corporate Controller received her bachelor’s degree in business from the College of Management in Israel with a specialty in accounting, and she is a licensed CPA in Israel.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 7

 

Deputy Corporate Controller

 

The Deputy Corporate Controller’s responsibilities are to: (i) assist the Corporate Controller in accounting matters, (ii) supervise the Company’s subsidiaries’ controllers in the preparation of all of the subsidiaries’ financial statements and financial disclosures under U.S. GAAP and related rules and regulations, and (iii) prepare the consolidated financial statements and financial disclosures in accordance with U.S. GAAP and related SEC rules and regulations. The Deputy Corporate Controller joined the Company in June 2010.

 

Prior to joining the Company, the Deputy Corporate Controller served as an audit manager for BDO International for one year, as a senior audit member for Somekh Chaikin (KPMG) for two and a half years and as an information risk management audit (Internal Audit) member of KPMG for two and a half years. The Deputy Corporate Controller holds a bachelor’s degree in economics and accounting and a master’s degree in business economy, both from Bar-Ilan University. The Deputy Corporate Controller is a CPA in Israel and holds an Intermediate Accounting Certification.

 

Aftermarket Controller

 

The Aftermarket Controller’s responsibilities are to: (1) supervise the accounting and finance function attributable to the aftermarket activities of the Company’s subsidiaries, (2) review and supervise the preparation of financial statements and financial disclosures of the Company’s subsidiaries under local GAAP and U.S. GAAP before they are reviewed by the Corporate Controller and CFO, and (3) provide fundamental U.S. GAAP training/updates regarding aftermarket matters to the accounting and finance teams at the Company’s subsidiaries. The Aftermarket Controller joined the Company in 2012.

 

During 2011, the Aftermarket Controller served as the corporate controller of Trendline, an Israeli traded company. Between 2007 and 2011, he was an auditor with Kesselman & Kesselman (PwC), where he was a supervisor of audit engagements for public companies registered with the SEC. While at PwC, he was required to participate in annual training courses on U.S. GAAP and SEC rules and regulations, and he completed all required hours under the related U.S. SEC accreditation requirements.  

 

The Aftermarket Controller received his bachelor of science in accounting and economics and his masters of business administration in financial management from The Hebrew University Jerusalem, Israel. He is a CPA in Israel and is a member of the Israeli Auditor's Council.

 

U.S. Aftermarket Controller

 

The responsibilities of the U.S. Aftermarket Controller, who is also the senior financial manager of Mobileye, Inc., the Company’s U.S. subsidiary, are to: (i) assist the Corporate Controller and the Aftermarket Controller and support staff on accounting and financial reporting matters, (ii) lead the U.S. accounting and finance team in preparation of financial statement under U.S. GAAP, including the preparation of monthly financial statements, and (iii) maintain effective internal control over financial reporting, primarily for Mobileye, Inc. The U.S. Aftermarket Controller joined the Company in 2013.

 

Over the course of his three-decade career in accounting and finance, the U.S. Aftermarket Controller has built infrastructures to support companies through transitions, market fluctuations, start-ups and high-growth cycles. His responsibilities have also included

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 8

 

strategic and tactical business planning, information technology, marketing, new product development, manufacturing and general operating management. From 2010 to 2011, he was Chief Financial Officer for Air Techniques, Inc., where he lead a review of the business, product lines and market segments, and recommended investment and divestment options based on current value and future alignment to corporate strategies. From 2008 to 2009, he was Director of Financial Operations for ISAIA & ISAIA S.p.A., where he transitioned previously outsourced financial management of the U.S. subsidiary into a formal in-house finance, administration and operational structure. The U.S. Aftermarket Controller received his bachelor’s degree in accountancy from Boston University and a masters of business administration in finance from Pace University.

 

While not currently a practicing CPA, the U.S. Aftermarket Controller passed American Institute of CPA (“AICPA”) examinations and successfully completed the requisite auditing work experience (four years with Ernst & Young) to achieve, and during that time maintain, a CPA accreditation. The U.S. Aftermarket Controller is a member of the AICPA and New York State Society of CPAs.

 

FP&A Manager

 

The FP&A (Financial Planning and Analysis) Manager’s roles are to: (i) prepare forecasts (for the short and long terms), (ii) create budgets and comparisons of budget vs. actual results, and (iii) analyze the results of operation. The Corporate Finance Manager joined the Company in 2013.

 

Prior to joining the Company, the FP&A Manager was a Controller at Medtechnica Ltd., where he managed the I-SOX (Israeli Sarbanes-Oxley) compliance program and gained experience in internal procedures and controls for financial statement closing periods, information technology, inventory and revenue recognition. Previously, the Corporate Finance Manager was a Deputy Controller at Amot Investments Ltd., where he conducted internal audits, identified inconsistencies and defects resulting in recommendations for efficiency enhancement and cost savings programs and prepared consolidated financial statements in accordance with IFRS. The Corporate Finance Manager has been an Israeli CPA since 2007. He has a master’s degree in management with a major in finance and accounting and a bachelor’s degree in accounting and economics, both from Tel Aviv University in Israel.

 

To ensure that the Company’s accounting and financial team stays abreast of the latest developments in U.S. GAAP and the SEC rules and regulations, the Company has established the following framework for its team to receive updates on U.S. GAAP and the SEC rules and regulations:

 

·Key financial reporting team members of the Company participate in the U.S. GAAP and SEC rules and regulations update training programs provided by the “Big Four” public accounting firms and other professional institutions in Israel from time to time. These training programs have specifically focused on revenue recognition, investments, impairment of long-lived assets, goodwill, loss contingency disclosures and other updates on U.S. GAAP and SEC regulations. In addition, the team obtains financial reporting briefs on U.S. GAAP and regulations published by a “Big Four” public accounting firm on a quarterly basis;

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 9

 

·Key financial reporting team members of the Company attend ad-hoc online training courses on accounting standards and other related topics, view quarterly webcasts on latest accounting and reporting updates, and are provided with monthly accounting and auditing news;

 

·Key financial reporting team members of the Company visit the websites of the SEC, the PCAOB and the FASB from time to time to obtain and digest updates, and the latest financial reporting manuals and publications relating to U.S. GAAP and SEC rules and regulations;

 

·After participating in external training programs and visiting the various professional and regulatory websites, the members of the financial reporting team of the Company who attended the training program are required to share the training materials with the whole financial team, educating them on the key takeaways and answering their questions through internal training sessions or other informal means.

 

Market and Industry Data, page ii

 

6.We note the statement that you and the selling shareholders have not independently verified any of the data from third-party sources cited in the prospectus, nor have you reviewed the underlying economic assumptions relied upon in such third-party sources. As you know, the statements in the filing are the company’s and it is responsible for all content in the registration statement. As such, please revise to avoid language that can be interpreted as a disclaimer of information contained in the filing.

 

Please see the revised disclosure on page ii.

 

7.Please also tell us whether any of the third-party reports or publications cited in the prospectus was prepared for you.

 

None of the third-party reports or publications cited in the prospectus was prepared specifically for the Company.

 

Prospectus Summary

 

Company Overview, page 1

 

8.Please provide support for the following assertions made several places in your submission:

 

·“Our technology keeps passengers safer on the roads, reduces the risks of traffic accidents, saves lives and has the potential to revolutionize the driving experience by enabling autonomous driving.”

 

·“Our EyeQ® SoC is capable of achieving a very high throughput at a very low power consumption and very low cost.”

 

In addition, to the extent you have not already done so, please generally clarify when an assertion presented is the company’s belief, as opposed to a verifiable fact.

 

With respect to ADAS systems generally keeping passengers safer on the roads, reducing the risks of traffic accidents and saving lives as well as the future of autonomous

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 10

 

driving, we refer you to a number of the reports included in the back-up binder we provided under our cover letter dated May 14, 2014, including the reports under tabs G, H, N, and P. With respect to the Company’s technology, in addition to the extensive testing each OEM requires before the Company can win a production contract, as the Company discloses in the prospectus, the various safety organizations, including Euro NCAP and the Insurance Institute for Highway Safety, rate or review each new model of automobile to provide safety ratings. In addition, insurance companies also may conduct automobile safety surveys. We enclose herewith the following reports:

 

·In accordance with Rule 418(b) promulgated under the Securities Act and Rule 83 of the Commission’s Rules on Information and Requests (17 C.F.R. §200.83), we have submitted in hard copy form under separate cover the two surveys prepared by Israeli insurance companies that provide support for these positions;

 

·2009 Report on trucks from the Netherlands, under Tab C included herewith; and

 

·A recent report by the Insurance Institute for Highway Safety, Highway Loss Data Institute with respect to the 2014 Honda Accord EX-L V-6, which has Mobileye technology, under Tab D included herewith.

 

With respect to the Company’s products having the potential to revolutionize the driving experience, we note that every news article about autonomous driving refers to the fact that it will fundamentally change the way people drive because they will not need to control certain vehicle functions. The Company believes that its products will enable that fundamental change. As the Company discloses in the Registration Statement, two OEMs have sourced the Company’s products for their initial autonomous driving capabilities in models that will launch in 2016, which means that the Company’s product already has demonstrated those capabilities.

 

With respect to the statement that “Our EyeQ® SoC is capable of achieving a very high throughput at a very low cost,” we refer you to Tab W of the back-up binder previously provided with respect to the chip’s capacity. The Company’s belief regarding the cost of the Company’s system on a chip is based on their costs to produce the chip, the knowledge that the Company has regarding the prices their Tier 1 customers charge the OEMs for the ADAS system incorporating the Company’s chip and publicly available knowledge regarding the costs of alternatives, such as stereo cameras, radar and lidar.

 

9.Please tell us how you concluded it was appropriate to include in your summary a list of the various OEMs whose vehicles incorporate, or will in the future incorporate, your products. In this regard, explain to us how the names of these companies are among the most significant aspects of the offering. Refer to Item 503(a) of Regulation S-K. Please also tell us how you concluded it was appropriate to state in certain terms that the OEMs listed here that do not already include your products in serial production of their vehicles will do so in the future. We note in this regard your risk factor on page 16 regarding the risks of cancellation, postponement, or unsuccessful implementation during the period from a design win to implementation.

 

The identity of the OEMs that include the Company’s products in their automobiles is a key aspect of the Company’s business and the proposed offering. The Company respectfully submits that the historical growth the

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 11

 

Company has experienced to date and its future prospects are dependent on its relationships with global automakers and that the list that is included demonstrates that the Company’s products are attractive to a very large segment of the global automotive industry, as well as the breadth of the Company’s market penetration. The Company is able to state that its products will be in production with an OEM because it has been specifically sourced for a particular model and the supply arrangements through the relevant Tier 1 company have been finalized. The OEM list in the “Summary” and elsewhere in the prospectus does not include any OEM for which the Company does not already have a design win. An OEM will issue an RFQ only when it is confident that the particular product configuration will be ready to be included in the particular model. As stated in the Registration Statement under “Our Customers—OEMs,” it takes two to three years after a design win to complete production development and begin serial productions. Therefore, the Company can disclose its model production wins and the relevant OEMs through 2016, which year is currently the last year for which it has design wins. Further, as indicated on page 16, there is always a risk of cancellation, postponement or unsuccessful implementation, particularly when a product is subject to long-term development. However, the Company has experienced only one such cancellation since 2007, which, to the Company’s knowledge, was not related to the design or performance of the Company’s product. See revised disclosure on page 43.

 

Summary Risk Factors, page 6

 

10.Please briefly expand the bullet point regarding your aftermarket segment to describe more specifically the “number of risks” referenced.

 

Please see the revised bullet point on page 7.

 

11.To the extent that current major shareholders and executive officers and directors are expected to continue to hold significant influence as a result of their ownership of your ordinary shares following the offering, please provide appropriate summary and risk factor disclosure.

 

We respectfully submit that this risk factor is not required. The Company is currently contemplating an offering that could result in the percentage ownership beneficially held by the Goldman Sachs Group, Inc. holders, the Company’s largest shareholders in the aggregate on a beneficial basis, decreasing to less than 15% and ownership by the Company’s next three largest holders other than the Founders decreasing to below 5% each. Since none of these shareholders will have a right to have a representative on the Company’s board of directors or will be party to a voting agreement or other similar arrangement with any other shareholder following the completion of this offering, no shareholder, solely as a consequence of share ownership, can be expected to have significant influence as a result of their share ownership. The Company’s Founders are expected to each own approximately 8-8.5% of the Company’s outstanding shares following the contemplated offering. Therefore, the Company does not believe that such ownership levels make it appropriate to add risk factor disclosure.

 

Corporate Information and Share Recapitalization, page 8

 

12.We note that you plan to effect a reverse stock split prior to the completion of the offering. Please confirm that you will revise your financial statements and your disclosures throughout the filing to give retroactive effect to the reverse stock split. We refer you to SAB Topic 4C.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 12

 

The disclosure has been corrected to indicate a forward stock split rather than a reverse stock-split, and we apologize for any confusion. The Company confirms that upon determination of the stock split, the financial statements and related disclosures will be revised to give retroactive effect to the stock split.

 

Risk Factors, page 14

 

General

 

13.We note the disclosure on page 9 regarding potential conflicts of interest on the part of Goldman, Sachs & Co., one of the underwriters of the offering. Please include a risk factor that discusses the fact that investors are relying on a qualified independent underwriter to price the securities and conduct due diligence. Describe the conditions that led to the need to obtain a qualified independent underwriter and disclose the ownership interests of the relevant parties.

 

Please see the new risk factor on page 26 that discusses the need for a qualified independent underwriter’s participation in the offering.

 

“We depend on STMicroelectronics N.V. to manufacture our EyeQ® chips,” page 14

 

14.Please expand this risk factor to indicate the extent of the significance of EyeQ® chips to your products. We note from disclosure elsewhere that the chips appear to be incorporated in all of your products.

 

Please see the revised risk factor on page 14.

 

“We are dependent on our Founders,” page 16

 

15.You disclose that under your respective service agreements with your founders, each of them will “devote his full business time and attention” to the company, subject to the understanding that Professor Shashua may spend up to 50 hours per month and Mr. Aviram may spend up to 20 hours per month on other specified academic and business activities. Please revise to avoid suggesting that your founders are obligated to devote their “full business time and attention” to your business, given the apparent extent of the exception to this commitment. In addition, clarify here whether the time your founders devote to OrCam Technologies Ltd. is counted toward the total hours per month they may spend on other business activities outside Mobileye, as appears to be the case from your disclosure on page 96.

 

Please see the revised risk factor on page 16 and the related disclosure on pages 93-94.

 

“We depend on licenses for certain technologies from third parties…,” page 17

 

16.To the extent you rely materially on any individual third-party license or interrelated group of licenses, please revise this risk factor to indicate the extent of such reliance, and expand your Business disclosure to discuss the intellectual property and/or technology that you license from third parties and the material terms of the applicable license arrangements. We note in this

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 13

 

  regard the statement on page 72 that you integrate certain third-party technologies into your products, including the central processing unit core of your EyeQ® chips, through license and technology transfer agreements. Please also tell us what consideration you gave to filing any such material licenses as exhibits pursuant to Item 601(b)(10) of Regulation S-K.

 

The Company respectfully submits that the technology licensed for inclusion in the EyeQ chip is considered off-the-shelf technology, and the Company does not have any special license terms with respect to any of such technology. Therefore, while each of these licenses and technology transfer agreements is important, the Company does not consider any one of them to be material. The Company believes that it would be able to replace any third party technology included in the EyeQ chip with currently available technology but that, as described in the risk factor, it would take time to integrate the new technology into its chip and the royalty fee could increase. No license to use third party technology is a material agreement within the meaning of Item 601(b)(10) of Regulation S-K.

 

Use of Proceeds, page 35

 

17.You disclose that you intend to use a to-be-specified dollar amount of the net proceeds to the company from the offering to purchase EyeQ® chips and Mobileye 5-Series aftermarket inventory, and that you will use the balance for “general corporate purpose, which may include working capital and capital expenditures.” Please consider revising to provide more meaningful disclosure regarding your anticipated use of a portion of the net proceeds for general corporate purposes. Further, to the extent that you do not have current specific plans for a significant portion of the net proceeds, please discuss the principal reasons for the offering. Refer to Item 3.C.1 of Form 20-F.

 

Please see the revised description of the Company’s use of proceeds on page 36.

 

Capitalization, page 37

 

18.Please revise your disclosure under bullet number two to describe the adjustments given effect to in conjunction with the Share Recapitalization.

 

Please see the revised second bullet on page 38.

 

Selected Financial Data, page 39

 

19.Please revise your disclosures to include total assets. We refer you to Item 3.A.2 of Form 20-F.

 

Please see the revised balance sheet data under “Summary Financial Information” and “Selected Financial Data” on pages 12 and 40, respectively.

 

Management’s Discussion and Analysis of Financial Condition and Results of Operations

 

Overview, page 41

 

20.The overview provided offers little insight into how management evaluates the company’s performance. Please revise the overview to provide a more informative executive level discussion that addresses how management

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 14

 

  evaluates your financial condition and operating results. An expanded overview could include, for example, your prospects for future growth, material opportunities, and any known trends, demands, commitments, or uncertainties and their impact on your liquidity, capital resources, or results of operations, and material risks and challenges facing the company. Refer to Section III.A of SEC Release No. 33-8350 for additional guidance.

 

Please see the new section entitled “Key Performance Indicators” under Management’s Discussion and Analysis of Financial Condition and Results of Operation beginning on page 42.

 

Factors Affecting Our Operating Results

 

Financial Income (Expenses), net, page 44

 

21.We note your disclosure that interest income from debentures and money market funds impact this operating result category, yet per your disclosure on page 54 and the Consolidated Statement of Operations on page F-5 that interest income is segregated from financial income (expense). Please segregate your discussion of interest income here from your discussion of financial income (expense).

 

Please see the revised disclosure on page 48.

 

Option Valuations, page 46

 

22.Please revise to move the disclosures under the Option Valuations and Ordinary Share Valuations sections to the Critical Accounting Policy section of the filing.

 

As requested, the disclosure has been moved.

 

23.We note your disclosure on page F-33 that the Company granted options subsequent to December 31, 2013. Please provide in your response the information provided in the table on page 47 as well as a summary of the methodologies and assumptions used at each grant date similar to the disclosure on page 49. Please provide us with updates on any additional share-based awards through the date of effectiveness.

 

The Company is currently completing its first quarter consolidated financial statements, which will be included in a subsequent amendment to the Registration Statement. At that time, the Company will include the required disclosure with respect to options granted subsequent to December 31, 2013 through the date the Company first confidentially submitted the Registration Statement. The Company does not currently expect to grant any other options through the date of effectiveness.

 

Ordinary Share Valuations, page 47

 

24.Please revise your disclosure to include a statement that the estimates of the fair value of your ordinary shares will not be necessary in the future once the underlying shares begin trading upon completion of the initial public offering.

 

Please see the revised disclosure on page 59.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 15

 

25.We note that for your October 2013 grant you used the enterprise value derived from the purchase of Series F preferred stock in August 2013. Please explain your basis for using the August enterprise value to value the October 2013 grant. As part of your response, tell us whether there were any significant intervening events or conditions identified between August 2013 and October 2013.

 

In the August 2013 transaction, the Company received an investment from new investors and therefore it is considered an estimate of the fair value of the Company’s shares. The Company believes that using the August 2013 enterprise value to value the October 2013 grant is reasonable since (i) the period between the two dates was short; (ii) there were no significant new design wins with customers; (iii) there was no breakthrough in the development of new products; and (iv) the Company achieved financial results generally in accordance with its estimates during the August 2013 investment round.

 

26.For share-based awards granted subsequent to the most recent balance sheet date presented in the registration statement, if material, please revise your disclosure to include the expected impact the additional grants will have on your financial statements.

 

In a subsequent amendment to the Registration Statement, the Company will include its consolidated financial statements for the three months ended March 31, 2014 and related disclosures. As noted in the response to comment 23, at that time, the Company will include the required disclosure with respect to options granted subsequent to December 31, 2013 through the date the Company first confidentially submitted the Registration Statement. The Company does not currently expect to grant any other options through the date of effectiveness.

 

Segment Information, page 50

 

27.You state throughout the filing that your “direct customer” in the OEM segment is the Tier 1 company. Please further explain in an appropriate place in MD&A and/or Business what being your direct customer entails, for example, whether the Tier 1 companies (and not the OEMs) generally contract directly with you and are responsible for paying your fees. Clarify what, if any obligations, the OEMs generally owe to you and vice-versa under your typical commercial arrangements.

 

Please see the revised disclosure under “Segment Information” on page 50 and under “Business—Our Customers—Tier 1 Companies” on page 79.

 

Comparison of Results of Operations for 2013, 2012 and 2011

 

Major Customers, page 52

 

28.You state here that your sales to any single Tier 1 company typically cover more than one OEM and more than one production model program and “therefore [you] view major customers on the OEM level.” Please clarify whether you mean you “also” view major customers on the OEM level, i.e., in addition to viewing certain Tier 1 direct customers as your major customers. In this regard, tell us whether the major customer disclosure on page F-32 relates solely to Tier 1 customers or also to OEMs, and tell us why you have

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 16

 

  not referenced in your MD&A disclosure regarding major customers the Customer C that accounted for 11% of 2013 revenues and the Customer A that accounted for 10% of 2011 revenues as disclosed on page F-32.

 

The Company’s direct customers — those with which the Company has a contractual relationship — are Tier 1 customers; however, the Company’s ultimate customers — those who decide whether to include the Company’s products in their vehicles — are the OEMs. In accordance with U.S. GAAP, the Company’s major customers for financial statement purposes are the Tier 1 companies, and the percentages disclosed in the first paragraph under “Major Customers” are for the Tier 1 companies. Please see the revised disclosure, which includes the two additional customers referenced in your comment. However, as set forth in that paragraph, sales to any single Tier 1 company typically cover more than one OEM and more than one production model program from any OEM. Further, the Company has direct relationships with the OEMs, and it is the OEM that determines whether the Company’s product should be sold to it by the Tier 1 company. Therefore, the Company believes it is also meaningful to disclose the concentration risk based on the OEM so that an investor can better understand the potential exposure to a limited number of OEMs. However, as the Company discloses elsewhere, each design win is separate, and by 2016, the Company’s products will be included in 237 different models. This will result in lessening the impact of any one production model on the Company’s results of operations.

 

29.Further, explain the amounts included in the revenues attributable to OEMs in your disclosure on page 52, for example, whether these amounts include only those revenues payable by your Tier 1 customers when they sell your products to OEMs, or whether they also include amounts payable to you directly by the OEMs. We note in this regard your statement on page 74 that during the period before your product is included in serial production by an OEM, you receive revenues from the OEM for selling testing equipment for evaluation purposes and customization.

 

Please see the revised disclosure on page 50, which clarifies that the OEM segment includes sales through the Tier 1 customers to the OEMs and direct sales to OEMs of testing equipment.

 

Liquidity and Capital Resources

 

Cash Flows, page 57

 

30.Your disclosures indicate that the increase in operating cash flows was due primarily to cash from receivables due to increased revenues. Please explain the basis for your disclosure that there was an increase in cash from receivables considering that the change in receivables resulted in a decrease in operating cash flows in all periods presented in your Consolidated Statement of Cash Flows.

 

Please see the revised disclosure on page 56.

 

Business

 

Overview, page 62

 

31.You indicate several times in the filing that your proprietary software algorithms and EyeQ® chips perform detailed interpretations of the visual

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 17

 

  field in order to anticipate possible collisions with other “licensed” vehicles. Please explain what is meant by “licensed” in this context, and whether your technology senses unlicensed vehicles as well.

 

The reference to “licensed” vehicles has been deleted.

 

Our Customers

 

OEMs, page 73

 

32.Please advise whether you have historically entered into any production agreements with respect to a vehicle model, but your products were not ultimately included in serial production of the subject vehicle. In this regard, your disclosures here and on page 2 regarding the nature of your relationships with OEMs suggest that entry into a production agreement guarantees eventual inclusion of your product in the subject vehicle.

 

As discussed in response to comment 9, the Company has had only one cancellation since 2007. Given that the Company discloses the risk of cancellation, postponement and unsuccessful implementation, the Company respectively submits that it does not need to provide this historical information, which is immaterial to the Company, its business and its financial results.

 

33.You disclose that two of your Tier 1 customers represented 34% and 18% of your total revenues for 2013. Please tell us how you concluded you were not required to file any of your material agreements with your major Tier 1 customers as exhibits to the registration statement pursuant to Item 601(b)(10) of Regulation S-K. In this regard, we acknowledge your disclosure on page 18 that you have separate contracts for each vehicle model that incorporates your products, but please tell us how you determined you are not substantially dependent on any individual contract or interrelated group of contracts.

 

The Company believes that none of the contracts with the Tier 1 customers is required to be filed as a material agreement pursuant to Item 601(b)(10) of Regulation S-K for two primary reasons. The first is that each of the many contracts for the two Tier 1 customers, representing 34% and 18%, respectively, of the Company’s total revenues for the year ended December 31, 2013, fits within the ordinary course of business exception and none of them could be considered part of an interrelated group of contracts. Each contract entered into with a Tier 1 company is tied to a different production model from a specific OEM. The second reason is that the Company is not substantially dependent on any one production program contract. For the years ended December 31, 2011, 2012 and 2013, the revenues attributable to any single production program contract did not exceed 25%. The exception stated in Rule 601(b)(10)(ii)(B) refers to “substantially dependent” and then provides a further explication of “as in the case of continuing contracts to sell the major part of registrant's products or services.” Given the continuing growth of the Company, and the fact that these contracts are made in the ordinary course of the Company’s business, the Company does not believe that 25% represents a “major part” of its business.

 

Aftermarket Customers, page 75

 

34.In the paragraph discussing insurance customers, you cite to a 2013 study for Israel’s Finance Ministry. Please clarify who prepared the study.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 18

 

Please see the revised disclosure on page 79.

 

Manufacturing, page 77

 

35.Please disclose, if known, the timeframe for your anticipated establishment of an assembly line in Israel to be primarily responsible for assembling your aftermarket products and providing other services, as noted in the second paragraph on page 78. In addition, please disclose in MD&A if appropriate any material expenditures anticipated in connection with establishing an assembly line in Israel.

 

The Company is reconsidering its plans for an assembly line in Israel at this time. Therefore, all disclosure regarding that possibility has been deleted from the Registration statement.

 

Management

 

Officer and Director Compensation, page 88

 

36.We note that you have disclosed compensation paid to your executive officers and directors on an aggregate basis. Please supplementally confirm to us that you are not required to disclose the annual compensation of your executive officers and directors on an individual basis under Dutch or Israeli law and that you have not otherwise publicly disclosed this information. See Item 6.B of Form 20-F.

 

The Company confirms that it is not required to disclose the annual compensation of its executive officers and directors on an individual basis under Dutch or Israeli law and that it has not otherwise publicly disclosed this information.

 

Principal and Selling Shareholders, page 92

 

37.Footnotes 1, 2, 3 and 11 to the table identify individuals who hold voting and dispositive or investment power over the referenced shares. Please note that the definition of beneficial ownership set forth in General Instruction F to Form 20-F considers economic interest in addition to voting and dispositive power, and revise your beneficial ownership disclosure accordingly, if necessary.

 

Please see revised footnotes 3 and 11 to the table on pages 98-99. The Company has been advised by the respective holders that no changes to footnotes 1 or 2 are required.

 

38.Once the selling shareholders are identified, please advise whether any of the selling stockholders are broker-dealers or affiliates of broker-dealers. Any selling shareholder registered as a broker-dealer who did not receive their securities as compensation for investment banking or similar services should be identified as an underwriter. With respect to any selling shareholder that is an affiliate of a broker-dealer, disclose this status and state whether at the time of the purchase of the securities to be resold, the shareholder purchased in the ordinary course of business and had any agreements or understandings, directly or indirectly, with any person to distribute the securities. If you are not able to so represent, please identify the selling shareholder as an underwriter.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 19

 

When the Company has identified the selling shareholders, it will include information indicating whether any of the selling shareholders is a broker-dealer or an affiliate of a broker-dealer. The Company acknowledges your comment with respect to the treatment of selling shareholders who are broker-dealers or are affiliates of broker-dealers, and will continue to revise the disclosure accordingly as the selling shareholders are identified.

 

39.Footnote 3 to the table disclaims beneficial ownership of the shares held by the BlackRock Funds. Please remove the disclaimers of beneficial ownership with respect to the individual who holds voting and dispositive power over the shares in question, or provide us with a legal analysis supporting your belief that these disclaimers are appropriate.

 

Please see revised footnote 3 to the table on page 99.

 

40.Please provide information as to the portion of each class of securities held in the U.S. and the number of record holders in the U.S. See Item 7.A.2 of Form 20-F.

 

Please see the revised disclosure immediately prior to the table on page 97. Since all shares of all classes will convert to ordinary shares immediately prior to the offering, the Company has included the information for all such classes on an aggregate basis.

 

Certain Relationships and Related Party Transactions, page 95

 

General

 

41.Please tell us why you have not disclosed as a related party transaction the August 2013 investment transaction discussed at the bottom of page F-21, as it appears to involve the company and then-existing shareholders of the company. Please also supplementally explain to us the general purpose and effect of this transaction.

 

Please see the revised disclosure on page 101. The general purposes and effects of the August 2013 transaction were (i) to raise primary proceeds for the Company, (ii) to provide liquidity to the Company’s existing shareholders, many of whom had held the shares for many years, (iii) to limit dilution to existing shareholders because most of the transaction consisted of sales of secondary shares, and (iv) to reduce the shareholder base by approximately 37% by allowing holders of limited numbers of shares to sell their entire holdings.

 

Registration Rights Agreement, page 95

 

42.Please name the related parties who are party to the registration rights agreement.

 

Please see the revised disclosure on page 100.

 

U.S. Federal Income Tax Considerations, page 120

 

43.Please confirm, and consider revising your disclosure as appropriate, to clarify that you address in this section all material U.S. federal income tax consequences and considerations relating to the acquisition, ownership, and disposition of your ordinary shares by U.S. holders. In this regard, we note that the headings for your discussions of Dutch and Israeli tax considerations

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 20 

 

  include the word “material.” In addition, please clarify throughout your discussion of tax considerations the extent to which your disclosures represent the opinions of counsel.

 

Please see the revised disclosure on pages 125. The Morrison & Foerster LLP opinion regarding the tax section will be filed pursuant to Item 601(b)(8) of Regulation S-K.

 

Enforcement of Judgments, page 135

 

44.Please state whether Israel has a treaty or other form of reciprocity with either the United States or Netherlands.

 

Please see the revised disclosure on page 140.

 

Consolidated Financial Statements

 

Notes to Consolidated Financial Statements

 

Note 2 Significant Accounting Policies

 

p. Revenue recognition, page F-12

 

45.Please revise your disclosures to include a discussion of any rights of return available to your customers, and how these rights affect your revenue recognition policy. We refer you to ASC 605-15-25-1.

 

The Company does not provide rights of return to its customers. The Company has added such disclosure to its revenue recognition accounting policy.

 

Note 8 Equity, page F-19

 

46.We note your disclosure on page F-23 regarding the options issued to officers that are subject to acceleration upon an exit event which, according to your disclosures on page 50, includes this offering. Please tell us how you are accounting for these options and explain how the acceleration at the IPO impacts your accounting. Please refer to the authoritative guidance that supports your accounting.

 

During 2013, the Company granted to two of its officers, who are also shareholders, 900,000 options exercisable into the same amount of ordinary shares, at an exercise price of $18.50 per share. The fair value of these options at the date of grant was approximately $10.8 million. These options have a service vesting condition over a period of 48 months. The options are subject to acceleration upon an exit event, which includes this offering.

 

The acceleration of the vesting condition is accounted for as a performance condition, as described in ASC 718 and referenced below. Thus, the provision that accelerates vesting is not considered in determining the award's fair value on the grant date. In addition, the provision does not affect the attribution of compensation cost until the Company concludes that it is probable that the performance condition will be achieved. Since an exit event such as an offering is not considered probable until it actually occurs, no additional expense was recognized in the Company’s consolidated financial statements as of December 31, 2013, nor will it be recognized until the offering occurs as a result of the acceleration condition. Note that the Company did record during 2013 an expense relating to these options that is related to the service condition in the amount of $6.3 million.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 21

 

As of December 31, 2013, there is an amount of approximately $4.5 million of unrecognized compensation expense related to these options with acceleration terms. In the reporting period following the offering, the Company will record the remaining unrecognized compensation expense related to these accelerated options.

 

The Company respectfully notes that the additional grant to these officers subsequent to December 31, 2013, as described in note 15, is not subject to such acceleration.

 

Accounting literature:

 

ASC 718 Compensation - Stock Compensation

 

“Performance Condition”

 

A condition affecting the vesting, exercisability, exercise price, or other pertinent factors used in determining the fair value of an award that relates to both of the following:

 

1.An employee’s rendering service for a specified (either explicitly or implicitly) period of time.

 

2.Achieving a specified performance target that is defined solely by reference to the employer’s own operations (or activities).

 

Attaining a specified growth rate in return on assets, obtaining regulatory approval to market a specified product, selling shares in an initial public offering or other financing event, and a change in control are examples of performance conditions.

 

…compensation cost shall be accrued if it is probable that the performance condition will be achieved and shall not be accrued if it is not probable that the performance condition will be achieved.

 

Note 9 Earnings (Loss) per Class A Ordinary Share, page F-24

 

47.We note that you have reduced earnings per share for the $82 million benefit to participating shareholders related to the transaction disclosed on page F-21. Please describe for us in greater detail the nature and purpose of the investment transaction. Tell us how you accounted for the transaction as well as the resulting impact on earnings per share and refer to the authoritative guidance you relied upon. As part of your response, tell us how you considered the guidance in ASC 260-10-S99-2 and ASC 470-20. Also, please provide us with your calculation for the $82 million adjustment.

 

Note 8(c) on page F-21 describes a transaction whereby the Company issued 859,599 Class F1 Shares par value EUR 0.01 each to a new investor for a total consideration of $30,000,000 ($34.90 per share) less transaction costs of $1.6 million ($1.86 per share). In connection with this capital raising activity, as the new investor wished to purchase additional shares, and to encourage participation in the round of financing, the Company offered to purchase from all of its shareholders, regardless of the class of shares they held, their shares on the same terms. In the offering to its shareholders and prior to the sale to the new investors, in order to induce the existing shareholders to sell their shares, the Company amended its articles to permit the conversion of the shares of any class tendered pursuant to the offering into the new Class F1 and Class F2 shares. Class B, C, D, and E shares were previously only convertible into Ordinary Shares (with liquidation preferences). Immediately

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 22

 

after this modification, shareholders of the Company sold to NewCo (a newly formed Dutch entity, which was set up by the Company solely for purposes of effecting the transaction) an aggregate of 10,315,187 shares of different classes: 1,623,952 Class A, 4,643,188 Ordinary shares, 1,041,923 Class B, 285,661 Class C, 2,260,916 Class D and 459,547 Class E shares of the Company for US $34.90 ($33.036 net of expenses) per share, which is the same price per share for which the Class F1 shares above were sold by the Company to the new investor. NewCo then converted these 10,315,187 shares of different classes into 2,005,731 Class F1 and 8,309,456 Class F2 shares and sold them to the new investors for the same price. The proceeds from the sale were used by NewCo to pay for the purchase of the shares from the Company’s existing shareholders. The repurchase, conversion and sale of the shares took place simultaneously. Subsequent to the completion of these transactions, NewCo, which did not have any substantive net assets, was merged with the Company.

 

Previously, the Company had accounted for the modification of the conversion rights of the previous shares (i.e., adding in the right to permit the conversion of the shares into new Class F1 and Class F2 shares) by recording a charge to EPS for the incremental fair value of the shares being sold after that modification (reflecting the new right to convert into Class F shares) over the fair value of the shares issuable pursuant to the original conversion terms of each class of shares immediately prior to the modification. Upon reviewing the Staff’s comment, the Company has reevaluated the accounting for the transaction and believes that it is more appropriately characterized as a redemption of the Ordinary shares (with liquidation preferences) and the Class B, C, D, and E shares, because the modification represented a transitory change made to facilitate the buyout of the shares, which was accomplished through an entity effectively controlled by the Company, as opposed to a permanent modification of equity shares that remained outstanding and/or a sale of existing stock from an existing shareholder to a new investor without the Company’s involvement. As such, the Company has restated its accounting for the transaction by reflecting a charge to net income available to Class A shareholders by an amount of $230 million, which represents the difference between (1) the fair value of the consideration transferred to the holders of the 8,691,235 shares of classes B, C, D, E and Ordinary shares (with liquidation preferences) of $287 million and (2) the carrying value of the 8,691,235 shares of classes B, C, D, E and Ordinary shares (with liquidation preferences) surrendered in the amount of $57 million, to arrive at net income available to Class A shareholders in accordance with ASC 260-10-S99-2.

 

Note 10 Taxes on Income, page F-26

 

48.Please revise to disclose the undistributed income that is currently reinvested as of December 31, 2013. Also, revise to disclose the amount of the unrecognized deferred tax liability or include a statement that such determination is not practicable. We refer you to ASC 740-30-50-2.

 

Please see the revised disclosure on page F-26.

 

49.We note the rollforward of uncertain tax position refers to “additions to uncertain positions.” Please tell us how you considered the disclosure requirements in ASC 740-10-50-15A. In this regard, it is unclear to us whether the line item “additions to uncertain positions” is net of all of the items noted in paragraph (a).

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 23

 

Please see the revised disclosure on page F-29.

 

50.Please revise the last line item description in the income tax rate reconciliation table on page F-28 to read “Tax benefit (taxes) on income as reported in the statements of operations”.

 

Please see the revised referenced line item on page F-29.

 

Part II

 

Item 7. Recent Sales of Unregistered Securities

 

51.You disclose that your unregistered issuances were made in reliance on the exemption provided by Section 4(a)(2) of the Securities Act. Please clarify, if accurate, that the investors in these transactions were accredited.

 

Please see the revised disclosure on page II-1.

 

 
 

 

Catherine Wray, Esq.

June 16, 2014

Page 24

 

We wish to thank the Staff in advance for its time and attention to this Registration Statement, as well as to our comment responses. Should you have any additional questions or concerns, please call me at 212-468-8163.

 

Sincerely,

 

/s/ James R. Tanenbaum

 

James R. Tanenbaum

 

cc:Phyllis G. Korff

Yossi Vebman

 

 
 

 

 

 

 

 

 

 

 

 

 TAB A

 

 

 

 

 

 

 

 

 
 

 

 

 

Over 100% Revenue Growth in the Past Two Years

 

3,300,000 Cars on the Road With our Technology

 

Working with 20 Automakers Won Over 80% Camera-Based ADAS Serial Production

 

Our Vision. Your Safety.

 
 

Mobileye’s Growing Market Opportunity

 

Today

Leading Advanced Driver

Assistance Systems Technology

 

One of the fastest growing segments within the automotive electronics industry

 

Mobileye’s unique offering covers

all applications in one system

 

Near Future

 

Safety Rating Changes

Promoting Standard Fit

 

Highest safety rating in Europe will require a camera-based ADAS system

 

Other key geographies expected to follow

 

Future

 

Autonomous Driving -

a Life-Changing Megatrend

 

Mobileye’s Autonomous Driving technology will revolutionize the driving experience

 

 
 

Business Model

 

SoC & Software Design

Packaging & Integration

Implementation

 

 
 

Our Vision. Your Safety.

 
 

 

 

 TAB B

 

 
 

 

 

To Appear After Page 76 as New Page 77

 

 

The image above shows part of the detected objects within the 50-degree horizontal field of view of a monocular camera. Integrated with our EyeQ SoC, a monocular camera can detect pedestrians, vehicles, lanes, traffic signs and more.

 

 

To support autonomous driving applications, we use three cameras with different field of views. While basic ADAS functionality is performed by a monocular camera, two other cameras extend the system’s ability. The 150-degree field of view ([1] in the above image) enables early detection of close objects such as close cut-in vehicles, crossing pedestrians and cyclists. The 30-degree camera ([3] in the above image) enable an extended detection range for small objects such as traffic lights and obstacles on the road.

 

 
 

 

To Appear On Page 78 After the Chart of OEM Customers.

 

 

This chart illustrates the increase in car models for which Mobileye products have been or will be integrated for OEMs

 

 

 
 

 

 

 

 

 

 

 TAB C

 

 

 

 

 

 

 

 

 

 

 

 TAB C

 

 
 

report Final Accident prevention systems for lorries The results of a large-scale field operational test aimed at reducing accidents, improving safety and positively affecting traffic circulation

 

 
 

 

Table of contents Foreword 3 Summary 4 1. Introduction 8 1.1 Background 8 1.2 Organisation 9 2. Research set-up 0 2.1 General set-up and report structure 10 2.2 Set-up of the Field Operational Test 11 2.3 Effectiveness of the systems studied (research question 1) 15 2.4 Effect on traffic safety (research question 2) 16 2.5 Effect on traffic flow (research question 3) 16 2.6 Encouraging the use of APS (research question 4) 16 3. Study of the functional effectiveness of the systems examined 7 3.1 Test track testing 17 3.2 Loan test 24 4. Field Operational Test 9 4.1 Field Operational Test general 29 4.2 Selection and distribution of participants in field operational test 31 4.3 Data registration 34 4.4 Analysis of measurements 36 4.5 Data validation 38 5. Study of the effect on safety 39 5.1 Literature study 39 5.2 SWOV analysis of accidents in the Netherlands 41 5.3 Relationship between APS and safety 42 5.4 Estimating the effect on safety using a model 46 5.5 Number of accidents observed 48 6. Study of the effect on traffic flow 49 6.1 Literature study 49 6.2 Model 49 6.3 Traffic flow effects as a result of change in driving behaviour 50 6.4 Traffic flow effects as a result of accidents 54 7. Study of incentives to use APS 56 7.1 Results of driver surveys 56 7.2 APS from a business owner perspective 58 8. Discussion 59 9. Conclusions 61 Literature 63 Appendix 1: Explanatory word list 65 Appendix 2: List of hypotheses 69 Appendix 3: Figures showing conceptual models of traffic flow 73 Appendix 4: Organisation 74 Appendix 5: Analysis of measurements taken during field operational test 75 Appendix 6: Summary of SWOV report 86 Final report Accident prevention systems for lorries

 

 
 

 

Foreword The Ministry of Transport (FileProof) instructed Connekt to undertake a large-scale field operational test of active driver assistance systems, so called accident prevention systems (APS), for lorries. This very special large-scale study involved more than 2,400 lorries supplied by 123 companies. The study lasted 8 months and over a total of around 77 million kilometres driving behaviour was measured during normal daily driving on Dutch motorways. This fact generated both challenges and limitations as well as learning experiences about tackling such large-scale field operational trials and data processing. Learning experiences for which there is much (international) interest. It is clear that accident prevention systems fitted perfectly in the daily operation of a haulier. The robust systems contribute positively to the feeling of driving safely and the professionalism with which the driver performs the driving task. That there are also other effects on driving behaviour, traffic flow and safety than expected in literature or by experts is both surprising and, on the other hand, possibly a key influence on the very heavy traffic in the Netherlands. More reason, therefore, to emphasise the driving task in the future along with the relationship between the surroun-dings and the driver, of which there appears to be very little knowledge. Following this field study the number of accident preven-tion systems in the Dutch market has virtually doubled and more than 120 companies have had experience of them. A significant sep forward. Almost every participating company has indicated that it will continue to use accident prevention systems after the study. At this moment (September 2009) seven companies have already stated that they will extend the use of accident pre-vention systems to lorries not currently equipped with them. Connekt thanks everyone that contributed to this very special field study, this report and the their constructive-ness in this study: members of the Core Team, the Scientific Sounding Board, the Advisory Group in which all transport sectors were represented, the SWOV and, of course, all participating companies. Nico Anten Managing Director, Connekt/ITS Netherlands Final report Accident prevention systems for lorries 3

 

 
 

 

Summary In 2008 and 2009 on the instructions of the Ministry of Transport (FileProof), Connekt undertook a large-scale field operational test of active driver assistance systems, so called accident prevention systems (APS), for lorries. Over eight months five different accident prevention systems and a registration system were tested on Dutch motorways. Large-scale field operational test It is not an easy task to measure directly the effects of an APS on the number of accidents or on traffic flow. Even a large-scale study involving many hundreds or thousands of lorries is inadequate. However, the effects of an APS on driving behaviour for a large number of lorries over an extended period can be measured in a large-scale field operational test. Using generally available knowledge, those effects can then be translated into effects on traffic flow and safety. Before such a large-scale test can be carried out, it is necessary to establish whether the selected systems function as intended. Since relatively few systems are in operation in the Netherlands, such a test will have significant influence on the experiences with and acceptance of these systems by hauliers and drivers. Research questions The study was therefore structured along the following lines: a. How effective are the systems studied? Do they correctly detect the (hazardous) situation? Do they warn the driver properly and in time? And if active systems intervene, do they do so properly? b. What is the effect on traffic safety if APS are used by a (large) portion of lorries driving on the Dutch road network? c. What is the effect on traffic flow if APS are used by a (large) portion of lorries driving on the Dutch road network? d. Can the government act as stimulator to encourage use of APS? Accident prevention systems The accident prevention systems selected for the field study are: Adaptive Cruise Control (ACC) • ACC maintains the preset speed and adapts this to maintain a present headway distance if the preceding vehicle is slower or other road user merges with the lane. Lane Departure Warning Assist (LDWA) • LDWA warns the driver if he threatens to breach the lane marking (without using his indicator). Forward Collision Warning/Headway Monitoring & Warning (FCW/HMW) • FCW warns the driver if frontal collision is imminent; HMW warns the driver in the event of the headway distance being too short. These systems were tested as integrated parts of a single device. Directional Control/Roll over Control (DC/ROC) • DC/ROC detects situations in which the steerability of a vehicle is endangered and corrects this by a brake intervention on one of the wheels. 4 Final report Accident prevention systems for lorries

 

 
 

 

Summary Black Box Feed Back (BBFB) • BBFB gives the driver feedback about the driving performance compared with others in terms of: - Changes in speed (consistent or inconsistent driving behaviour); - Harsh braking (significant delay); - Use of cruise control; - Fuel consumption. Inventory In the autumn of 2007 an inventory was made of the population of APS (excluding BBFB) in the Netherlands at that moment in time. It came to a total of around 1,500 systems, 90% of which were the Directional Control type, an anti-rollover system much used in container lorries transporting hazardous goods. To carry out a representative field operational test of adequate scale, extra hauliers had to be found in order to have a number of different accident prevention systems built in to new lorries. The total number of systems thus increased by around 1,600. Functional effectiveness of the systems studied The abovementioned accident prevention systems were firstly tested on a test track to answer the initial question relating to the functional effectiveness of the systems. The conclusion of the test track tests was that the active driver assistance systems (subdivided into intervening, informing and feedback systems) were functionally effective. They do what they have to do: detect reliably, warn the driver and intervene where necessary. Field operational test For the Field Operational Test (FOT) around 2,400 lorries were equipped with data registration systems to enable driving behaviour to be monitored and measured, and these systems were divided into different groups, including a reference group, depending on the type of APS. The reference group had a ‘silent’ system, which means that while the driver was not informed data were measured. The drivers in the reference group knew they were part of the test. The lorries were monitored for eight months on the Dutch motorway network over a total distance of about 77 million kilometres. Around 300 lorries generated no data at one time or another due to various reasons, such as technical problems or stoppages. Not all lorries were monitored for eight months. The systems were not removed after the measurements but remain the property of the participating companies. Measurements The field study measurements reveal that driver assistance systems or accident prevention systems have an effect on how the driver performs his driving task. The systems reduce the risks of accidents to a greater or lesser degree, with the key indicators being: • Longer headway times with the use of ACC and FCW/ HMW; • Lower rollover risks with the use of DC and ROC; • Driving less close to the preceding vehicle with the use of ACC; • Fewer unintended lane breaching with the use of LDWA; • More consistent driving with the use of BBFB. Driver questionnaires confirm this picture. Final report Accident prevention systems for lorries 5

 

 
 

 

Summary A second result of the measurements is that just five accidents (with just material damage) were registered during the measuring period and all five were in the reference group whereby the driver was not assisted by an APS. That is clearly lower than the 16 - 19 accidents for the entire field operational test (or 6 for the control group) that would on average be expected based on the kilometres driven or the size of the group. This low number of registered accidents is not predicted based on the basis of the measurements of the effects of APS in the field operational test. The fact is that those effects are not significant enough to explain such a difference. In order to gain a better explanation it is recommended that this group is monitored for a longer period in respect of the number of accidents caused. Effect on traffic safety The literature contains reports in which quantitative verdicts are made about the increase in traffic safety when APS are applied on a large scale. The quality of the models and causal links, however, fall short and thus the verdicts need to be treated with a certain degree of caution. In other words, the second research question cannot be answered by models and links to literature. A model has thus been developed to enable a prediction to be made about the effect on traffic safety, using data from the field study, despite the limitations. Those estimates indicate that the active intervention systems ACC and DC/ROC can be expected to have more impact than other systems. Effect on traffic flow The effect of APS on the traffic flow was predicted using a traffic flow model composed on the basis of literature and expert meetings. The direct effect on traffic flow is minor since hardly any significant deviations of the average speed and headway time could be demonstrated between vehicles containing active accident prevention systems and the reference group. The indirect effect by avoiding accidents will be present, however, but is difficult to quantify. The magnitude will always be limited given the very modest share (approx. 1.6%) of the lost vehicle hours caused by accidents involving lorries. Driver experiences Consultation among players in the market and driver questionnaires reveal that these systems are valued by them in practice, provided that they are set up in harmony with practice (prevention of excessive warning). The systems contribute positively to the perception of safe driving and the professionalism of the performance by the driver of his driving task. ACC is particularly experienced as positive and the robustness of all systems considered more than adequate. Virtually all the participating companies have indicated a desire to continue using these systems after the end of the test. Seven companies have indicated that they will extend use of APS to lorries not currently equipped with the system. 6 Final report Accident prevention systems for lorries

 

 
 

 

Summary Conclusions Indications are strong that people drive very close behind one another on Dutch motorways (0.5 to 1.5 s at 80 km/u). Because maintaining distance to the preceding vehicle in busy traffic is a key component of the driving task, the measurements support the theory that: • ACC can directly alleviate the task of maintaining a safe distance and FCW/HMW can support this task; • DC and ROC actively prevent critical limits from being exceeded; • LDWA helps prevent unintended lane breaches, provided the set-up is such that the attention of the driver is not distracted from his main driving task; • BBFB ensures a more consistent driving behaviour provided the social embedding of the feedback is properly catered for. Recommendations It is recommended that both the group using APS and the reference group are monitored for a longer period and to continue registering the number of accidents to see whether the number of accidents remains as low as measured for a longer period. It is recommended to continue providing incentives to use APS now that a critical mass has been achieved and positive experience gained. The amount of data collected in the FOT is huge. It is recommended to make the dataset available to third parties for further analysis. In subsequent research it is recommended to delve deeper into the relationship between engineering systems and behaviour as well as driver reaction. Literature still provides too little insight into how driver support systems can lead to modified behaviour. Final report Accident prevention systems for lorries 7

 

 
 

 

1. Introduction 1.1 Background Freight traffic in 2007 accounted for 15% of all traffic on Dutch motorways and in the same percentage of fatalities on Dutch motorways freight traffic was involved. Freight traffic accidents often have a disruptive effect on traffic flow on the road network and generate long traffic jams [15]. On Dutch motorways in 2007 some 1.1 million vehicle hours were lost due to lorry accidents. This figure amounts to approx. 1.6% of the total number of vehicle hours lost on the Dutch arterial roads. In a study by DHV [31] a different traffic flow gauge was used, namely the traffic jam severity (time x length); 1.45% of the entire traffic jam severity between 2000 and 2005 was attributable to lorry accidents. Both the absolute and relative size of freight traffic are expected to continue rising until 2020. As it does so, the Ministry of Transport and the transport sector will face a challenge, namely how to enable efficient road transport, improve safety and boost traffic flow. Use of modern technology, like driver support systems or accident prevention systems (APS) can assist here. For this reason, the Ministry of Transport instructed Connekt/ITS Netherlands to conduct a broadly structured field operational test to measure the effects of accident prevention systems in practice. The aim of the field operational test was to gain better insight into the extent to which these systems can aid traffic safety and traffic flow on the Dutch road network. To date these systems have only been analysed to a limited degree. The aim of the field operational test was translated during the operation into four research questions that are considered in chapter 2 ‘Research structure’. The field operational test would test five separate systems intended to prevent accidents involving lorries. The systems were built into a large number of lorries. A registration system recorded driver behaviour. The effects of these sophisticated systems were measured over an eight-month period. The ‘Accident prevention systems for lorries’ project is one of more than 60 projects run by ‘Tackling Traffic Jams in the Short Term’ (FileProof) that the Ministry has conducted with a view to reducing the number of traffic jams in the period 2006 - 2009. In the first quarter of 2006, at the Minister’s request, Ministry staff considered new options for reducing traffic jams using relatively simple means and in the short term. Numerous creative ideas were also proposed by central government, trade and industry, interest groups and knowledge institutes. In total, the feasibility of almost 3,000 ideas was assessed by external experts. This resulted in a Ministry-wide programme involving some 60 projects taking a short-term approach to resolving traffic jams. The project ‘Accident prevention systems for lorries’ was one of these 60 projects. The category to which it belongs is entitled ‘Projects to reduce incidental traffic jams’. 8 Final report Accident prevention systems for lorries

 

 
 

 

1. Introduction 1.2 Organisation The client of the APS project was the Ministry of Transport (FileProof), with DG Mobility delegated as customer and supervisor. FileProof requested Connekt to conduct this project. Connekt is a public-private network consisting of government bodies, private companies and knowledge institutes. It connects parties, enabling them to work in mutual trust to achieve the enduring improvement of mobility in the Netherlands. The project management was performed by Connekt. As main contractor appointed by the Ministry of Transport (FileProof), Connekt outsourced some of the project performance to two parties selected by the Ministry: TNO and Buck Consultants International (BCI). TNO is a Dutch research institute that applies scientific knowledge with the aim of strengthening the innovative power of industry and government. BCI is an independent international research and consultancy agency that researches, advises and conducts project management in the fields of economics, space, infrastructure, property and logistics. Together, representatives of the Ministry of Transport, Connekt, TNO and Buck Consultants International formed the Core Team. The Dutch national road safety research institute (SWOV) made its traffic safety knowledge available to further substantiate the intrinsic background in this field. The management of Connekt discussed a progress report each quarter with the FileProof organisation. In addition to the Core Team, which was responsible for the result, a Scientific Sounding Board group was set up to safeguard the quality of the research. This group consisted of SWOV, the University of Twente, TU Delft, RWS-DVS, FileProof and Askary. Furthermore, a number of coordinating organisations were involved in the field operational test in the role of Advisory group (TLN, BOVAG, KNV, EVO, VERN and the RAI Association). In addition, the market was closely involved in the project, for example: • Suppliers of driver assistance systems and measuring equipment: Clifford Electronics in cooperation with Octo Telematics and CarrierWeb; • A team of 75 specialists and dealers able to fit factory-fit and retrofit systems; • Lorry suppliers in the Netherlands: DAF, Volvo, Scania, MAN, Mercedes, Iveco and Renault (united under the RAI Association); • Dozens of dealers in a dealer network (united under BOVAG); • 2,400 vehicles owned by 123 participating transhipment companies and hauliers. Final report Accident prevention systems for lorries 9

 

 
 

 

2. Research set-up 2.1 General set-up and report structure The aim of the APS project was to develop understanding of the extent to which accident prevention systems (APS), also known as driver assistance systems, when used on a large scale can contribute to traffic safety and traffic flow on Dutch roads. This was to be achieved by means of a wide-ranging Field Operational Test or FOT. It was not possible to measure directly the effects of an APS on the number of accidents or the traffic flow. Even a large-scale test involving many hundreds if not thousands of lorries would be too small to achieve this. What a large-scale test does enable, however, is the measurement of the effects of an APS on the driving behaviour of a large number of lorries over a longer period. One would expect it to be possible, with the aid of generally available knowledge, to translate these effects into effects on traffic flow and safety. In this report, the word ‘effectiveness’ is a broad concept. For this reason, a subtle distinction has been introduced into this study. The APS that were tested were required to correctly detect the (hazardous) situation, to alert the driver correctly and in time and/or to intervene themselves in the correct manner. The extent to which a system satisfies this requirement is indicative of its functional effectiveness; the system does what it is supposed to do. For systems that inform, the driver’s behaviour (and reaction) following a system alert is of importance. If a driver (hypothetically) ignores a system’s reports repeatedly, even a perfectly functionally effective system will not be able to contribute to the traffic safety or traffic flow. We refer to the extent to which the system brings about an adaptation (either momentary or permanent) in the driver’s behaviour (and reaction) as the degree of ‘behavioural effectiveness’. The ultimate effectiveness of a system with regard to safety and traffic flow will depend, therefore, on (1) the system’s functional effectiveness, (2) the system’s behavioural effectiveness, and (3) any other determinants. In this test it was not possible to measure this behavioural effectiveness. In this test we have limited ourselves to measuring the vehicle behaviour. The research was structured around the following primary questions. Research question 1: How effective are the systems studied? Do they detect the (hazardous) situation correctly? Do they warn the driver correctly and in time? And if the intervening systems are active ones, do they do this in the correct manner? How the functional operation of the systems was tested on a test circuit is described in chapter 3. A large number of lorries was equipped with various accident prevention systems. In addition a reference group equipped with a ‘silent’ system. In the reference group, the drivers were not informed by the system but were measured. Subsequently, the lorries were fitted with data registration systems and tracked over a longer period. 1 Many aspects influence driving behaviour. Therefore it is unclear how the behavioural effectiveness of a warning signal should be monitored. 10 Final report Accident prevention systems for lorries

 

 
 

 

2. Research set-up How the groups were compiled and what was measured by the data registration systems is presented in chapter 4. Research question 2: What is the effect on traffic safety if APS is used by a (large) proportion of the lorries driving on the Dutch road system? Research question 3: What is the effect on traffic flow if APS is used by a (large) proportion of the lorries driving on the Dutch road system? With the aid of models taken from the literature, the measured effects of an APS were translated into predictions about the change in traffic safety and traffic flow (presuming large-scale application). The effects on traffic safety are discussed in chapter 5 and in chapter 6, the effects on traffic flow. Since relatively few accident prevention systems were operational in the Netherlands at the start of the test in 2008, the FOT will have had considerable influence on the hauliers’ and drivers’ experience of these systems and their acceptance of them. For this reason, a fourth question was added in consultation with the client. Research question 4: Can the government adopt a role that encourages the use of APS? The results of the driver surveys and the interviews with the participating companies are presented in chapter 7. From the research point of view, a field operational test is by definition not ideal since field conditions are often uncontrollable. Discussed in chapter 8 are the results and the observed phenomena. Chapter 9 contains the conclusions. 2.2 Set-up of the Field Operational Test An earlier study [11] examined which accident prevention systems could be used in a large-scale field operational test. Some of these systems can be incorporated in existing lorries after they have left the factory (retrofit), others can be factory-fitted only. This means the system must be supplied as part of the order for a new lorry submitted to the manufacturer, also known as an Original Equipment Manufacturer (OEMs). Further aspects of the set-up concerning the size of the random survey and registration methodology are presented in [30]. In order for the measurement data in a field operational test to support statistically sound judgements, it is necessary that each group of accident prevention systems has sufficient lorries. The smaller the possible effect, the larger the group must be to enable reliable judgements. An ideal size is 400 lorries per group, but some sound judgements can also be made with considerably lower numbers (more than 50). Final report Accident prevention systems for lorries 11

 

 
 

 

2. Research set-up In 2007 a poll was carried out among suppliers of systems that can be retrofitted and manufacturers of systems that can be factory-fitted to establish the then current population of APS (excluding the so-called Black Box Feedback system) in the Netherlands. The total number of systems was roughly 1,500, of which 90% were of the type Directional Control, an anti-rollover system much used in tankers carrying hazardous goods. According to indications given by the OEMs, the picture for factory-fitted systems is no different in the rest of the EU. A significant motive among tanker hauliers is the requirement in Germany for certain types of tanker transport to carry an APS. However, that number was too small to provide the basis for a field operational test. Three issues determined the term of the field operational test: • The delivery of factory-fitted systems in new lorries, the incorporation and testing of the retrofit systems; • The construction, testing and operation of the data registration systems on this scale; • The validation and processing of the measurement data obtained with the systems. This led to the choice to: • Test four types of commercially standard and easily obtainable APS in the test, supplemented with a feed-back system that may also have an effect on traffic safety and traffic flow. • Use existing data registration systems. Together with suppliers, manufacturers and hauliers a population ultimately totalling more than 2,400 lorries was compiled for inclusion in the test. This is approx. 1% of the total population of lorries in the Netherlands. The APS-test project team made no small demands upon the hauliers and their drivers. For example, the retrofitting in a garage took on average four hours, vehicles were sometimes recalled for repair, the software had to be configured, and the drivers were also tracked and questioned about the use of the systems. To compensate for the disruption to daily business operations, the systems were retrofitted free of charge as part of the test. Following the conclusion of the test, the data registration systems became the property of the haulage companies. 12 Final report Accident prevention systems for lorries

 

 
 

 

2. Research set-up The following types of systems were selected for the field operational test: FCW/HMW (Forward Collision Warning/Headway Monitoring and Warning, see Figure 1). The system consists of a camera and processing unit, a display and speakers. The warning is issued both as a sound and as an image. It is presented in phases. FCW issues a warning if the headway time (Time To Collision/TTC) becomes too small. The TTC is defined as the distance to the vehicle in front divided by the difference in speed. The standard setting is 2.7 sec. HMW issues an alert as soon as the vehicle approaches too closely the vehicle in front. The warnings issued by HMW come in four steps: • Exceeding 2.5 seconds grey • Between 1.1 and 2.5 seconds green • Between 0.7 and 1.1 seconds orange • Less than 0.7 seconds red The system works at any vehicle speed. The settings shown above were used in both the test track tests and the field operational test. In the field operational test the driver could disengage neither system. The system can be retrofitted. LDWA (Lane Departure Warning Assist, see Figure 2). This system similarly consists of a camera and processing unit, a display and speakers. LDWA can be an additional functionality of an FCW/HMW system. In this field operational test the Mobileye system produced by Clifford Electronics was chosen as the LDWA system and/or FCW/ HMW system to be retrofitted. This system alerts the driver when an unintentional lane departure (without use of the indicator) is imminent. Safe distance Short distance Dangerous distance Figure 1: Forward Collision Warning/Headway Monitoring and Warning - Source: Clifford Electronics Figure 2: Lane Departure Warning Assist Final report Accident prevention systems for lorries 13

 

 
 

 

2. Research set-up The driver is informed by a ‘rumble strip’ noise on the side on which the line crossing is imminent as well as by a visual warning. Imminence is established using a Time To Line Crossing criterion that, using a camera, determines how much time remains before a line crossing occurs. A system requirement is that sufficient good line markings are visible on the road. The retrofit LDWA system produced by Mobileye has the following characteristic settings: • Becomes active at speeds in excess of 55 km/hr, and becomes inactive once more if the speed drops below 50 km/hr. • Warning for a Time to Line Crossing (TTLC) of 0.5 seconds. • After a warning, the next warning will be given only if the vehicle has since returned to its lane and the distance to the road line is more than 0,3 m (to avoid overuse of the alarm). • No warning if indicators/alarm lights are operational. Like the other systems, this system could not be disengaged by the driver in this test. The system can be retrofitted. ACC (Adaptive Cruise Control, see Figure 3). Like a cruise control system, ACC maintains the vehicle at a speed chosen by the driver. In addition, the system keeps an eye on the vehicle in front using a radar or similar sensor. The headway time to the vehicle in front is maintained automatically at a safe level; the ACC can accommodate this by reducing the speed of its own vehicle. The system is available factory-fitted only and for this test the settings were not adjusted. In the test the driver was able to adjust the setting as required and to disengage the system. DC/ROC (Directional Control/Roll Over Control, see Figure 4). DC is a system that autonomously takes action if the vehicle no longer responds well to steering movements or starts to slip. Normally this is achieved by applying the brakes selectively to some of the vehicle’s wheels, something the driver could never do. DC can be easily combined with Roll Over Control (ROC), which has a similar operating principle and which attempts to prevent the vehicle from rolling over. The system is available factory-fitted only and cannot be switched off. Oversteer situation Understeer situation Without DC With DC Figure 3: A box lorry with ACC following a preceding vehicle - Source: MAN Trucks Figure 4: DC brake intervention in oversteer and understeer situations 14 Final report Accident prevention systems for lorries

 

 
 

 

2. Research set-up BBFB The Black Box FeedBack system (BBFB) is a feedback system related to driving behaviour. It is produced by CarrierWeb. Information about the driver’s driving behaviour is retrieved from the standard-fit interfaces in lorries by the Motor Management System (Black Box). The information is fed back to the driver and the fleet manager. Figure 5 shows an example of the information received by the driver from the BBFB system. Figure 5: Information in the BBFB screen - Source: CarrierWeb The information received by the driver includes: • Changes in speed (constant driving behaviour or not); • Harsh braking actions (considerable delay); • Use of the cruise control; • Fuel consumption. For each variable the driver receives information about his results for the day and the past weeks. Moreover, the results can be compared with those of the driver’s own long-term average and with colleagues’ results. 2.3 Effectiveness of the systems studied (research question 1) The effectiveness of the systems was determined in a two-part process: The first part involved determining the functional effectiveness of the systems: Do they detect the (hazardous) situation correctly? Do they warn the driver correctly and in time? And if the systems intervening are active ones, do they do this in the correct manner? The behaviour of the systems was tested systematically on a closed test circuit with the aid of a refined and accurate measuring system. This measuring system was much more precise and extensive than those that can be used in a large field operational test (FOT) to track lorries. This measurement provided detailed information about the behaviour of the systems. The second part consisted of the field operational test in which lorries in the FOT were tracked over a longer period of eight months. The behaviour of the systems and the Final report Accident prevention systems for lorries 15

 

 
 

 

2. Research set-up vehicle were measured and collected as part of day-to-day activities (albeit with a less refined measuring method than on the test circuit). In the test circuit the testing of behavioural effectiveness (does the driver adapt his driving behaviour as a consequence of the systems) was not measured. In the field operational test a derivative of this was measured, namely how the vehicle behaved. As the effect of DC/ROC in the FOT could be measured only to a limited extent, an extra loan test was set up specifically for this group. A lorry equipped with these APS and with the full range of test circuit measuring instrumentation was loaned over several weeks to various hauliers. 2.4 Effect on traffic safety (research question 2) The effect on traffic safety of the large-scale use of an APS can be derived from four sub-research studies: • Literature study of the relationship between APS and traffic safety; • Analysis of the accidents in the Netherlands involving lorries: on which type of accident would such a system be able to have a preventive effect/or be able to reduce the chance of and extent of the bodily injury? • Analysis of the measurement results obtained in the FOT; • Development of a conceptual and quantitative model with which a prediction can be made about the effects on traffic safety, assuming the measurement results obtained in the FOT. 2.5 Effect on traffic flow (research question 3) The effect on traffic flow of the large-scale use of APS can be derived from four sub-research studies: • Literature study of the relationship between APS and traffic flow; • Analysis of the traffic flow effects related to APS in lorries; • Analysis of the measurement results obtained in the FOT; • Development of a conceptual and quantitative model with which a prediction can be made about the effects on traffic flow, assuming the measurement results obtained in the FOT. 2.6 Encouraging the use of APS (research question 4) As an effect of the large field operational test, a large number of drivers and hauliers gained field experience of using APS. Their experience is determining whether and how the government can continue to encourage the wider use of APS in its role as ‘encouraging party’. In order to collect these experiences and to test the measurement results of the field operational test, driver surveys and company inter-views were held at the end of the FOT. 16 Final report Accident prevention systems for lorries

 

 
 

 

3. Study of the functional effectiveness of the systems examined 3.1 Test track testing In the period October 2008 - January 2009 five test sessions were carried out at the ATP test site in Papenburg (Germany) and on the test track in Sint Oedenrode (the Netherlands). In all cases, the lorry used was equipped with the full range of measuring instrumentation. To establish the operation of the selected APS (excluding BBFB), test manoeuvres were performed with a loaded articulated lorry under controlled conditions [6, 7]. For each of the four types of APS, specific tests were conducted to establish the system’s operation. The experiments used were tailored specifically to the APS tested: • ROC & DC: stationary circle test, spiral test, braking in the bend, lane changing, stepped steering movements, roundabout approach; • ACC: approaching moving preceding vehicle; • FCW: approaching moving preceding vehicle, approaching stationary vehicle; • LDW: crossing lane lines; The various systems and their results are discussed below. ROC&DC ROC is a system mounted on a trailer; DC is a system mounted on the tractor unit. Both systems respond to lateral acceleration and intervene by braking one or more wheels. In this way, the systems attempt to correct hazardous dynamic behaviour such as (the likelihood of) the vehicle rolling or slipping. The functionality of ROC & DC was determined by conducting measurements with the test vehicle. In the reference situation the system was not operational. During the relevant measurement, the system was again operational. Figure 6: Example of test vehicle - Source: TNO To prevent the vehicle from rolling during the reference test, the trailer was equipped with lateral supports of the type shown in Figure 6. As an example of a test, a circle test is shown in which the lorry is driven at an increasing speed in a circle with a constant radius. The actual results are shown in Figure 7 and figure 8. The stationary circle test was performed by slowly increasing the speed while driving in a circle with a radius of 43 metres. The test was performed until the speed at which the DC/ROC active system intervened was approached or in the case without active APS, the rollover limit (point at which vehicle starts to roll). Shown in figures 7 and 8 are the most important variables, the driving speed vx and the lateral acceleration ay for the various configurations. Figure 7 shows clearly the relationship between driving speed and lateral acceleration. To maintain the intended circle path, lateral acceleration must increase as speed increases. Final report Accident prevention systems for lorries 17

 

 
 

 

3. Study of the functional effectiveness of the systems examined Circle test No APS Measuring time [%] Figure 7: Lateral acceleration in circle test for each type of system Circle test No APS Measuring time [%] Figure 8: Driving speed in circle test for each type of system The active system intervenes when the rollover risk becomes too great. In Figure 7 this intervention is clearly evident for all signals. In the Figures 7 and 8 we see at this point that the lateral acceleration suddenly reduces and driving speed decreases simultaneously. At the moment of system intervention, which the driver feels, the driver responds by releasing the accelerator and driving out of the circle. DC intervened at a lateral acceleration of roughly 3 m/s2 and ROC at a lateral acceleration of roughly 3.5 m/s2. For the test vehicle without ROC & DC, the speed was increased until slipping occurred at a lateral acceleration of roughly 4.7 m/s2. It is evident from the tests on the circuit track that both the systems tested function effectively in terms of autonomously intervening and preventing hazardous situations such as rolling or slipping. In ample time before a hazardous situation occurs, the systems intervene in a correct manner. 18 Final report Accident prevention systems for lorries

 

 
 

 

3. Study of the functional effectiveness of the systems examined ACC In the field operational tests the drivers can adjust the setting of the ACC. In the test track testing the system’s standard setting was used (DAF). The distance at which the ACC intervenes averages 100 metres and is not correlated with the difference in speed. Neither is the distance at minimum TTC correlated with the approach speed and varies from approx. 23 metres to approx. 65 metres. The approach test, whereby the vehicle with activated ACC approaches a preceding vehicle, is the most appropriate test for an ACC system. The approach occurs on a straight road; of the two vehicles the preceding vehicle is driving more slowly. Shown in Figure 9 is an example of one of the tests. Shown here are the course of the driving speed, the distance to the vehicle in front and the longitudinal acceleration (ax) as a function of the time. Shown in the upper plot are the preset ACC speed (vx set point), the lorry’s speed and the speed of the vehicle in front (a car). At time 7 s the vehicle in front is seen by the ACC system and the speed of the car and the lorries distance from it are measured. lorry car set point [m] nce Dista Figure 9: ACC’s reaction to approaching the vehicle in front Final report Accident prevention systems for lorries 19

 

 
 

 

3. Study of the functional effectiveness of the systems examined Detection [m] [s] ACC TTC distance Minimum Intervention Intensity of braking action Distance at minimum TTC [m] TTC minimun @ Distance Speed difference [km/h] Speed difference [km/h] Figure 10: Measured functionality of ACC on approaching the vehicle in front Almost immediately following the detection of the car, the lorry is subject to automatic braking; a minimum distance of approx. 17 metres to the car is maintained. Temporarily, the lorry’s driving speed falls below that of the vehicle in front in order to allow the intervening distance to increase. In approx. 200 metres of road driven, the ACC achieved the speed reduction that was coupled with a maximum braking delay of almost 2 m/s2. Shown in Figure 10 are several key variables in the approach test measured at various speed differences between the two vehicles, namely: • Distance intervention ACC - distance to the car in front at the moment that the ACC system intervenes; • MFDD - Mean Fully Developed Deceleration: the lorry’s average braking delay; • Min TTC - minimum Time To Collision; • Distance @ min TTC - distance between the two vehicles at minimum Time to Collision. Of the above key variables only the minimum TTC and average braking delay MFDD depend on the difference in starting speeds of the two vehicles (or rather the approach 20 Final report Accident prevention systems for lorries

 

 
 

 

3. Study of the functional effectiveness of the systems examined speed of the ACC vehicle to the vehicle in front). The minimum TTC varies from 25 s to approx. 5 s at the highest approach speed. The average braking delay increases until approx. 1.5 m/s2 at increasing approach speed. A minimum TTC of 5 s or more is realised by the ACC system. This is a comfortable time since a driver’s reaction time is approx. 1 second and, moreover, the driver has been alerted by the ACC system’s braking intervention. As such, it can be concluded that under the conditions tested (vehicle in front drives at constant speed and faster than 25 km/h) a safe situation can be achieved with the ACC system. The ACC system cannot be regarded as a Forward Collision Warning System. This is because it can be disengaged by the driver. Moreover, the maximum braking delay possible is limited to 2.5 m/s2 and the preceding vehicle’s minimum speed must be greater than 25 km/h for the system to intervene. Stationary and slowly moving objects are filtered out by the radar system. If the ACC system is not capable of realising a safe distance by employing the maximum braking delay (2.5 m/s2), an alarm is given. In this case the driver should perform a braking intervention in order to avoid a collision. It is evident from the tests that ACC functions effectively. FCW/HMW system FCW issues a warning when the headway time (Time To Collision/(TTC) becomes too short. The TTC is defined as the distance to the vehicle in front divided by the difference in speed. The standard setting is a warning of at least 2.7 seconds (earlier if possible). HMW issues a warning as soon as the vehicle approaches too closely the vehicle in front. The warnings issued by HMW come in four steps: • Exceeding 2.5 seconds grey • Between 1.1 and 2.5 seconds green • Between 0.7 and 1.1 seconds orange • Less than 0.7 seconds red The system works at any vehicle speed. The settings shown above were used in both the test track tests and the field operational test. In order to test the FCW/HMW system the lorry was driven towards a stationary vehicle and a preceding vehicle moving more slowly than the lorry. The FCW/HMW cannot intervene independently; it warns the driver of the need to reduce vehicle speed. In the tests, the driver brought the vehicle, immediately following a warning, to a halt in the available distance. From the results it is evident that the FCW issues an alarm at a TTC between 2.5 and 4.2 seconds, depending on the approach speed (10 to 80 km/hr) and the difference in speed between the two vehicles. The distance to the preceding vehicle is then between 20 and 70 m depending on the difference in speed. Final report Accident prevention systems for lorries 21

 

 
 

 

3. Study of the functional effectiveness of the systems examined Shown in Figure 11 are several key variables in the approach test with the FCW/HMW system produced by Clifford Electronics/Mobileye: • Detection distance - distance to car at the first moment that the FCW/HMW system has detected the car; • TTC FCW - Time to Collision at the moment that an audio alarm is given; • MFDD - Mean Fully Developed Deceleration, average braking delay; • Distance @ TTC FCW - distance to car at Time To Collision. From the figures, it is evident that the system detects the vehicle in front in most tests at more than 100 metres. In only three cases was the detection distance shorter, namely approx. 70 metres. The driver received warning, except on two occasions, two seconds before a possible collision via an audio alarm (TTC FCW). During the warning, the distance to the vehicle in front was approx. 10 metres to approx. 70 metres at an approach speed of 10 km/h to 80 km/h respectively. Detection TTC at FCW warning Detection distance [m] Intensity of braking action Distance at FCW warning Distance @ minimun TTC [m] Speed difference [km/h] Speed difference [km/h] Figure 11: Measured warning times, distances, etc. issued by FCW/HMW upon approaching vehicle in front 22 Final report Accident prevention systems for lorries

 

 
 

 

3. Study of the functional effectiveness of the systems examined The test driver was able to avoid a collision in all tests. The braking delays this required (see MFDD in Figure 11) indicate that at the greater speed differences it was necessary to brake firmly to very harshly (maximum braking delay 5 m/s2 = emergency stop). The minimum Time to Collision varies from 1.2 to approx. 3 seconds and the associated minimum distances are approx. 3 to 12 metres. In no test did the lorry come into contact with the preceding vehicle. The driver’s reaction time averaged 0.35 seconds, which can be considered very quick; the test driver was able to react so quickly because he/she knew that a warning would be given. In accident reconstructions a reaction time of 1 second is assumed. Thus, at normal reaction times and with constant braking delays, the lorry would in all probability have come into contact with the preceding vehicle. In that case, the impact of the collision would still have been reduced by the reduced collision speed; and the severity of the consequences would also have been reduced. It is evident from the tests that FCW/HMW functions effectively. Maximum crossing [m] Steering wheel angle (deg) Figure 12: Measured warning times and line crossings for LDWA 50 km/h 80 km/h 50 km/h 80 km/h Final report Accident prevention systems for lorries 23

 

 
 

 

3. Study of the functional effectiveness of the systems examined LDWA system The retrofit LDWA system produced by Mobileye has the following characteristic settings: • Becomes active at speeds in excess of 55 km/hr, and becomes inactive once more if the speed drops below 50 km/hr. • Warning for a Time to Line Crossing (TTLC) of 0.5 seconds. • After a warning, the next warning will be given only if the vehicle has since returned to its lane and the distance to the road line is more than 0,3 m (to avoid overuse of the alarm). • No warning if indicators/alarm lights are operational. The crossing of the lane lines was tested with small steering movements. In order to determine the speed dependency, the measurements were performed at two speeds: 50 km/hr and 80 km/hr. Figure 12 illustrates the time between warning and line crossing (tcross-twarn). The lower part of the graph shows the maximum crossings depending on the driving speed and steering wheel angle. The warning time (time between LDWA alarm and actual crossing) amounted to approx. 0.2 to 0.6 seconds with an average of 0.35 seconds. In many cases the warning time is shorter than the 0.5 s stated in the system specifications. In most cases, the crossing was limited to one tyre crossing the line. It is evident from the tests that is LDWA functionally effective. 3.2 Loan test As the data registration systems used in FOT provide only limited insight into the effects of Directional Control (DC) and Rollover Control (ROC), the use profile of a lorry was established in relation to the rollover risk over a five-week period [6, 8] using a vehicle equipped with the full range of measuring instrumentation. During this test, known as the loan test, various haulage firms made a total of 107 trips with a lorry carrying TNO instrumentation. Participating drivers were chosen at random from among the employees of the hauliers. The loan test was limited to the DC/ROC system. At the start of each trip during the loan test the Roll-over Propensity Assessment System (RPAS) [1] estimation algorithm was used to determine the critical lateral acceleration (= rollover limit). The rollover limit is the lateral acceleration at which the vehicle begins to roll. This is dependent on, among other things, the load, which can vary with each trip. Using the estimated rollover limit, for every minute that the vehicle drove faster than 15 km/h, the maximum roll-over risk that occurred was calculated and logged (in that minute). The rollover risk is defined as the measured lateral acceleration divided by the rollover limit. 24 Final report Accident prevention systems for lorries

 

 
 

 

3. Study of the functional effectiveness of the systems examined The histogram in Figure 13 presents a summary of the results for the entire test. It can clearly be seen that the roll-over risk more often assumes relevant values for a loaded vehicle (the orange bars). The numbers above the vertical bars in the graph show the numbers of minutes for an empty (i.e. less than approx. 20% loaded, blue) and laden (orange) vehicle respectively. In total the risk value of 45% was exceeded in 24 minutes (thus 24 times) while the lorry drove for 6,849 minutes (6,849 registered events) (0.35%). While this seems sporadic, it is basically once a day on average. In incidental cases this will lead to an intervention by DC at 55% rollover risk. An intervention by ROC is less common because that system intervenes only at a rollover risk of 70%. Distribution of rollover risk at driving speed exceeding 15 km/h Empty Laden Number of registrations [minutes] Rollover risk [%] Figure 13: Distribution of measured rollover risks Final report Accident prevention systems for lorries 25

 

 
 

 

3. Study of the functional effectiveness of the systems examined The influence of loading is shown in Figure 14. For one of the measuring days, the rollover risk measured is shown for various load levels per trip. The load levels are expressed as percentages and shown by different colours. The highest rollover risk occurs on this particular day with a load exceeding 80% (black). After offloading the load to 50% (blue) almost the same maximum rollover risk occurs. It seems that the driver seeks the same level of rollover risk each time. The analysis shows the following: • Interventions by DC are rare; • The DC discussed here was installed on the tractor unit and intervenes earlier than ROC installed on the trailer unit; • The rollover risk during normal use is considerable less than the ROC trigger level. Only in the situation with the highest recorded rollover risk did the DC system intervene. The rollover limit for ROC interventions (= 70%) was not exceeded, and correspondingly no ROC interventions were registered during the loan test. Rollover risk [%] Time [hours] Figure 14: Measured rollover risk depending on the load (one measuring day) 26 Final report Accident prevention systems for lorries

 

 
 

 

3. Study of the functional effectiveness of the systems examined The results of the test suggest that drivers have a good sense of the rollover risk at various load levels. Further analysis of the DC intervention reveals that a high rollover risk occurs primarily on motorway slip roads (both entrances and exits) and on clover-leaf intersections. This is mostly in long bends at the end of the bend, where the driver increases speed in anticipation of the straight road section that follows. A high rollover risk usually occurs several times within a trip and often during multiple trips on the same day, irrespective of the load. Figure 15 shows the location and the route driven where the DC system intervened. The route travelled is shown by the cyan line, starting on the left-hand side of the figure. The vehicle drove on the right-hand side of the road. Figure 15: Route driven - Source: TNO The rollover risk and other variables are shown in Figure 16. The rollover risk is shown in the bottom two figures by means of the colours green - yellow - red - blue (from low to high risk). During the blue parts, DC intervened. The ‘s’ indicates the starting point of the measurement. The figure also shows the measured vehicle speed, steering wheel angle, lateral acceleration and lateral and longitudinal positions expressed in the x and y positions. Final report Accident prevention systems for lorries 27

 

 
 

 

3. Study of the functional effectiveness of the systems examined With regard to the occurrence of elevated rollover risk, the following is concluded: • The infrastructure is an important factor. Situations that appear frequently in the list of elevated rollover risk are: motorway slip roads (entrances and exits), in clover-leaf intersections and connecting roads with straight sections and bends. The highest rollover risk often occurs at the end of the bend where the driver increases speed in anticipation of the straight road section that follows. • The load level is an important factor. Empty lorries have less chance of rolling than (heavily) loaden lorries. • In all cases the driver maintained a sufficient margin. [km/h] 605 LF 20080916 060000 15. min delay = -1.0 [m/s2], DC= 1 Speed [%] risk 60.6 Rollover Delay [m/2s] Gust [m/ 3s] Time [s] Figure 16: Rollover risk measured during trips by a bend (with DC intervention) 28 Final report Accident prevention systems for lorries

 

 
 

 

4. Field Operational Test 4.1 Field Operational Test general In the EU project FESTA [9, 1] a FOT is defined as: A study undertaken to evaluate a function, or functions, under normal operating conditions in environments typically encountered by the host vehicle(s) using quasi-experimental methods. The planning, performing and analysis involved in a FOT carried out under ideal circumstances are shown by the FESTA ‘V’, see Figure 17. Briefly stated, this methodology involves first studying functionality, in this case the APS. The trick is to subsequently translate the research questions into testable hypotheses. Once it is known what must be measured, (and how often/ accurately), measurements and sensors can be chosen and the data registration designed. Subsequently, the earlier hypothesis can be verified or not using the analysis of the database of measurements. As a result, policy statements can be made. Figure 17: FESTA method Final report Accident prevention systems for lorries 29

 

 
 

 

4. Field Operational Test In practice, compromises sometimes have to be made to be able to realise a workable field operational test. In the case of APS the main challenge was to equip as many lorries as possible with APS and data registration systems, and then to ensure that the data registration functioned. That resulted in: • A number of potentially disruptive influences like the weather, traffic jams or road works not being able to be directly measured but only indirectly derived and added; • Measurements based on events rather than continuity; • The use of two different data registration systems; • An inability to select participants randomly; • An inability to randomly allocate systems to participants; • The drivers in two sub-groups in subprojects being able to switch off the APS without the possibility of monitoring that; • A limited time to check the quality of, and subsequently analyse, the data. Whole APS group Traffic flow Safety Number of Accident vehicles per severity minute Number of accidents Average Number Frequency Speed difference of times speed of short at accident hard headway Distance braking time to lane Speed marking variation Frequency Use of Headway Speed of lane breaching cruise at time collision Fuel control use Figure 18: The effect of APS on the indicators 30 Final report Accident prevention systems for lorries

 

 
 

 

4. Field Operational Test To determine the effects on traffic safety, indicators were identified that have a relationship with traffic safety and flow. By virtue of its operation, each of the separate APS has an assumed effect on the indicators of both domains as visualised in Figure 18. It should be stated that other factors also influence these indicators. How such disruptive variables are handled is explained in greater detail in Section 5.3 The Relationship between APS and safety. The possible effects of APS on the indicators ultimately translated into 30 testable hypotheses. A number of hypotheses were tested for all types of APS and a number of hypotheses were tested for each individual APS. All hypotheses (including those that could not be tested) are presented in Appendix 2. The experimental situation (the vehicles with active APS) was compared with the reference situation (the reference vehicles with what is known as a ‘silent APS’). In the reference group, the drivers were not told but were measured. The analysis was performed only for the Dutch motorway system. For the purposes of testing the hypotheses, the data was divided into: • The APS groups; • Light (after sunrise - after sunset, based on date and time); • Speed limit (80 - 100 - 120 km/hr). 4.2 Selection and distribution of participants in field operational test In all, 123 hauliers were found to participate in the field operational test (FOT). Their lorries, including their technical specifications, were included in what is known as the zero database. Four OEMs (DAF, VOLVO, MAN, Scania) were found willing to share details of some of the production with the project team to enable the joint assessment of which orders would be eligible for building in ACC or LDWA (factory-fitted). Based on the specifications and the possibilities, the next step was to examine which lorries were most suited to which group, how the groups could remain as comparable as possible and the ‘bias’ resulting from the selection could be minimised. Final report Accident prevention systems for lorries 31

 

 
 

 

4. Field Operational Test In addition, the following were taken into consideration: • National versus regional transport; • Hauliers with large (> 50 lorries) versus small fleet; • Average trip length in kilometres; • Use of lorries during day or at night; • Type of transport (for example, general cargo or hazardous materials); • Age of lorry (year of manufacture 2001 or later). In contrast to earlier recommendations, several types of lorries were chosen rather than one type. With just one type, the field operational test would not have been large enough to enable statistically sound judgements or the number of types of system in the FOT would have had to have been limited. Lorries with a date of manufacture prior to 2001 were excluded from the selection because the risk of drop-out/ sale during the project could be considered realistic. For the detailed elaboration of the selection method, readers are referred to [10]. The summarised result of the selection is presented in Chart 1 based on the activities of the haulier and the types of lorry. The total is more than 100% because companies were able to give several answers. The type of lorry is described in Chart 2. In order to make the testing of BBFB feasible, it was decided to select companies already using the CarrierWeb onboard computer. % companies General cargo 60 Liquid bulk 25 Solid bulk 18 Hazardous cargo 28 Containers 20 Exceptional transport 10 Other 8 Chart 1: Activities of participating companies Combination Total % Motorised vehicle 332 14% Motorised vehicle - 14 1% container Unknown 119 5% Articulated lorry 1.674 70% Articulated container 66 3% chassis lorry Articulated container 197 8% lorry Sum total 2.402 100% Chart 2: Lorry type distribution 32 Final report Accident prevention systems for lorries

 

 
 

 

4. Field Operational Test Figure 19 shows the distribution of the systems across various subprojects (SPs) and the numbers of vehicles per SP2 Driver project: 656 SP in which an APS was built in. In total 2,402 vehicles were involved in the project distributed across four subprojects. The features of the subprojects (SPs) were as follows: SubProject1 consisted of lorries some of which were equipped with APS retrofit systems. The data registration was carried out using a modified ‘Clear Box’ system produced by Clifford Electronics/Octo Telematics. The data registration system also measured a number of data items from the APS concerned (Mobileye). The reference group had a ‘silent’ Reference 411 Reference 234 Reference Mobileye on board. As a result, measurements could be 86 taken but the driver received no alerts. The driver was not able to disengage the system. Figure 19: Vehicle distribution across sub-projects SubProject2 consisted of lorries some of which were equipped with a Mobileye (FCW/HMW and LDWA), and some with only a BBFB. The data registration system was provided by CarrierWeb. The driver was able to disengage the Mobil-eye without this being registered. SP4:Testtrack:varioussystems:1 Final report Accident prevention systems for lorries 33

 

 
 

 

4. Field Operational Test SubProject3 consisted of lorries with APS, almost all of which were factory-fitted. The data registration was carried out using a modified ‘Clear Box’ system produced by Clifford Electronics/Octo Telematics and a ‘silent’ Mobileye. The driver was able to disengage the ACC without this being registered. SubProject4 consisted of the lorry that was used for the test track experiments. In total 2,402 lorries were fitted with equipment. However, the number of lorries for which measurement results were saved is lower than this number (2,086 lorries). This is because at the start of the project not all lorries were equipped with APS, while later in the project lorries dropped out due to their sale or lack of use. This was attributable to a range of factors, including the economic crisis. 4.3 Data registration In SubProject1 and SubProject3 data registration took place using registration units produced by Clifford Electronics/ Mobileye and Octo Telematics. These units were based on the ‘Clear Box’ concept developed by Clifford Electronics [2] and Octo Telematics and a Mobileye. For a detailed analysis and audit of this data registration and the data shown below the reader is referred to [21]. With the aid of a GPRS connection, a GPS receiver, an acceleration sensor and a CANbus link with the APS (Mobileye: LDWA, FCW/HMW) three types of data were collected (see [2,3] for detailed specifications. Standard data: • Start of location (GPS coordinates); • End of location (GPS coordinates); • Every two kilometres: - Date/time; - GPS coordinates/GPS speed; - Momentary headway time; • Crash trigger data: - If the acceleration sensor measures too high a value (trigger event, configurable); - Speed and acceleration before and after the trigger moment; • Diagnostic data. APS event data: • Event data APS: - If the APS measures an event (trigger event, configurable); - Type of event, date/time, GPS coordinates/GPS speed. APS detailed data: • Triggered by an event; • Detailed snapshot lasting approx. 6 seconds before the event until 4 seconds after the event of: - GPS coordinates/GPS speed; - Accelerations as measured by the sensor; - Mobileye data. These data were enhanced by Octo Telematics with GIS data (converted to geo-codes for roads), filtered where necessary, and clustered to form a number of data files. The acquisition system for SP2 differed from all the others because it was generated using the fleet management system produced by CarrierWeb. In this case, ‘events’ is taken to mean the measured signals issued by the accident prevention systems. 34 Final report Accident prevention systems for lorries

 

 
 

 

4. Field Operational Test The frequency with which the data were saved was once every two minutes. No current values were saved but rather indicators, which were calculated immediately, concerning the elapsed period of 2 minutes, for example the average speed and the maximum acceleration/deceleration. The raw data from the data registration were quality controlled prior to processing and filtered again, if necessary. During sub-analyses subsets were enhanced with variables of importance to the analysis, such as the files of actual data based on the measured GPS positions, road type, number of lanes, applicable speed limits, etc. Data file Data Space (Mb) TRIP_SUMMARY 71 TRIP_DETAIL 49.372 APS_SUMMARY 19.678 APS_DETAIL 103.072 CRASH_SUMMARY 11 CRASH_DETAIL 361 Total 172.860 Chart 3: Amount of data collected from sub-projects 1 and 3 Chart 3 shows the quantity of raw data collected in SubProject1 and SubProject3. The total is more than 170 GigaBytes. Chart 4 shows the number of kilometres driven that was logged per month in SubProject1 and SubProject3. The number of lorries was determined each month by a range of factors, including the availability of units and the repair and modification of APS. Chart 5 shows the quantity of raw data collected in SubProject2. The total is more than 14 GigaBytes. Owing to the conversion and the addition of indexation data, the files that were analysed became larger than the original data files. Year Month Total km driven Total Average kilometres per day Number of lorries journeys 2008 10 8.145.428 248.417 345 1.043 2008 11 8.173.006 248.136 333 1.223 2008 12 8.818.063 254.757 333 1.304 2009 1 9.259.496 264.454 328 1.350 2009 2 9.203.939 276.281 322 1.469 2009 3 10.800.269 330.630 323 1.493 2009 4 10.218.884 311.555 326 1.498 2009 5 9.033.672 278.108 310 1.547 Total 73.652.757 2.212.338 Chart 4: Kilometres driven and measured in sub-projects 1 and 3 Final report Accident prevention systems for lorries 35

 

 
 

 

4. Field Operational Test Data file Data Space (Mb) Haulier1_data 400 Haulier1_GPSdata 1.200 Haulier2_data 2.400 Haulier2_GPSdata 10.300 Total 14.300 Chart 5: Amount of data collected Year Month Total km Number driven of lorries Haulier 1 3 101.459 51 4 227.330 51 5 253.975 86 Subtotal 582.764 Haulier 2 2009 2 50.082 71 2009 3 698.452 405 2009 4 800.042 455 2009 5 920.263 453 Subtotal 2.468.839 Total 3.051.603 Chart 6: Kilometres driven and measured in sub-project 2 Chart 6 shows the number of kilometres driven and measured in SubProject2. The number of lorries was determined each month by a range of factors, including the availability of units delivered factory-fitted and the repair and modification of APS and data registration units. 4.4 Analysis of measurements Owing to the lengthy measuring period, particularly in SP1 and SP3, all sorts of weather conditions were encountered, from extreme cold in the winter (to -20 °C) to heat in the spring (30 °C), dry weather, wet weather and snow. Data that was influenced by extreme weather, such as the snow in January 2009 that was extreme by Dutch standards, have not been included in the analysis. The hypotheses presented in Appendix 2 were tested in the data analysis. This involved the use of variance analysis. The analysis was performed on data collected on Dutch motor-ways and for speeds in excess of 55 km/hr. The independent variables were: • APS (with the conditions LDWA, FCW/HMW and reference serving as examples in SP1). • The speed limit, with 120, 100 and occasionally 80 km/h as possible values. This variable was correlated with the location where the lorry drove. The limit of 100 km/h is found typically near urban areas and a speed limit of 80 km/h applied at a couple of specific locations. • Half-day, with day and night as possible values. This variable includes the effects of both light conditions and weight of traffic. Of the hypotheses in Appendix 2 12 turned out to be significant, 18 hypotheses were not significant, and 23 hypotheses could not be tested for a range of reasons, including the lack of sufficient (correct) data specific to the hypothesis in question. The most important findings are shown below. For the details of the analysis, the reader is referred to Appendix 5. The division into groups analysed and associated APS types and vehicle categories is shown in Chart 7. 36 Final report Accident prevention systems for lorries

 

 
 

 

4. Field Operational Test SP1 Retrofit SP3 OEM SP2 Drivers SP3a: Bulk SP3b: OEM Tr1 Tr2 APS LDWA DC BBFB BBFB FCW/HMW LDWA (retro) Referentie LDWA + FCW/ Reference Reference HMW Reference Vehicles Articulated lorry Articulated Articulated lorry Articulated lorry Articulated lorry Motorised vehicle container Articulated (4 x 2 en 6 x 2) (4 x 2) chassis lorry container lorry Articulated lorry Number 1.230 143 194 78 487 Data Octo CarrierWeb Chart 7: Classification of APS groups • Various positive, statistically significant effects were found for ACC: higher average headway time higher, % headway times < 1 s lower, fewer FCW/HMW alerts and fewer LDWA alerts. However, whether the ACC was switched on or off could not be measured or indeed what the setting was. Therefore it cannot be demonstrated whether the effect is due to ACC use or ownership. The driver surveys reveal great satisfaction with ACC, which could indicate a high level of ACC use. • An LDWA reduces the number of warnings per hour. SubProject1 and SubProject3 are similar in terms of data registration, SP2 differs from them. In order to achieve comparable groups, the analyses in these two groups were performed separately. Two hauliers with different business models cooperated in SP2 (own drivers versus lease of lorries). These are referred to as Haulier 1 (Tr1) and Haulier 2 (Tr2). Since this fact could be influential, it has been included in the analysis. The number of lorries in Chart 7 is lower than the total number of lorries followed. A significant cause of this is the removal from the analysis of a number of types of lorries necessitated by there being too few of them to perform a good analysis (for example, some 4-axis lorries). In addition, it was found that some of the lorries had driven almost exclusively outside the Netherlands, as a result of which they provided no data. Group 1 (Octo data registration system) The subgroups SubProject1 and SubProject3 (LDWA, FCW/ HMW, DC, ACC, Octo data registration) were analysed together. Thus, an LDWA leads to fewer unintentional line crossings or better use of the indicators. The group with an LDWA fitted post-factory shows a decrease of 30%, the ‘factory-fitted’ group up to 60%. The percentage of shorter headway times (< 1 s) increases, however, as a consequence of an LDWA. • FCW/HMW has no measurable effect in the percentage of shorter headway times (< 1 s). A subsequent analysis indicated that in the average headway time a measurable positive effect was indeed observed (0.14 s). Final report Accident prevention systems for lorries 37

 

 
 

 

4. Field Operational Test Group 2 (CarrierWeb data registration system) The second analysis was performed on the data for Sub-Project2 (BBFB, LDWA + FCW/HMW, CarrierWeb data registration). In SubProject2 no ACC was used but it was known whether the cruise control was on or off. This fact has been included in the analysis. In addition, in this group LDWA and FCW/HMW were used only in combination with one another. For both hauliers a limited and contrary effect of the BBFB was evident on the average speed. The first haulier (own drivers) demonstrated desirable behaviour: 24% less speed variation. The second haulier (leased lorries) demonstrated slightly undesirable behaviour: 5% more speed variation. LDWA and HMW/FCW appear to have a (small) effect on average speed. Average speed was 0.4 km/h lower compared to the reference group. The use of a cruise control had only a small measurable effect: for an engaged cruise control there was a marginally higher average speed (2.2 to 2.7 km/hr) and as would be expected with fewer variations in speed. The BBFB was not seen to have any effect on the use of cruise control. An analysis was performed for the number of times harsh acceleration occurred (> 1.5 m/s2) and the number of times harsh deceleration occurred (< -0.8 m/s2). The measured differences are small but the BBFB group braked harshly less often than the reference group and less often than the group with the Clifford Electronics/Mobileye system (FCW/HMW and LDWA). 4.5 Data validation Owing to the relative complexity of collecting so much data from this number of participants, Ernst & Young performed an audit of the data registration and processing carried out by the Clifford/Octo system, from lorry to raw data [21]. The conclusion of the audit reads as follows: The three answers prove that raw data process of collection and export is robust and reliable. Some minor integrations, described in detail in each section of this document, should be performed. Two validations were performed for subprojects 1 and 3, both at the end of the measuring period. In the first [20] the events in the field were counted manually and compared with the events that were logged in the database. This concerned a validation of three vehicles, all three tracked throughout one day. While it turned out that not all events had been logged, no new deviations were identified. The deviations observed occurred in all groups (reference and the two APS groups) and are not expected to introduce any bias. The second validation test [21] validated the processes of data storage and processing. No deviations worthy of mention were revealed. 38 Final report Accident prevention systems for lorries

 

 
 

 

5. Study of the effect on safety 5.1 Literature study In order to be able to extrapolate the results of the field operational test to a prediction about the effects on traffic safety in large-scale application, a literature study was first carried out. In many of the studies found, no verdicts were given about the effects of APS on safety, although mention was made, for example, of a change in headway time and the author intentionally gave no quantitative assessment about the impact of this on safety or the number of accidents. The general quantitative tendency is to suggest that APS should have a positive effect on traffic safety. A number of studies discussed in this chapter do make a quantitative judgement, though the following remarks need to be made: • The studies focus generally on cars rather than lorries. • Often the causality between the measured effect and prediction for safety or traffic flow is poor or not even described. • If percentages are stated they must be related to the number of accidents to which the respective type of APS relates. These are not percentages that describe an effect on all accidents, so they sometimes appear large while they are not in terms of the total number of accidents. • The APS settings are usually not supplied. • In predicting the effects an assumption is made of a penetration level of systems of 100%, so a complete environmental change. This means that the necessary amount of caution must be taken when using the conclusions of these studies. Different methods are used in the literature to estimate the effects of APS on safety: • Comparison of the number of accidents with and without APS. • By drawing on existing use profiles not involving the use of APS, estimates were made concerning the possible effects of the use of APS. • By measuring the effects of APS on indirect variables (headway time, variation in speed, braking delay, etc.), a reduction in the number of accidents was estimated. According to the studies consulted, FCW/HMW systems can have a positive effect on safety. Several studies make no judgements concerning the reduction in the number of accidents but limit themselves, for instance, to a judgement about the reduction in critical situations. The studies that do estimate direct effects on traffic safety generate very diverse figures ranging from 10% to 21% reduction in the number of accidents, largely attributable to the prevention of critical situations involving short headway times that can be achieved using this system. It should be noted that the 21% has an uncertainty margin of 24%, which means that the result can also be -3% or 45%. Final report Accident prevention systems for lorries 39

 

 
 

 

5. Study of the effect on safety According to the literature, the use of an LDWA system can also have a positive effect on safety. Specific effects are a decrease in line crossings (intentional and unintentional), an increase in the use of the indicator and elevated alertness. The assumed potential reduction in the number of accidents varies from 5% (on motorways) to 13% (on secondary roads). As far as the effects of ACC on safety are concerned, the literature paints a positive picture. In general, the use of ACC is responsible for reducing the variation in speeds and longer headway times and headway distances. Estimates indicate that these effects can deliver a reduction in the number of accidents (of 25% on motorways to 49% on secondary roads). However, possible negative (indirect) effects are also reported, in particular an increased risk for traffic travelling behind vehicles with ACC and reduced traffic flow. Feedback about driving behaviour seems to be capable of having a positive effect on safety, according to the literature. And drivers evidently appreciate feedback. Sometimes the effects appear not to be lasting. If all lorries were equipped with a BBFB system, there would be a significant eduction in the number of accidents involving lorries ranging from 15% to 38%. No quantitative results for DC were found in the literature. For ESC/ESP (the equivalent of DC for cars) a reduction of between 17% and 27% is expected in the number of accidents. Research studies show that systems that monitor the vehicle’s stability and intervene in situations in which there is a chance of the vehicle rolling over or control being lost have a positive effect. The type of accident on which stability systems can have a positive effect depends, of course, on the particular system’s specific function. In addition, the effects appear to be greater on a wet road surface. Incidentally, stability systems can also give rise to an unfavourable behavioural adaptation due to drivers relying too heavily on the system in use. To summarise, the literature states the following: • FCW/HMW, LDWA, ACC and BBFB systems can have a positive effect on safety; • Research shows a positive effect of systems that monitor the vehicle’s stability and intervene in situations in which a rollover or loss of control may occur. However, there is an absence of a generally accepted and usable theoretical framework that attempt more quantitatively to lay a relationship between measured behaviour and the effects on safety. Please refer to the reports [4,5] for the literature consulted and for a more detailed description of the results found. 40 Final report Accident prevention systems for lorries

 

 
 

 

5. Study of the effect on safety 5.2 SWOV analysis of accidents in the Netherlands The Dutch national road safety research institute (SWOV) undertook an analysis of the accidents on Dutch motorways for the purpose of this project [26]. The average number of fatalities in Dutch traffic (2004 - 2008) was 810 in 686 registered fatal accidents. The difference can be attributed to the fact that the police do not register everything and that there can be more than one fatality per accident. In around 15% of all fatal accidents a lorry is involved. For hospitalisations this is between 5% and 6%, which - given the fact that lorry accidents are better registered than other accidents - exaggerates the real picture. Accidents involving lorries are thereby more serious than the average accident, which is unsurprising given their mass and size [28, 29]. In the database of registered accidents in the Netherlands BRON, it is not stated whether the accident occurred on a motorway. It appears to be difficult to ascertain which accidents can be counted as motorway accidents. While the State (Rijkswaterstaat) is responsible for all the motorways, this is not the case for non-motorway roads, as illustrated in Figure 20. Figure 20: The Dutch principal road network (motorways in dark blue) By linking the accidents to the ‘current list of roads’ (BRON is coupled to the National Roads database) is it is possible to sect motorway accidents. This reveals, for instance, that each year on State roads 30 fatal accidents occur involving lorries on road sections. For motorways alone the figure is 21 (see Chart 8). Since the incidence of traffic fatalities is the most common traffic safety indicator, one can say that around 3% of the traffic danger relates to accidents involving lorries on motorways, the average total being 810 fatalities per year. On motorway intersections there are few accidents involving lorries, around 1% of the 2,700 or so road section accidents annually. This is because motorway intersections are always on different levels. The total number of registered accidents involving lorries on motorways, including intersections, was 2,334 in 2008. Involvement does not mean, of course, that the lorry caused the accident insofar as one party can be held responsible. Final report Accident prevention systems for lorries 41

 

 
 

 

5. Study of the effect on safety Seriousness of accident 2004 2005 2006 2007 2008 Total (2004 - 2008) Fatal 24 20 22 20 20 106 Hospitalisation 106 111 100 117 93 527 FAO 109 125 106 122 107 569 Light 67 75 44 50 40 276 MDO 2.498 2.499 2.503 2.440 1.965 11.905 Total 2.804 2.830 2.775 2.749 2.225 13.383 MDO (Material Damage Only), FAO = First Aid Only Chart 8: Accidents of varying degrees of seriousness on motorway road sections involving lorries In Figure 18 (Chapter 4.1) the relationship is shown between the APS types and the various indicators that were measured: speed, headway time, etc. These indicators can be considered as elements of the driving behaviour of the driver. We must take account in the analysis of the fact that these indicators are not influenced solely by APS but also by various other factors (see Figure 21). By way of illustration: of the 106 fatal accidents involving lorries on motorways from 2004 to 2008, the lorry was registered as the first collision vehicle (“guilty”) in 43 cases, 62 times the second collision vehicle and once neither though involved. The registration of material damage only accidents is probably a little too low given that the police do not give this registration any priority. In a collision involving a lorry, the driver tends not to be the (most serious) victim; the ratio is around 1 to 12, that is 11 traffic fatalities outside the lorry and one inside. This ratio is different on motorways, around 1 to 5, because there are no cyclists, pedestrians or moped riders on motorways. Each year some 10 lorry occupants die, 4 on motorways. On 120 km roads there have been 14 lorry driver hospitalisations each year since 2004 (total of 70). A quarter (3 per year on average) comes from abroad. 5.3 Relationship between APS and safety The effects of APS on safety are influenced by many different factors and importantly include the conduct of the driver. Some of these factors have been explicitly research in the APS field operational test. Some actors have not been studied, for instance because this was difficult to do and they thus fall outside the scope of the project (for example, driver status). Figure 21 reveals that the effects of APS on safety or traffic flow are influenced by a number of factors directly (the third column including ‘Driving behaviour of driver’) and in-directly since they have an influence on the “direct factors”. The colours show the extent to which the factor is measured in the test as direct or whether the test takes account of the possible influence of this factor. The thick arrows reveal the aspects that were the focus of direct study in this test. 42 Final report Accident prevention systems for lorries

 

 
 

 

5. Study of the effect on safety Driver Use features Driver status APS Type of lorry Surroundings Measures in test Figure 21: Safety model Driving behaviour of the driver: The measurements are a measure of the actual driving behaviour of the driver. Driving behaviour Safety of others Driving behaviour of driver Route selected Modality Flow Account Not measured taken of Driver features: These include the stable properties of the driver, like age and driving style, while beliefs are not directly measured. Given the scale of the test it can be assumed that any differences will average out. Type of lorry: The properties of the lorries are known [27]. Surroundings: Extreme influence of the surroundings (like weather, road works, traffic picture) are incorporated in the selection of data for analyse. Driver status: ‘Driver status’ is a factor not measured in this study. Use: In most of the sub-groups the accident prevention system could not be switched off. The ACC can be switched off but this is not logged, just as the Mobileye in SP2. Therefore the test did not log how the driver would use (other APS’ or used) ACC any system. System acceptance can be determined through interviews and questionnaires. Final report Accident prevention systems for lorries 43

 

 
 

 

5. Study of the effect on safety Route selected: It is possible to look retrospectively at the route selected on the basis of GPS data. It cannot be measured whether APS influenced the route selected. Driving behaviour of others: The possible effect of APS on other traffic participants and on the selected route are not measured in the test. Modality: No effect can be expected by APS on the choice of modality within the context of this test, so it was not measured. In estimating the safety effects of APS, partial use was made of a methodology used earlier in a project looking at the socio-economic effects of intelligent vehicle safety systems: the eIMPACT project [13]. However, in view of the fact that insufficient clarity still exists about the exact relationships between behaviour variables and the risk of an accident, the conclusions in this report are limited largely to qualitative effects and broad estimates of quantitative effects. For a detailed description, the reader is referred to the report entitled ‘Conceptual model of safety’ [17]. The eIMPACT study identified nine behaviour mechanisms on which driver assistance systems can have an effect. Each mechanism can result in either positive or negative effects on traffic safety. Within the context of the field operational two mechanisms are important: • Direct in-car modification of the driving task - These are the system’s direct effects, i.e. direct reactions to the system’s output. For example, the system can have an effect on the driver’s mental workload or ensure that the driver brakes. These direct effects can be both intentional (for example: longer headway times) and unintentional (for example: distraction by the system). • Indirect modification of the user behaviour - These are effects caused by the driver’s adaptation to the changing situation, namely driving with the system. In general, these effects are difficult to predict and it takes some time before a driver has developed such behavioural adaptation. Examples of unintentional effects are a decrease in headway time caused by an increased feeling of safety, distraction, etc. The SWOV database of lorry accidents uses the following accident categories: • Collision with: pedestrian, parked vehicle, animal, attached object, unattached object; • Frontal collisions; • Side collisions; • Rear-end collisions; • Single-vehicle accidents. 44 Final report Accident prevention systems for lorries

 

 
 

 

5. Study of the effect on safety For the expected effect of APS on traffic safety the lorry must be seen as the ‘cause’ of the accident so it is important for at least the side and rear-end collisions to recognise the lorry as “first collision vehicle” (‘cause’). Nature of Total % accident 2004-2008 Fatal side 4 4% rear-end 25 24% collision Hospitalisation side 49 9% rear-end 105 20% Measured variable Frontal Side Rear-end collision Single vehicle Headway time Frequency of short headway times Speed variation Average speed Line-breach frequency Large acceleration/deceleration Distance to lane marking Chart 10: Summary of accident types whereby measured variable has an effect collision FAO side 88 15% rear-end 154 27% collision Light injury side 49 18% rear-end 77 28% collision MDO side 2.698 23% rear-end 2.148 18% collision Chart 9: Nature of accidents on motorways involving lorries as first collision vehicle The percentages in Chart 9 concern all accidents involving lorries on motorways, also where the lorry is not the first collision vehicle. In around half of all serious accidents the lorry is the first collision vehicle and for material damage only accidents this share is higher. The reason is that multiple accidents involving lorries are relatively severe. Single-vehicle accidents tend to involve material damage only or slight injury and the lorry is in such cases, indeed, always the first collision vehicle. From the above, the accident categories were selected on which the tested systems could have an effect. These are: • Frontal collisions (FCW/HMW, ACC, DC, LDWA, BBFB); • Side collisions (LDWA, DC, BBFB); • Rear-end collisions (FCW/HMW, ACC, BFBB); • Single-vehicle accidents. (LDWA, DC, BFBB). Figure 21 shows, among other things, the general relation-ship between behaviour indicators and safety. This general relationship is detailed below in terms of which behavioural component relates to which type of accident. Different APS can have different effects on safety and so on different kinds of accidents. The effects of APS on specific indicators can be categorised into the type of accident. Chart 10 shows per indicator on what type of accident a change in this variable can have an effect. Final report Accident prevention systems for lorries 45

 

 
 

 

5. Study of the effect on safety Along the horizontal axis the kind of accidents are shown and along the vertical axis the variable. If an area is blue, this means that the variable affects that type of accident. If the area is blank, then no influence is assumed. Different variable are used to estimate the effects of APS on traffic safety, the main one being speed, speed variation, headway time and frequency of LDWA warnings. For speed and speed variation formulas are known from literature that can calculate the effect of a change in these variable on the number of accidents or the risk of an accident. For the other variables only critical values are DC/ROC ACC LDWA FCW/HMW BBFB Average headway time NSD 6% increase NSD NSD X Percentage of short NSD 3.2% decrease SP3b: 5.9% NSD X headway times (< 1 s) increase Speed variation 14% decrease NSD NSD NSD Haulier 1: 24% (standard deviation) decrease Haulier 2: 5% increase Average speed 2% decrease NSD NSD NSD NSD LDWA frequency NSD 35% decrease SP1: 30% NSD X warnings decrease SP3b: 62% decrease NSD = No Significant Difference, X = No Measurements Chart 11: Summary of measured effects of APS on behavioural variables known and not how any change in these critical values influences the risk of an accident. This means that a quantitative effect per APS can be established purely on the basis of possible changes in speed and speed variation. However, only a qualitative effect can be established on the basis of changes in the other variables. 5.4 Estimating the effect on safety using a model Based on the conceptual model of safety both the qualitative and quantitative effects of APS on safety were estimated as well as possible. In this chapter an overview of these effects is presented for each system. Where known from eIMPACT [13], the effects of similar systems on safety are reported. Chart 11 shows an overview of the effects of each APS on the measured variables expressed in percentage decrease or increase. Based on these percentages, the found effects on safety of each system are subsequently described. DC/ROC DC/ROC is assumed to have an effect on traffic safety. Based on Nilsson’s formula [17], in which the relationship between change in speed and number of accidents is described, it was calculated that a decrease in the average speed of 2% results in a decrease in the number of fatal accidents of 5%. This effect applies to all types of accident. 46 Final report Accident prevention systems for lorries

 

 
 

 

5. Study of the effect on safety The decrease in speed variation with the use of DC was too minor to bring about an effect on traffic safety. Moreover, it cannot be attributed to the use of DC, but is more likely to be due to the type of lorry that drives with DC and the driver (tank transport). DC is also typical of a system that intervenes in certain critical situations and thus which often prevents a potential accident. These interventions were not measured in the test. The eIMPACT study concluded on the basis of earlier studies that ESC (another form of DC/ROC and much used in cars) would deliver in total a reduction of 16.5% in the number of fatal accidents and 6.5% in the number of accidents with casualties (eIMPACT, 2008). ACC Looking at the effects of ACC as presented in Chart 11, a minor to reasonable effect of ACC is assumed on traffic safety. A decrease in the percentage of short headway times implies a decrease in the number of rear-end collisions. A decrease in the number of critical headway times can have a favourable effect on all types of accident. A decrease in the number of LDWA warnings with ACC has a favourable effect on the number of flank and one-vehicle accidents. The eIMPACT study concluded on the basis of earlier studies that ACC would deliver in total a reduction of 1.0% in the number of fatal accidents and 3.5% in the number of accidents with casualties (eIMPACT, 2008). LDWA Based on a considerable decrease in the number of LDWA warnings as shown in the table, LDWA is expected to have an effect on traffic safety, i.e. a decrease in the number of flank and one-vehicle accidents. The eIMPACT study concluded on the basis of earlier studies that LDWA would deliver in total a reduction of 15% in the number of fatal accidents and 11% in the number of accidents with casualties (eIMPACT, 2008 [13]). FCW/HMW Based on the data no effect of FCW/HMW on traffic safety is expected. However, in Chapter 4.4 in the analysis of a part of the data, a positive effect is measured at minimum headway time on traffic flow. BBFB Despite the fact that with the use of BBFB both a decrease as well as a very minor increase in speed variation was found, it can be concluded based on the formulas of Salusjärvi [16], in which the relationship between change in speed variation and number of accidents is described, that these changes have no effect on traffic safety. Final report Accident prevention systems for lorries 47

 

 
 

 

5. Study of the effect on safety 5.5 Number of accidents observed Only five accidents (with material damage only) were registered or reported during the measuring period and all five were in the reference group whereby the driver is not informed but only data readings are taken. Enquiries among the respective hauliers generated no other figures for the a number of accidents. The expected number of accidents can be derived in various ways. Firstly, the population ratios. • The group of vehicles monitored is around 1% of the total population of lorries on Dutch roads. • The measuring period is 8 months. • In 2008 2,334 accidents involving lorries on motorways (see 5.2), including intersections, were registered. • Based on the population ratio some 16 accidents can be expected. Secondly, the measured quantity of vehicle kilometres. • In 2008 2,334 accidents involving lorries on motorways (see 5.2), including intersections, were registered. • Rijkswaterstaat reports indicate that in 2008 63 billion vehicle kilometres were driven on motorways. • 15% was driven by lorries: this is around 9.45 billion vehicle kilometres. • The population monitored drove 77 million kilometres in the Netherlands. • Based on these ratios some 19 accidents can be expected. The reference group is some 30% of the total field operational test, so around 6 accidents can be expected in this group. The actual number, 5, deviates very little therefore. The relatively low number of registered accidents is not predicted on the basis of the measurements of the effects of APS in the field operational test. Those effects are really not so large that they could directly explain such a difference. In theory other explanations are conceivable. For instance, it could be that the drives who knew they were participating in an accident prevention test took this into account in their driving behaviour. On the other hand, all the drivers were aware of their participation, even those in the reference group. Further research is desirable to investigate the causes, for instance by monitoring the accidents in this group for a longer period of time and analysing the data further. 48 Final report Accident prevention systems for lorries

 

 
 

 

6. Study of the effect on traffic flow 6.1 Literature study The accident prevention systems can influence traffic flow in two ways: via an effect on the driver’s regular driving behaviour and via an effect on the number of accidents, which in turn can cause traffic jams. These are referred to as direct and indirect effects respectively. In general it is evident from the results of this literature study that each of the systems has a positive effect on traffic flow by causing the number of accidents to decline. The literature is not unequivocal about the extent to which this occurs and the equipment level that is necessary to achieve this effect. As to the effects on traffic flow achieved through an adaptation of regular driving behaviour, the sources are virtually unanimous with regard to LDWA: the effect on traffic flow that can be expected with this system is none at all or at most a small positive direct effect. For the systems BBFB, DC, FCW/HMW no studies were found that have conducted research into the direct effects on traffic flow. For the most part, a positive effect was found for ACC, under certain conditions for the equipment level and system settings (for headway times in particular). Owing to homo-genisation, the lane capacity increases potentially by a couple of per cent, provided the preset headway time is sufficiently low. It may be that a mix of ACC and non-ACC vehicles is required to achieve the maximum effect. In addition, ACC types specially designed for traffic jam driving can limit the time lost in traffic jams by 30% to 60% and raise the outflow from traffic jams by 7%. To summarise, the following is stated in the literature: • All five APS have a positive indirect effect on traffic flow since they cause the number of accidents to decline. • A positive direct effect on traffic flow achieved through the adaptation of driving behaviour is assumed for ACC only, under certain conditions. • For BBFB, DC and FCW/HMW no results concerning direct traffic flow were found. • The direct effect of LDWA appears to be neutral, or potentially slightly positive. 6.2 Model The conceptual model of traffic flow translates the impact of APS on driving behaviour (established on the basis of the actual data) into an effect on lane capacity. In the APS project it was decided to work with a version of the fundamental diagram method. This method was used in two ways: in a hypothetical scenario exclusively with lorries, and in a more realistic scenario involving mixed traffic. Both scenarios are presented in Figure 22. For a larger presentation of the two visuals accompanied by text and explanatory notes, the reader is referred to Appendix 3. The conceptual model is described in more detail in [12]. Data from the APS test are shown in the blue boxes. Data from other sources [Monica data, 13, 14] are shown in yellow boxes. The two scenarios are represented in the two diagrams. The two scenarios are represented in the two diagrams. In the left diagram (exclusively lorries) a relationship between the headway time and speed of lorries is sought based on the actual data. From this relationship, the minimum head-way time can be derived and then lane capacity estimated for the hypothetical situation of traffic comprising exclusively lorries equipped with APS. To make such an estimate, data for traffic at high intensity, in particular, are necessary. Final report Accident prevention systems for lorries 49

 

 
 

 

6. Study of the effect on traffic flow Conceptual model Figure 22: Conceptual model of traffic flow (both diagrams are explained in appendix 3) Given that lorries drive predominantly at low traffic intensity, with a considerable headway (two seconds or more), a selection was made for the analysis whereby measuring points with short headway times were chosen in order to derive the relationship between headway time and speed. The right-hand diagram (mixed traffic, i.e., equipped and non-equipped lorries and other traffic) presents a fundamental diagram for the reference situation on the basis of data from measuring loops. For the project situation the data points were modified based on the test data. Each data point in the reference situation is thus shifted and a new diagram created. The capacity is the maximum intensity according to this diagram. 6.3 Traffic flow effects as a result of change in driving behaviour Accident prevention systems may have an influence on the driving behaviour of the driver, who may opt for a different speed or headway distance or a more constant drive. If a large number of vehicles is equipped with APS, these changes can have noticeable consequences for the traffic flow of the total traffic. The number of vehicles participating in the test was far too few compared to the total traffic stream to generate a direct effect on traffic flow; congestion would not be reduced. For this reason, traffic flow effects were not determined directly from the test, but with the aid of a conceptual model (see 3.3.2). This model describes the impact of the system on driving behaviour based on the actual data and translates this into effects on traffic flow. The effect 50 Final report Accident prevention systems for lorries

 

 
 

 

6. Study of the effect on traffic flow is expressed in lane capacity, i.e. the maximum number of vehicles that a road section can process in an hour. This involved making a number of assumptions and choices: • APS has an effect only on aspects of driving behaviour, such as the choice of speed, lane and headway time. APS has no influence on strategic driving behaviour and transposition choice. The possible effect of APS on the driving behaviour of the other traffic was not included. • As well as APS, there are many external conditions that can influence driving behaviour or the effectiveness of APS systems such as road type, weather and load. These conditions were taken into account as far as possible in the analysis and set-up of the test, but for practical reasons not all conditions were included in the analysis. • The effect of APS on lane capacity is proportional to the number of equipped vehicles (or more precisely with the penetration level), i.e. no interaction effects were included 2. • Effects at network level (network capacity, journey time losses) were not included. • For ACC only the effect of ownership was determined, not the effect of use. • Only significant differences evident from the actual data were included in the analysis. As explained (figure 22, conceptual model of traffic flow) an effect on lane capacity has been derived in two ways: for a hypothetical situation with (equipped) freight traffic only and for the situation with mixed traffic (equipped and non-equipped and other traffic). Since the first method uses a selection of data (namely the data elements with short headway times) and the second method uses all data, the methods may deliver different results. In that case, the second method should be regarded as the most reliable, and the first used only indicatively. Results of the ‘freight traffic only’ analysis • LDWA had a negligible effect on the minimum head way time for non-tank lorries: depending on the lorry type in the SP, the minimum headway time increased or decreased due to LDWA by less than 0.1 second. • FCW/HMW caused an increase in the minimum head way time for an articulated lorry: in the reference this was 0.062 sec, with FCW/HMW 0.2 sec, an increase of 0.14 sec (228%). The diagram showing this result can be found in Figure 23. • ACC had a minor effect on non-tank lorries. The minimum headway time fell from 0.44 sec to 0.31 sec, a decrease of 0.13 sec (29%) or around 3 metres’ distance at 80 km/h. In Figure 23 the headway times of vehicles equipped and not equipped (reference) with FCW/HMW are set against the average speed; these are represented by the crosses and circles in the figure. For both equipped and non-equipped vehicles, the fourth-degree polynomial is then shown that provides the best match with the minimum headway times, the blue and pink lines in the figure. 2 This is a frequently made assumption in FOTs, stemming from the fact that it is not known what happens to the non-equipped traffic that is confronted with equipped vehicles. Final report Accident prevention systems for lorries 51

 

 
 

 

6. Study of the effect on traffic flow Effect FCW/HMW Articulated Lorry Headway time [0.1*s] Average speed [km/h] Headway time [0.1*s] Effect of FCW/HMW on articulated lorry Headway times reference Headway times equipped Fourth-degree best fit polynomial equipped Fourth-degree best fit polynomial reference Average speed [km/h] Results of the ‘mixed traffic’ analysis For ‘mixed traffic’ it was necessary to choose the number of equipped lorries since the effect of APS on lane capacity depends on the number of equipped lorries. The APS penetration level is defined as the fraction of the total number of lorry kilometres on Dutch roads travelled by a vehicle equipped with APS. The penetration level in the test was too low to have any effect on the traffic system. For this reason, the analysis of the traffic flow effects was performed for penetration levels chosen in advance. To determine the effect, the project Figure 23: Effect of FCW/HMW on articulated lorry (freight traffic only scenario) Figure 24: Effect of FCW/HMW on articulated lorry (freight traffic only scenario), with headway times set against average speed situation was compared with a reference situation. For the reference situation the APS penetration level was set at 0%, To make Figure 23 clearer the same data are plotted in Figure 24 but with headway distance set against average speed and the headway times converted into headway distances. What is noticeable is how short the headway distance can be at speeds in the region of 70 to 90 km/h. Secondly, it is clear that FCW/HMW in the average headway time has a tangible positive effect while that was not visible in the percentage of short headway times (< 1 s). DC is used mostly on container lorries. For DC too few data points were available to make reliable judgements about headway times and, thus, traffic flow. However, it is expected that drivers of tankers will keep longer headway distances and thus longer headway times due to their safer driving behaviour. This is due to the type of lorry, however, not to DC. i.e. none of the lorries is equipped with APS. For the project situation two scenarios were investigated: one with 100% penetration, and one with the penetration levels shown in Chart 12. APS ACC LDWA FCW/HMW BBFB Penetration level 25% 50% 50% 25% Chart 12: Penetration level 52 Final report Accident prevention systems for lorries

 

 
 

 

6. Study of the effect on traffic flow Since it is highly likely that effects found for DC would not be attributable to DC but to the type of lorry and the driver, DC was not included in the analysis. These penetration levels were based as far as possible on a projection taken from eIMPACT 3 [13] of the penetration level of a number of systems similar to APS in the year 2020. For ACC a significant effect on headway time was found, and for DC a significant effect on speed was found. It is possible, therefore, that these two systems have an effect on lane capacity. For the other systems no significant effect on headway time or speed was observed and thus no significant effect on lane capacity can be expected. For ACC the effect on lane capacity was determined with the aid of the fundamental diagram. This assumes a share of freight traffic of 15% [14] (i.e. that 15% of the vehicle kilometres on the Dutch motorways is driven by lorries). The fundamental diagram complete with actual data measured between hectometre poles 40 and 45 on the A2 is shown in Figure 25. The vehicle intensity is shown on the horizontal axis as number of vehicles per hour (Vgt/u), with the average speed of the vehicles on the vertical axis. The blue dots show the actual data from the test; intensity is set against average speed (the fundamental diagram). Two lines have been plotted: the black line for the reference scenario and the green line for the scenario with 100% penetration. The maximum of the curve is the lane capacity. Fundamental diagram A2 right-hand lane 40 - 45 km Average speed [km/h] Intensity (Vtg/h) Figure 25: Effect of ACC on lane capacity on a 3-lane motorway (blue dots: actual data; black curve: reference scenario; green curve: scenario with 100% penetration) The results are summarised in Chart 13. A negative percentage means a decrease in the lane capacity. APS Penetration Effect on lane capacity as level function of penetration level and number of lanes Motorway, Motorway, 2-lane 3-lane ACC 25% -0.14 % -0.15 % 100% -0.56 % -0.58 % Chart 13 To give an idea of the percentages: an effect of -0.58% with 100% ACC on a three-lane motorway means a capacity drop of 30 vehicles an hour for a total of 1,700 vehicles per hour per lane. 3 In the eIMPACT European project (concluded in 2008) an impact assessment was performed for 12 safety systems. Penetration levels for these systems were estimated for the years 2010 and 2020. Final report Accident prevention systems for lorries 53

 

 
 

 

6. Study of the effect on traffic flow Conclusions: • It is evident from the ‘mixed traffic’ analysis that for ACC the effect on lane capacity is very minor and negative, even at 100% penetration. • From the ‘freight traffic only’ analysis it follows that LDWA has a negligible effect on lane capacity • From the ‘freight traffic only’ analysis it is evident that FCW/HMW causes an increase in the minimum head way time and that ACC is responsible for a decrease in the minimum headway time. The following comment should be made. With the use of ACC, lane capacity reduces. This appears to contradict the result found earlier that the minimum headway time reduces with ACC. However, the average headway time rises with ACC, causing the lane capacity to diminish. In devising the conceptual model, assumptions were made. This means that there is a tolerance with regard to the outcomes. This tolerance is probably greater than the calculated effects. To summarise, it does however remain very plausible that a change in driving behaviour due to the use of APS has no to at most a minor negative direct effect on lane capacity. By means of a reduction in the number of accidents, however, an indirect positive effect can occur. This is discussed in the following chapter. 6.4 Traffic flow effects as a result of accident Accident prevention systems may reduce the number of vehicle hours lost as a result of traffic jams caused by accidents. This effect is divided into a primary effect (traffic jam upstream in the same lane as where the accident occurred) and secondary effects (knock-on of the jam to other high-ways and onlooker jams). Hours lost Traffic jams caused by accidents Accidents Figure 26: Relation between accidents and hours lost To establish the traffic flow effects of APS, it is essential to identify the vehicle time lost caused by a lorry accident. To do this information regarding accidents on the motorway in 2007 (registration of incidents from the Monitoring Incident Management programme by DVS) was linked to information regarding traffic flow (Monica data). The number of hours of vehicle time lost was determined for each accident. Naturally, it is recognised that this vehicle time lost cannot be attributable in all cases to the accident - there are always normal traffic jams to consider. Therefore, the time lost not caused by the accident (the ‘reference situation’) was subtracted from the total. Aggregating the effects of the individual accidents results in the total direct effects. These direct effects were scaled up since the available data did not by definition comprise all accidents (these data were sometimes not registered in their entirety and the calculation relied on a representative number of accidents from 2007). A subsequent upscaling took place for the secondary effects referred to above. The upscaling factors used were determined statistically on the basis of several cases. A detailed description of the method and the results can be found in [15]. Only the 54 Final report Accident prevention systems for lorries

 

 
 

 

6. Study of the effect on traffic flow motorway was taken into consideration. As a result, the repercussions for the secondary road network were underestimated. The calculation for 2007 shows that round 1.1 million vehicle hours were lost due to lorry accidents on motorways in the Netherlands, some 1.6% of the total vehicle time lost in that year on these roads. Naturally, there is no possible way all these lorry accidents (and thus these vehicle hours lost) can be prevented by APS. From section 5.2 no good unequivocal figure follows for the reduction in the number of accidents per year. To be able to estimate the effects, 3 scenarios have been calculated. To do this, two assumptions were made: • The accidents that APS can prevent concern all lorry accidents, i.e. all accidents in which lorries are involved. These are both accidents caused by lorries and accidents with another cause. • The accidents that APS can prevent are evenly distributed; i.e. they cause an ‘average’ number of vehicle hours lost. A reduction of 1% in the number of lorry accidents in one year causes a reduction of 1% in the vehicle hours lost in that year by lorry accidents. Reduction in number Effect on vehicle of accidents (%) hours lost -5% -55.000 -10% -110.000 -15% -165.000 Chart 14: Saving in terms of vehicle hours lost as a result of fewer accidents The results for various accident reduction percentages are shown in Chart 14. Final report Accident prevention systems for lorries 55

 

 
 

 

7. Study of incentives to use APS Both drivers and companies were asked about their experiences of using the accident prevention systems and whether they believed the systems had a positive effect on their driving behaviour. Almost 400 questionnaires were completed and 280 interviews held, divided over the various sub-projects. All participating business owners were asked to submit a company profile so that the results of interviews and online surveys, etc, could be set in the right perspective. 73 business owners (65%) submitted the profiles. Finally, interviews with the business owners were held in which representatives of most of the participating companies were asked to give their opinions. The business owner sessions drew a total of 30 hauliers and OEMs together to share experiences and opinions. Online surveys [22] and face-to-face interviews [21] enabled the drivers’ opinions to be collected while an online company profile form [24] and company sessions [25] generated information about the participating companies and their experiences with APS. 7.1 Results of driver surveys The feelings of the participating drivers towards the systems tested in the FOT ranged mostly from neutral to positive. Various opinions and experiences of each system were stated, as shown in Figure 27 and Figure 28. In particular, drivers driving with ACC felt positive about the system. The drivers in the liquid bulk segment were the most positive about the system they drove with. In the test, most drivers in this segment drove with ACC or DC. The driver attitude results can be divided into two categories. very positive positive neutral negative very negative Figure 27: Driver opinion per system positive neutral negative liquid bulk hazardous load exceptional solid bulk Figure 28: Driver opinion according to type of transport The first category relates to the presetting of the systems. The second category concerns user experience. Many drivers are irritated by the number of alarms and the type of signal given by various of the APS. In the interviews almost 80% of the drivers mentioned false alarms. The majority of events regarded as false alarms actually arose from the standard setting chosen for the purposes of the FOT research aims. In practice this setting meant, for example, that LDWA issued an alarm for ‘touching the road lines’ and FCW/HMW raised the alarm if the lorry 56 Final report Accident prevention systems for lorries

 

 
 

 

7. Study of incentives to use APS be derived from their experience of the system’s presetting. On a Van der Laan scale [22] this is set against a system’s sound felt as disruptive sound not felt as disruptive usefulness. Figure 30 shows that the drivers did not always find an APS pleasant to use but that all systems were considered useful. A quarter of the drivers thought they would drive more safely. Figure 29: Driver reaction to type of audio signal depending on type of APS approached the vehicle in front with a headway distance of 2 seconds. Pleasant In practice, these settings would evidently be considered very strict. For example, the chance of the LDWA issuing false alarms would be very high on a road with reduced lane width due to road works. This prompted drivers to feel irritated (which was expressed by sabotage efforts, among other things). Drivers driving with ACC experienced no false Useful alarms. How pleasant drivers felt a certain APS to be can Figure 30: Acceptance: ‘pleasant’ versus APS ‘usefulness’ The sub-group of drivers with ACC is an exception: two-thirds believed that they would drive more safely with ACC. There is no link between the age or experience of the drivers and their opinion. Figure 31 shows whether drivers wished to continue driving with APS at the end of the study. Of the drivers with ACC, 90% agreed with this statement. For the other systems, 30% to 70% of the drivers said they wanted to continue driving with APS. For the BBFB the drivers’ responses appeared evenly divided between two extremes: ‘agree’ to ‘strongly agree’ and ‘strongly disagree’. 34% of the drivers felt that all drivers should be driving with the APS they themselves used. But 24% felt this was not worthwhile. Almost half the drivers were neutral on this point. Final report Accident prevention systems for lorries 57

 

 
 

 

7. Study of incentives to use APS strongly agree agree neutral disagree strongly disagree Figure 31: Does the driver wish to continue with APS after the test? 7.2 APS from a business owner perspective The experiences related to business owners by their drivers match the findings of the questionnaires and interviews. For the retrofit systems, scope for flexible adjustment was voiced as being very important in view of the range of driving styles, the work carried out by the lorry and the need to prevent false alarms. For all systems the business owners stated that they are robust enough to operate in the lorries; there is hardly any incidence of system failure. As far as the operation of systems is concerned, it is noted that the type of signal issued to the driver needs further consideration. A loud audible signal as used during the FOT is irritating. Driver acceptance may well be increased by a different audible signal or some other type of signal (e.g. a light signal). In addition, business owners said that systems have a greater effect at certain times. Drivers seem to feel the system’s added value is most evident later in the day and at night or during longer trips. No effects were reported or measured in terms of fuel consumption. Virtually all the participating companies have indicated a desire to continue using these systems after the end of the test. At least 7 companies have indicated that they will extend use of APS to lorries not currently equipped with the system. The rest still want to have more insight into the costs-benefits analysis of these systems. From the reactions of the companies it can be expected that based purely on operations the key criteria for the use of APS are: • Correct operation of the system and flexible setting; • A proven effect of APS on traffic safety; • No adverse costs-benefits ratio for APS; • Clear explanation upon delivery of APS to the driver and company so that they are cognisant of the operation and purpose of the system; • Acceptance of the systems by the drivers (in part dependent on the explanation of the correct operation of the system). 58 Final report Accident prevention systems for lorries

 

 
 

 

8. Discussion Effect on driving behaviour The field operational test reveals that accident prevention systems have a variety of effects on the driving behaviour of the lorry driver. While these effects may be small, they are statistically significant. This means that the test contains a sufficient quantity of data to be able to reveal such small effects. In other words, if not APS effect could be derived from the data, then the likelihood is that the effect was, despite everything, small to very small. However, there are disruptive factors. Given that it proved not entirely possible to fully randomly allocate the conditions (APS to lorry/driver/haulier) and to block the settings of the systems, it cannot be excluded that the effects found are the consequence of differences among the various groups. Vice versa, it is possible that the differences among the groups mask effects in the measurements that are actually present. Better insight into these influences can be obtained through further analyses of the data and verification of the hypotheses. Dutch situation It is also possible that Dutch motorways differ from those in other countries and that this may be the cause of other effects. There are thus clear indications that in the Nether-lands the headway times are relatively short in heavy traffic, shorter than in neighbouring countries. Measurements of average headway times and distances (Figure 24, chapter 6) reveal how very close vehicles drive to each other. At 80 km/h the headway time in many cases is low than 1.5 seconds, and even less than 0.5 seconds. At such headway times the FCW/HMW gives a continuous warning. These short headway times could have a considerable effect on the driver in the performance of his driving task and the effects of systems on how the driving task is performed. The strongest indication can be found in the ACC results, although it is not known for what period of time the ACC was actually switched on, the behavioural changes found were significant: 6% increase in average headway time and 3.2% reduction in short (<1 s) headway times, both good for safety. LDWA A noticeable change in behaviour is that the number of LDWA warnings falls by a good 35% while this is not an intended ACC objective. One theory is that keeping your distance from the vehicle in front (especially if that is a lorry that also hinders the view ahead) in busy traffic is an intensive driver task. ACC takes the strain of that intensive task and thus allows more attention to be paid to another task: keeping on course, resulting in a better performance of the task. The popularity of ACC among the drivers confirms this picture. For Lane Departure Warning Assist (LDWA) shown contradicting behavioural changes: the large decrease in the number of warnings is coupled with more short headways times, a result that also suggests that the explanation can be found in a driving task model for the driver. An LDWA system that distracts from the main task of ‘queuing’ could cause this effect. It is conceivable that a different LDWA setting leads to less or no increase in the driver load whereby a net safety effect is generated. Furthermore, an LDWA could serve as a surrogate ‘alertness system’ but no research has been done into this. Final report Accident prevention systems for lorries 59

 

 
 

 

8. Discussion Measurements Assuming that in the Dutch situation, maintaining distance to the preceding vehicle in busy traffic is a key component of the driving task, the measurements support the theory that: • ACC directly alleviates the main part of the driving task, with indirect support from FCW/HMW; • DC and ROC actively prevent dangerous limits from being exceeded; • LDWA is supportive in preventing dangerous deviations provided the set-up is such that the attention of the driver is not distracted from his main task; • BBFB ensures a more consistent driving behaviour provided the social embedding of the feedback is properly catered for. A striking result is that just five (with just material damage) registered or reported during the measuring period and all five were in the control group whereby the driver was not informed but that data were measured. For such a sizeable population as in this field operational test (on the basis of kilometres driven and/or number of lorries) an average of 5 - 6 accidents for the reference group and 11 - 13 accidents for the test group were predicted. The reported/registered number of accidents in the reference group with a ‘silent’ APS was as expected. The absence of registered or reported accidents in the APS test group is a striking deviation. This difference cannot be directly explained from the measured effect of the APS or by differences in the quality of the drivers. Since the reference group was cognisant of the fact they were participating in a test using accident prevention systems, it is unlikely that this knowledge will have made the difference. It is recommended that both the group using APS and the reference group are monitored for a longer period and to continue registering the number of accidents to see whether the number of accidents remains as low as measured for a longer period. It has been very difficult to lay a direct relationship between the influence of the systems on driving behaviour and the impact of this on traffic safety. This is mainly because the driver is the unknown link between the (informing) systems and driving behaviour in a particular situation. There appears to be little general knowledge about this relationship. Moreover, the detailed and continuous measuring of driving behaviour falls outside the scope of this project. In subsequent research it is recommended to delve deeper into the relationship between engineering systems and behaviour, that is the performance of the driving task by the driver in the context of the surroundings in order to develop better models than are currently available. The amount of data collected in the FOT is huge and the analysis performed limited given the period of the test. It is recommended to make the dataset available to third parties for further analysis. Traffic safety It is recommended to continue providing incentives to use APS, and especially ACC, now that positive experience gained. However, given the adverse economic circumstances in the transport sector, the willingness to invest is currently low. The total number of lorries involved was around 2,400 from 123 participating companies, which made this a much larger and more extensive field operational test than previous tests of APS equipment. This fact generated both challenges and limitations as well as learning experiences about tackling such large-scale practical trials and data processing. Learning experiences that are quite unique, given the level of (international) interest. 60 Final report Accident prevention systems for lorries

 

 
 

 

9. Conclusions Effectiveness of the systems on the test track The test track experiments and loan test reveal the technical effectiveness of active driver support systems (intervention, information and feedback). They do what they have to do: reliably detect, warn and, where possible, intervene. They appear to be adequately robust and reliable for use in the daily operations of a haulier. Effectiveness of the systems in practice The results of the analyses indicate that the systems have an effect on the driving behaviour of the driver. ACC While it is not known for what period of time the ACC was actually switched on, the behavioural changes found were significant: 6% increase in average headway time and 3.2% reduction in short (<1 s) headway times, both good for safety. DC/ROC The effect of DC and ROC on rollover risk is clearly found in the loan test. Given that these systems intervene autonomously, the certainty that they will have an effect is considerable. LDWA The results of the LDWA system reveal a fall of 30% (retrofit) to 60% (‘ex-factory’) of the number of LD warnings. In both cases the reduction is positive, whereby it is noticeable, to say the least, that for retrofit a lower effect is found than for ACC (35% fewer LD warnings). The differences could be attributable to the research group or the set-up and use of LDWA (the ex-factory systems are, for instance, adjusted by the supplier according to its standard set-up.) The simultaneous increase of 5.9% in short headway times (<1%) found in the group ‘ex-factory’ (the category where the biggest effect is found on LD warnings -60%) is unfavourable. FCW/HMW The variance analysis into the effect of HMW and FCW on the percentage of short headways reveals no significant difference while the analysis of the average traffic flow headway times for a specific group show an increase in the headway times of around 0.14 seconds. BBFB One BBFB type was used in the test whereby the behavioural effect varied for different groups, namely a haulier and a group of rented lorries. The first group showed the desired behaviour, 24% less speed variation, while the second group showed slightly undesirable behaviour, 5% more speed variation. Accidents There were 5 accidents (with just material damage) registered or reported during the measuring period and all 5 were in the control group whereby the driver was not assisted by an APS. For such a sizeable population as in this field operational test (on the basis of kilometres driven and/or number of lorries) an average of 5 - 6 accidents for the reference group and 11 - 13 accidents for the test group were predicted. The reported/registered number of accidents in the reference group without APS was as expected. The absence of registered or reported accidents in the APS test group is a striking deviation. Final report Accident prevention systems for lorries 61

 

 
 

 

9. Conclusions Effects on traffic safety A model has been established to enable estimates to be made of active intervening systems and these show that ACC and DC/ROC may be expected to have a larger impact than other systems. It is clear that DC/ROC has an effect on safety. The effect of SWOV [26] can be calculated as 1 prevented fatality and 5 prevented hospital casualties annually. For all the victims to whom the APS test relates, some 25 fatalities and 135 hospital casualties caused by accidents involving lorries on motorways, this is 4%. It can be assumed that Adaptive Cruise Control (ACC) will reduce the incidence of victims caused by accidents involving lorries on motorways. Since rear-end collisions (1st colliding vehicle being lorry) and singular accidents make up a substantial proportion of serious accidents, ACC can have a considerable effect. Although the measurements do not provide an unambiguous picture, it can be assumed that that the application of HMW/FCW will lead to a positive effect on rear-end collisions and singular accidents. The same applies to BBFB if it is incorporated properly within social behaviour influences. Effects on traffic flow The effect of APS on the traffic flow was predicted using a conceptual traffic flow model composed on the basis of literature and expert meetings. The direct effect on traffic flow is minor since hardly any significant deviations of the average speed and headway time could be demonstrated between vehicles containing active APS and the reference group. The indirect effect by avoiding accidents will be present, however, but is difficult to quantify. The magnitude will always be limited given the very modest share (ca. 1.6%) of the lost vehicle hours caused by accidents involving lorries [15]. Stimulating use Consultation among players in the market and driver questionnaires reveal that these systems are valued by them in practice, provided that they are set up in harmony with practice (prevention of excessive warning). The systems contribute positively to the perception of safe driving and the professionalism of the performance by the driver of his driving task. ACC is particularly experienced as positive and the robustness of all systems considered more than adequate. Following the practical test the number of APS systems (different from ROC/DC) coming onto the market (ca 1,600) has risen considerably. The systems are not being extended but brought back to their original state and given to the hauliers that collaborated. Virtually all the participating companies have indicated a desire to continue using these systems after the end of the test. At least 7 companies have indicated that they will extend use of APS to lorries not currently equipped with the system. The rest still want to have more insight into the costs-benefits analysis of these systems. 62 Final report Accident prevention systems for lorries

 

 
 

 

Literature [1] Accident prevention systems; Research design, with contributions by TNO and Buck Consultants International, 13 January 2009. [2] APS Project - Data Collection Requirements, M. Capozza, Octo Telematics SrL., document number AO-SP-SV-DCR01C, 29 January 2009. [3] APS Project - Interface Control Document, M. Capozza, Octo Telematics SrL., document number AO-SP-SV-ICD01B, 29 January 2009. [4] Literature study: effects of APS on safety, M. de Goede, J. Hogema, M. Hoedemaeker, TNO, 13 March 2009, document number: TNO-DV 2009 IN289. [5] APS - Literature study: flow effects, M. van Noort, T. Bakri, K. Malone, TNO, March 2009, document number TNO-034-DTM-2009-02510. [6] APS reference tests, P.A.J. Ruijs, S.T.H Jansen, A.A.W. de Ruiter, TNO, 17 March 2009, document number TNO-033-HM-2009-00198. [7] Test track experiments for APS functions, P.A.J. Ruijs, S.T.H Jansen, A.A.W. de Ruiter, TNO, 17 March 2009, document number TNO-033-HM-2009-00200. [8] APS loan test, S.T.H Jansen, J. Kostense, A.A.W. de Ruiter, TNO, 17 March 2009, document number TNO-033-HM-2009-00199. [9] FESTA Consortium (2008a). A Comprehensive Framework of Performance Indicators and their Interaction (Deliverable D2.1). FESTA Support Action (Field opErational teSt supporT Action). FESTA Consortium (2008b). FESTA Handbook (Deliverable D6.4, Version 2). FESTA Support Action (Field opErational teSt supporT Action). FESTA Consortium (2008c). Primer on experimental procedures (Deliverable D2.3). FESTA Support Action (Field opErational teSt supporT Action). [10] Accident prevention systems on lorries; towards an organisation structure and design for approach, BCI, 2007, Nijmegen. [11] Definition of a pilot test with AKS; final report, Margriet van Schijndel-de Nooij, Jeroen Schrijver, Bart Scheepers, Ramon Landman, Jeroen Hogema, Sven Jansen, Philippus Feenstra, 1 May 2007, document number 07.OR.IS.037/MVS. [12] Conceptual model of traffic flow, Martijn van Noort, Taoufik Bakri, Kerry Malone, 19 June 2009, document number TNO-034-DTM-2009-02438. [13] eIMPACT Deliverable D4, Impact assessment of Intelligent Vehicle Safety Systems, http://www.eimpact.eu/download/eIMPACT_D4_ v2.0.pdf. [14] Ministry of V&W, Verkeersgegevens jaarrapport 2001, [Traffic data annual report 2001] http://www.verkeerenwaterstaat.nl/kennisplein/3/ 1/31957/Verkeersgegevens_2001_407990.pdf. [15] Vehicle time lost as a consequence of lorry accidents, Jeroen Schrijver, Eline Jonkers, Ramon Landman, Michiel Muller, June 2009, document number TNO-034-DTM-2009-02509.doc. Final report Accident prevention systems for lorries 63

 

 
 

 

Literature [16] APS data analysis. Report TNO-DV 2009 IN 297. [22] APS driver questionnaire, opinions of the drivers [30] Accident prevention systems for lorries, J.H. Hogema, 2009. involved of accident prevention systems, APS in a field study, Van Schijndel-de Nooij, Anja Langefeld, June 2009. M., Jansen, S., Driever, H., Van de Wiel, B., Ruijs, [17] Conceptual model of safety effects of APS, P., Huijskes, C., Landman, R., Schrijver, J., Van Lange, Maartje de Goede, Marika Hoedemaeker, [23] Accident prevention systems on lorries, F., Hoedemaeker, M., Yu, X., & De Ree, D. TNO 2008. Jeroen Hogema, 1 May 2009, results of interview sessions, BCI, June 2009, Nijmegen. (TNO report TNO-033-HM-2008-00045). Helmond: document number: TNO-DV 2009 IN290. TNO Science and Industry. [24] APS company profile, profiles of participating [18] Viti, Hoogendoorn, Alkim & Bootsma, 2008. companies, Anja Langefeld, June 2009. [31] Kuiken, M., Overkamp, D., & Fokkema, J. (2006). Driving behaviour interaction with ACC: results Accidents with lorries on national trunk roads: of a field operational test in the Netherlands. [25] Reports of business owners’ meetings APS, Frequency, causes, consequences and solutions IEEE Intelligent Vehicles symposium. Delft and Nijmegen, June 2009. (end report). DHV/Rijkswaterstaat - Eindhoven University of Technology. Adviesdienst Verkeer en Vervoer. [26] Traffic safety effects of accident prevention system, [19] Driver project data analyse. Report TNO-DV Rob Eenink, July 2009. Supplementary reports 2009 C 298. Pauwelussen, 2009. The reports below form a separate part of this APS report: [27] Accident prevention systems for lorries, [20] Verification of the events in the OCTO database for selection procedure, BCI, March 2009, Nijmegen. [21} APS Project - Data Quality Assessment, Final Report, three vehicles, R.M.T. Wouters, 2009. Ernst & Young, July 2009. [28] The safety of lorries, Kampen, van L.T.B, [21] APS Project - Data Quality Assessment, Schoon, C.C., SWOV, R-99-31, Leidschendam 1999. [26] Traffic safety effects of accident prevention systems, Final Report, Ernst & Young, July 2009. Rob Eenink, SWOV, July 2009. [29] SWOV Fact sheet - Lorries and delivery vans, SWOV, Leidschendam January 2008. 64 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 1: Explanatory word list ACC Adaptive Cruise Control This system uses sensors to automatically maintain a safe distance to the vehicle in front and to maintain a speed set by the driver. If necessary, it adapts the speed of the vehicle to maintain sufficient headway distance. Anti-rollover tests The testing of the effects of the Directional Control and Rollover Control anti-rollover systems during extreme steering movements. This occurred on a test track with the aid of a lorry fitted with side-wheels. Subsequently, measuring data about the rollover risk was collected on the public highways. APS Accident prevention systems Driver assistance system. APS Detail During each APS event a fragment van 10 s data is logged in detail. This includes date and time, GPS location (1 Hz), acceleration (in both longitudinal and lateral directions; 10 Hz), signals from the Clifford Electronics/MobilEye (approx. 10 Hz). The maximum limit set on the quantity of this type of data collected per month per lorry was 6 Mb in connection with the GPRS costs. APS Summary Detailed information each time that an output signal from an APS changes status, this counts as an event that will be logged. The following are logged: date, time, licence plate number, event type, current speed, GPS location, map matching output. An event is logged only at speeds exceeding 55 km/h and only in the Netherlands. BBFB Black Box Feed Back This registration system measures the driver’s behaviour during driving and records, for example, fuel consumption, speed, brake movements and the use of cruise control. The system feeds these data back to the driver. Bulk Goods traded based on weight and/or content. Conceptual model This model indicates the scope of the research element, the selection of the characteristics (variables), and the relationships between these characteristics. In order to measure the effects on driving behaviour, safety and traffic flow in the test, conceptual models were developed that could translate the outcomes of the analysis into the requested effects. Crash Detail Detailed information of each collision; in a fragment of 7 s: date and time, GPS position (1 Hz), acceleration in longitudinal and vertical directions (100 Hz). Crash Summary Summary information of each suspected collision; date and time, licence plate number, GPS location, maximum acceleration, collision speed. DC Directional Control A system able to correct over- and under-steering problems. This system controls the brakes when the steering movement deviates too much from the vehicle direction. Driver group This subproject looked primarily at driving behaviour. This involved using data from the black box and interviews with Final report Accident prevention systems for lorries 65

 

 
 

 

Appendix 1: Explanatory word list drivers. This subproject was carried out on a large scale among a limited number of companies. eIMPACT eIMPACT is a project in the sixth EU framework programme for ‘Information Society Technologies and Media’. It analysed the socio-economic consequences of Intelligent Vehicle Safety Systems. ESC Electronic Stability Control ESP Electronic Stability Program Built-in active safety element to stabilise the vehicle. Estimation algorithm A calculation methodology that calculates an estimate for a certain parameter. Factory-fit systems Systems built into new lorries by the manufacturer. FCW/HMW Forward Collision Warning/Headway Monitoring and Warning These systems, which in this study were linked, warn the driver when the lorry approaches another object too closely; the aim is to prevent a collision. At the moment that the vehicle keeps insufficient distance, the system gives an audio and visual signal via a dashboard display. FESTA European Commission project in which a method was devised for the performance of large-scale field tests. This project resulted in guidelines for the set-up, performance, and analysis of large-scale field tests. These FESTA guidelines were adhered to in the APS test. FOT Field Operational Test or field test General cargo All sorts of harmless, conventional goods, such as domestic items, electronics and plastics. Usually packed on pallets or in containers. GPRS General Packet Radio Service Standard for data transmission GPS Global Positioning System Location determination using a satellite system GSM Global System for Mobile communication A designation for a standard for digital mobile telephony. ITS Intelligent Transport Systems and Services LDWA Lane Departure Warning Assist This system warns when the vehicle is about to leave the lane. A camera recognises the difference between the road surface and the lines and issues a warning at the moment that the vehicle is about to cross a line; no use of the indicator is involved. 66 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 1: Explanatory word list MAUT LKW-Maut, route-dependent toll for lorries in Germany. Mobileye Brand name for the retrofit in-built accident prevention systems. OEM group In consultation with various manufacturers, several systems were factory-fitted in lorries and then tracked. OEMs Original Equipment Manufacturers This refers to the manufacturers of cars and lorries. Operational driving behaviour This refers to the elementary driving tasks that must be carried out to drive a vehicle, such as operating the pedals, changing gear and steering. Together, these elementary tasks form a manoeuvre. Predictive algorithm A calculation methodology that makes a prediction about the value of a certain parameter in the future. Reference group A group of vehicles equipped with accident prevention systems that issue no warning but only measure; this was done to enable the measurement of the difference with the systems that issued a warning. Retrofit group In this subproject accident prevention systems were built into the lorries and tested over eight or more months. Retrofit systems Systems built into lorries some time after they have left the manufacturer. Request for Quotation Invitation to suppliers to submit a bid for products or services. ROC Roll Over Control System that counteracts the vehicle’s inclination to roll over. RPAS Roll over Propensity Assessment System Sensors and an algorithm coupled to them with which a vehicle’s rollover limit is determined. Silent APS Accident prevention system that only measures; it issues no warning to the driver. Strategic driving behaviour The aims of a trip are determined at the strategic level of driving behaviour, for example, where to, how and how long. Decisions at the strategic level are influenced by costs and risks, as well as by attitudes and the available information. Tactical driving behaviour Tactical driving behaviour refers to the manoeuvres performed by drivers, such as overtaking and crossing a junction. During tactical driving behaviour the driver is primarily concerned with the interaction with other traffic and/or with the road. Tactical driving behaviour is determined, on the one hand, by the current situation and, on the other, by the aims set at the strategic driving behaviour level. Final report Accident prevention systems for lorries 67

 

 
 

 

Appendix 1: Explanatory word list TLC Time to Line Crossing The time remaining until the vehicle touches the lane markings, provided course and speed remain unchanged. Trigger level The level at which a parameter exceeds or falls below a predetermined value. Trip Detail More detailed information of each trip; each 2 km, date and time, the GPS position, map matching output (road type, speed limit), average speed over the 2 km covered, current speed, current headway time. Trip Summary Summary standard information of each trip; date and time of start and finish of the trip, distance covered, average speed over the entire trip, maximum speed over the entire trip. TTC Time To Collision The time remaining before a collision between two road users, provided course and speed remain unchanged. Variance analysis This is a statistical checking procedure used to find out whether the population averages of two or more groups differ significantly from one another. 68 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 2: List of hypotheses DATA SOURCE Point data APS Summary APS Detail Crash data BBFB-data Outcome 0 General (to test for all APS groups) --- 0.1a BBFB has no effect on the average speed x VBBFB=85.4km/h VREF=85.8km/h [p<0.05] 0.2a BBFB has no effect on the distribution (s.d.) of the speed x STDVBBFB=1.68km/h STDVREF=1.78km/h [p<0.001] 0.3a BBFB has no effect on how often harsh braking occurs x Not significant 0.1b FCW/HMW has no effect on the average speed x Not significant 0.2b FCW/HMW has no effect on the distribution (s.d.) of the speed x Not significant 0.3b FCW/HMW has no effect on how often harsh braking occurs (x) (x) Not testable (NOTE 1) 0.4b FCW/HMW has no effect on the average headway time x Not significant 0.5b FCW/HMW has no effect on the number of lane changes (per km) X Not testable (NOTE 2) 0.1c LDWA has no effect on the average speed x SP1: N.S. SP3a: N.S. SP3b: N.S. 0.2c LDWA has no effect on the distribution (s.d.) of the speed x SP1: N.S. SP3a: N.S. SP3b: N.S. 0.3c LDWA has no effect on how often harsh braking occurs (x) (x) Not testable (NOTE 1) 0.4c LDWA has no effect on the average headway time x SP1: N.S. SP3a: N.S. SP3b: N.S. 0.5c LDWA has no effect on the number of lane changes (per km) X Not testable (NOTE 2) 0.1d ACC has no effect on the average speed x Not significant 0.2d ACC has no effect on the distribution (s.d.) of the speed x Not significant 0.3d ACC has no effect on how often harsh braking occurs (x) (x) Not testable (NOTE 1) Final report Accident prevention systems for lorries 69

 

 
 

 

Appendix 2: List of hypotheses DATA SOURCE Point data APS Summary APS Detail Crash data BBFB-data Outcome 0 General (to test for all APS groups) --- 0.4d ACC has no effect on the average headway time x 1.68 s ref; 1.77 s ACC [p < 0.05} 0.5d ACC has no effect on the number of lane changes (per km) X Not testable (NOTE 2) 0.1e ROC has no effect on the average speed x 81.3 km/h ref; 80.4 km/h ROC [p<0.01] 0.2e ROC has no effect on the distribution (s.d.) of the speed x 4.5 km/h ref; 3.9 km/h DC [p < 0.01] 0.3e ROC has no effect on how often harsh braking occurs (x) (x) Not testable (NOTE 1) 0.4e ROC has no effect on the average headway time x N.S. 0.5e ROC has no effect on the number of lane changes (per km) X Not testable (NOTE 2) 1 Via BBFB, the use of black box systems will improve better driving behaviour --- 1.1 With BBFB there are fewer speed variations x Not significant 1.2 With BBFB harsh braking occurs less often x Not significant 1.3 With BBFB cruise control is used more frequently x Not significant 1.4 With BBFB the fuel consumption is lower x Not significant 2 FCW/HMW reduces the number and severity of accidents --- 2.1 With FCW/HMW the number of accidents (per 1000 km) is lower x Not testable (NOTE 3) 2.2 In the event of a collision, the maximum deceleration is lower with FCW/HMW x Not testable (NOTE 3) 2.3 In the event of a collision, the collision speed is lower with FCW/HMW x Not testable (NOTE 3) 3 FCW/HMW reduces the number of almost-accidents --- 3.1 With FCW/HMW less frequent short headway times (< 1 s) x N.S. 3.2 With FCW/HMW less frequent low TTCs (x) To be completed 3.3 After an FCW/HMW warning: higher minimum headway time X Not significant 70 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 2: List of hypotheses DATA SOURCE Point data APS Summary APS Detail Crash data BBFB-data Outcome 3 FCW/HMW reduces the number of almost-accidents --- 3.4 After an FCW/HMW warning: higher minimum TTC X To be completed 3.5 With FCW/HMW less frequent short headway distances (Mobileye HMW is red) x X Not significant 4 LDWA reduces the number and severity of the accidents --- 4.1 With LDWA the number of accidents (per 1000 km) is lower x Not testable (NOTE 3) 4.2 In the event of a collision, the maximum deceleration is lower with LDWA x Not testable (NOTE 3) 4.3 In the event of a collision, the collision speed is lower with LDWA x Not testable (NOTE 3) 5 LDWA reduces the number of almost-accidents --- 5.1 With LDWA less frequent unintentional line crossings x SP1: 16.3/u ref; 11.1/u LDWA [p<0.001] SP3a: not significant SP3b: 13.0/u ref; 5.0 /u LDWA [p<0.001] 5.2 After a LDWA warning: larger margins re. the road lines (definition of sign: X SP1: -0.25 m ref; -0.23 + stays within lines, - is line crossing) m LDWA [p<0.05]; SP3a: not significant SP3b: not significant 5.3 After a LDWA warning: less line crossing X Was tested with 5.2 6 ACC reduces the number and severity of the accidents --- 6.1 With ACC the number of accidents (per 1000 km) is lower x Not testable (NOTE 3) 6.2 In the event of a collision, the maximum deceleration is lower with ACC x Not testable (NOTE 3) 6.3 In the event of a collision, the collision speed is lower with ACC x Not testable (NOTE 3) 7 ACC reduces the number of almost-accidents --- 7.1 With ACC less frequent short headway times (< 1 s) x 12.6% Ref; 9.4% ACC [p<0.01] 7.2 With ACC less frequent low TTCs (x) N.S. Final report Accident prevention systems for lorries 71

 

 
 

 

Appendix 2: List of hypotheses DATA SOURCE Point data APS Summary APS Detail Crash data BBFB-data Outcome 8 ROC (anti-rollover system) reduces the number and severity of the --- accidents 8.1 With ROC the number of accidents (per 1000 km) is lower x Not testable (NOTE 3) 8.2 In the event of a collision, the maximum deceleration is lower with ROC x Not testable (NOTE 3) 8.3 In the event of a collision, the collision speed is lower with ROC x Not testable (NOTE 3) 9 DC reduces the number and severity of the accidents --- 9.1 With DC the number of accidents (per 1000 km) is lower x Not testable (NOTE 3) 9.2 In the event of a collision, the maximum deceleration is lower with DC x Not testable (NOTE 3) 9.3 In the event of a collision, the collision speed is lower with DC x Not testable (NOTE 3) The data source used for the testing of a hypothesis is indicated by an ‘x’. ‘(x)’ is used to signify that although data was available with which to test the hypothesis, there was less of it than was desirable. Where comparisons are made in the hypotheses (‘with APS fewer accidents’), this always means ‘compared to the situation without APS’, in other words compared to the reference group. In the list of hypotheses no formal null hypothesis and alternative hypothesis are mentioned. Where no clear expectations existed at the start, we express the zero hypothesis (‘no effect of APS’). If, however, a clear expectation existed for a specific variable for a specific APS, we mention the alternative hypothesis (‘with LDWA fewer unintentional line crossings’). Note 1 It turned out that acceleration had not been saved correctly in the data in SP1 and SP3. As a result, it was not possible to analyse harsh braking. Note 2 Lane changes such as those established by Clifford Electronics/Mobileye were marked in the Octo Telematics data. However, this applies only to the 10s fragments logged in relation to events. As a result, a general analysis of the lane change behaviour was not possible. As an alternative, the number of lane changes in the events was analysed. Note 3 This analysis drew on the Crash Summary and Crash Detail files. In total 81,066 possible collisions occurred, all with an acceleration/deceleration of at least 2g. Actual collisions could not be easily selected from this group. 72 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 3: Figures showing conceptual models of traffic flow The figures below are enlargements of the diagrams presented in chapter 6.2 (conceptual model of traffic flow). Fundamental diagram method, freight traffic only time - equipped - non-equipped headway change in capacity speed Fundamental diagram method, mixed traffic speed traffic capacity traffic without - equipped - non-equipped system traffic with system change in capacity intensity In the figure above (exclusively lorries) a relationship between the headway time and speed of lorries is sought based on the actual data. From this relationship, the mini-mum headway time can be derived and then lane capacity estimated for the hypothetical situation of traffic comprising exclusively lorries equipped with APS. The figure below (mixed traffic, i.e., equipped and non-equipped lorries and other traffic) presents a fundamental diagram for the reference situation on the basis of data from measuring loops. For the project situation the data points were modified based on the test data. Each data point in the reference situation is thus shifted and a new diagram created. The capacity is the maximum intensity according to this diagram. Final report Accident prevention systems for lorries 73

 

 
 

 

Appendix 4: Organisation Programme Consultative Board L. Molenkamp, M. de Mos, M. Bogaerts, FileProof Project Organisation R.L. Verweij, Ministry of Transport, Public Works and Water Management N. Anten, A.W. van Hattum, Connekt/ITS Netherlands Core Team R.L. Verweij, Ministry of Transport, Public Works and Water Management A.W. van Hattum and P.T. Potters, Connekt/ITS Netherlands A.A.W. de Ruiter, J.H. Hogema and C.J. Ruijgrok, TNO M.W.G. Michon and J.H. Smeenk, Buck Consultants International Advisory Group J. van de Braak, RAI Association O.E.B. Hamel, BOVAG K. de Waardt, VERN J.S. Boonstra, R. Aarse, TLN P.J.C. Teulings, EVO A. de Haes, KNV Scientific Sounding Board T.P. Alkim, Ministry of Transport, Public Works and Water Management H.E. Wagter, Askary B. van Arem, TU Delft F.C.M. Wegman, SWOV G.P. van Wee, TU Delft M. de Mos, R. van Hout, FileProof Project Organisation Communication Group R. Leyten and A. Klaver, FileProof Project Organisation E. de Waard, Connekt/ITS Netherlands B. van Bree and S. Slütter, Buck Consultants International 74 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test In the subprojects Retrofit (SP1) and OEM (SP3) data registration took place using registration units produced by Clifford Electronics/Mobileye and Octo Telematics. These units were based on the ‘Clear Box’ concept developed by Clifford Electronics and Octo Telematics and a Mobil-eye. With the aid of a GPRS connection, a GPS antenna, an acceleration sensor and a CANbus link with the APS (Mobileye: LDWA, FCW/HMW) three types of data were collected (see [2,3] for detailed specifications). These data were enhanced by Octo Telematics with GIS data (converted to geo-codes for roads), filtered where necessary, and clustered to form a number of datafiles. TRIP_SUMMARY, summary standard information of each trip; date and time of start and finish of the trip, distance covered, average speed over the entire trip, maximum speed over the entire trip. TRIP_DETAIL, detailed information of each trip; each 2 km, date and time, the GPS position, map matching output (road type, speed limit), average speed over the 2 km covered, current speed, and current headway time. APS_SUMMARY, detailed information during an event; each time that an output signal from an APS changes status, this counts as an event that will be logged. The following are logged: date, time, licence plate number, event type, current speed, GPS location, and map-matching output. An event is logged only at speeds exceeding 55 km/h and only in the Netherlands. APS_DETAIL, during each APS event a fragment van 10 s data is logged in detail. This includes date and time, GPS location (1 Hz), acceleration (in both longitudinal and lateral directions; 10 Hz), signals from the Clifford Electronics/Mobileye unit (approx. 10 Hz). The maximum limit set on the quantity of this type of data collected per week for each lorry was 1.25 MByte or approx 250 APS Detail measurements. In order to minimise the bias introduced by this limitation, the start moment for the collection of these data per lorry was chosen afresh each week. The concluding moment each week was then determined by the number of events generated by the lorry in question. CRASH_SUMMARY, summary information of each possible collision is saved (definition: a measured acceleration in longitudinal or lateral direction > 40 m/s2); date and time, licence plate number, GPS location, maximum acceleration, and collision speed. CRASH_DETAIL, detailed information of each possible collision; in a fragment van 7 s: date and time, GPS position (1 Hz), acceleration in both longitudinal and vertical directions (100 Hz). Following the first analysis of the outcome of the data registration, various settings and filters were applied to improve the quality of the data and/or to reduce the number of records with useless information: • Raising the trigger level for accelerations from 2 G to 4 G (20 to 40 m/s2). - The shocks to which a lorry chassis is subject are much stronger than those affecting a car. In normal use, the limit of 2 G is very often exceeded as a result of which very many crash detail records without any value are generated. Final report Accident prevention systems for lorries 75

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test • For the Headway Monitoring and Warning, a 5-second delay was built in concerning the vehicle’s resumption of a previous level, i.e. when the distance to the vehicle in front increased and then resumed the warning level. It was evident that without this delay very many records without additional information were generated at the boundary between two levels. • The blinking light had to cease blinking for at least 2.5 seconds before its use could trigger a new event. The acquisition system for SP2 differed from all the others because it was generated using the fleet management system produced by CarrierWeb. The frequency with which the data were saved was once every two minutes. No current values were saved but rather indicators, which were calculated immediately, concerning the elapsed period of 2 minutes, for example the average speed and the maximum acceleration/deceleration. See Table 15 for a list of the saved data. Variable Note CWVehicleID Licence number EventTime Date and time SpeedMin SpeedMax SpeedMean SpeedStdDev AccelerationMin AccelerationMax AccelerationMean AccelerationStdDev DecelerationMin DecelerationMax DecelerationMean DecelerationStdDev ActualFuel TotalKM TotalCruiseTime Time cruise control was on TotalBrakeApps Number of brake events TotalTimeOverspeed HarshAccelerations Number of times rapid acceleration (a > 1.0 m/s^2) HarshBrakes Number of times rapid acceleration (a > 1.5 m/s^2) Chart 15: Data collected in SP2 The raw data from the data registration were quality controlled prior to processing and filtered again, if necessary. During sub-analyses subsets were enhanced with variables of importance to the analysis, such as the files of actual data based on the measured GPS positions, road type, number of lanes, applicable speed limits, etc. With the conversion and the addition of indexation data, the files that were analysed became larger than the original datafiles. Table 16 shows the quantity of raw data collected in SP1 and SP3. The total is more than 170 GigaBytes. Data file Data Space (Mb) TRIP_SUMMARY 71 TRIP_DETAIL 49.372 APS_SUMMARY 19.678 APS_DETAIL 103.072 CRASH_SUMMARY 11 CRASH_DETAIL 361 Totaal 172.860 Chart 16: Amount of SP1 and SP3 data collected 76 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test Year Month Total km driven Total journeys Average kilometres per day Number of lorries 2008 10 8.145.428 248.417 345 1.043 2008 11 8.173.006 248.136 333 1.223 2008 12 8.818.063 254.757 333 1.304 2009 1 9.259.496 264.454 328 1.350 2009 2 9.203.939 276.281 322 1.469 2009 3 10.800.269 330.630 323 1.493 2009 4 10.218.884 311.555 326 1.498 2009 5 9.033.672 278.108 310 1.547 Total 73.652.757 2.212.338 Chart 17: Kilometres driven and measured in SP1 and SP3 Data file Data Space (Mb) Haulier1_data 400 Haulier1_GPSdata 1.200 Haulier2_data 2.400 Haulier2_GPSdata 10.300 Total 14.300 Chart 18: Amount of data collected in SP2 Year Month Total km Number driven of lorries Haulier 1 3 101.459 51 4 227.330 51 Table 17 shows the number of kilometres driven that was logged per month in SP1 and SP3. The number of lorries was determined each month by a range of factors, including the availability of units and the repair and modification of APS and data registration. Table 18 shows the quantity of raw data collected in SP2. The total is more than 14 GigaBytes. Table 19 shows the number of kilometres driven and measured in SP2. The number of lorries was determined each month by a range of factors, including the availability of units delivered factory-fitted and the repair and modification of APS and data registration. 5 253.975 86 Subtotal 582.764 Haulier 2 2009 2 50.082 71 2009 3 698.452 405 2009 4 800.042 455 2009 5 920.263 453 Subtotal 2.468.839 Total 3.051.603 Chart 19: Kilometres driven and measured in SP2 Final report Accident prevention systems for lorries 77

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test Measurements Owing to the lengthy measuring period, particularly in SP1 and SP3, all sorts of weather conditions were encountered, from extreme cold in the winter (to -20 °C) to heat in the spring (30 °C), dry weather, wet weather and snow. Data that was influenced by extreme weather, such as the snow in January 2009 that was extreme by Dutch standards, have not been included in the analysis. The hypotheses presented in Appendix 2 were tested in the data analysis. This involved the use of variance analysis. The analysis was performed on data collected on Dutch motor-ways. The independent variables were: • APS (with the conditions LDWA, FCW/HMW and reference serving as examples in SP1). • The speed limit, with 120, 100 and occasionally 80 km/h as possible values. This variable was correlated with the location where the lorry drove. The limit of 100 km/h is found typically near urban areas and a speed limit of 80 km/h applied at a couple of specific locations. • Half-day, with day and night as possible values. This variable includes the effects of both light conditions and weight of traffic. By way of example, the analysis results for SP1 for average speed are discussed here. Variance analysis revealed the following effects. • The speed limit has a statistically significant effect [p < 0.001]. As Figure 32 shows, the following is true: the higher the speed limit, the higher the average speed. • The half-day has a significant effect [p < 0.001]. Average speed at night is somewhat higher than during the daytime (81.1 and 80.8 km/h respectively: a difference of 0.3 km/h). • APS has no significant effect [p = 0.76]. Thus, the average speed was not influenced by APS. Visuals such as those shown in Figure 32 show the average values found by means of a small block or a similar symbol. The vertical lines ending in short horizontal lines indicate the reliability interval (95%). Reference [km/h] speed Average limit limit Night Day Figure 32: Average speed as a function of APS, speed limit and half-day (average and 95% reliability interval) These results show that driving with LDWA or FCW/HMW does not result in a higher or lower average speed. At the same time, this variance analysis does show statistically significant effects, even those resulting from small differences in average speed (night versus day: 0.3 km/h). In the same way, the average speed was analysed for the other groups in SP1 and SP3. The results are summarised in Figure 33. 78 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test Average speed [km/h] Reference Figure 33: Average speed as a function of APS for all subprojects The division into groups analysed and associated APS types and vehicle categories is shown in Table 20. SP1 and SP3 are similar in terms of data registration, SP2 differs from them. In order to achieve comparable groups, the analyses in these two groups were performed separately. Two hauliers with different business models cooperated in SP2 (own drivers versus lease of lorries). These are referred to as Haulier 1 (Tr1) and Haulier 2 (Tr2). Since this fact could be influential, it has been included in the analysis. The number of lorries in Chart 20 is lower than the number of lorries in Figure 19. This is due in part to the removal from the analysis of a number of types of lorry necessitated by there being too few of them to perform a good analysis (for example, some 4-axis lorries). In addition, it was found that some of the lorries had driven almost exclusively outside the Netherlands, as a result of which they provided no data. The pattern arising from SP1 was confirmed in SP3 (both Bulk and OEM): effects of APS on average speed were not found. There was one exception to this statement. For the vehicles with DC the average speed was significantly lower [p < 0.001] than in the reference group. This concerns an effect of 1.0 km/h. Data analysis For an extensive analysis, the reader is referred to [16]. SP1 Retrofit SP3 OEM SP2 Drivers SP3a: Bulk SP3b: OEM Tr1 Tr2 APS LDWA DC BBFB BBFB FCW/HMW LDWA (retro) Reference LDWA + FCW/ Reference Reference HMW Reference Vehicles Articulated lorry Articulated Articulated lorry Articulated lorry Articulated lorry Motorised vehicle container chassis Articulated (4 x 2 en 6 x 2) (4 x 2) lorry container lorry Articulated container lorry Number 1.230 143 194 78 487 Data Octo CarrierWeb Chart 20: Classification of APS groups Final report Accident prevention systems for lorries 79

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test Analysis of data 1 (Octo data registration system) The subgroups SP1 and SP3 (LDWA, FCW/HMW, DC, ACC, Octo data registration) were analysed together. The results of this can be summarised as follows for each APS: LDWA • With the use of LDWA there were fewer lane departure warnings than in the reference group. This applied in both SP1-Retro (11.1 versus 16.0/h) and SP3-OEM (5.0 versus 13.0/h). For SP3a (bulk) the frequency in the reference group was already low and no improvement was achieved with LDWA (see Figure 34). • In SP3b-OEM a higher percentage of headway times < 1 s was found for LDWA (18.5% LDWA, 12.6% reference). FCW/HMW No significant effects were found between the percentage of short headway times (< 1 s). This also applied to the frequency of FCW/HMW warnings (p = 0.64; average of 2.93 warnings per hour in the reference group and 2.89 per hour with FCW/HMW). LD warnings/h Reference Figure 34: Frequency of LDWA warnings as a function of APS for all SPs (average and 95% reliability interval) ACC For ACC various significant effects related to headway behaviour were found: • With ACC the average headway time is longer (1.77 s ACC; 1.68 s reference). • With ACC the % headway times < 1 s is lower (9.4% ACC; 12.6% reference). • With ACC there are fewer FCW/HMW warnings (0.9/h ACC; 1.9/h reference) • With ACC there are fewer LDWA warnings (8.5/h ACC; 13.0/h reference). DC As already evident above, a somewhat lower average speed occurred with DC (80.4 km/h DC; 81.3 km/h reference). The same was true of the standard deviation of the speed (3.9 km/h DC; 4.5 km/h reference). For LDWA, the APS Detail data was examined (the 10 s fragments with detailed data storage) to discover the minimum distance to the line. This is shown in Figure 35. 80 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test right left distance (m) time (s) right left distance (m) time (s) right left lane change distance (m) time (s) Figure 35: Distance to road lines as a function of time in APS detail fragments, left and right: maintaining a course within the lane (top); maintaining a course with lane crossing (centre); lane change (below) Figure 35 shows the alerts issued by the Clifford Electronics/Mobileye. The distance right is normally greater than 0; a distance less than 0 means that the vehicle leaves the lane on the right side. For a left-side lane departure the sign is conversely defined: the distance is normally negative; a distance greater than 0 means that the vehicle leaves the lane on the left side. In the analysis the minimum distance to the line was minimum distance (m) Reference Figure 36: Minimum distance to the line after LDWA warning: average and 95% reliability interval (negative means that the line was crossed) determined for each available fragment. The sign (both left and right) was chosen such that a minimum distance greater than 0 means that the vehicle stays within the lane. A minimum distance less than 0 indicates that the line was crossed. The results of the analysis are shown in Figure 36. These results show that after both a genuine LD warning and a silent one, a line crossing does on average occur. This crossing is in the order of size of 20 to 25 cm. Final report Accident prevention systems for lorries 81

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test ‘red’ left right % fragments with lane change Reference Type of APS SP1 Retrofit SP3 OEM SP3a: Bulk SP3b: OEM APS LDWA DC FCW/HMW LDWA (retro) Reference Reference Vehicles Articulated lorry Articulated container Articulated lorry Motorised vehicle chassis lorry Articulated container lorry Articulated container lorry Number 1.230 143 194 Data Octo Chart 21 Figure 37: Percentage van 10s fragments in which lane changes occurred as a function of the type of APS system and of the type of event (SP1) LDWA has a minor effect on the crossing: in only one of the three sub-groups did a significant effect occur (25 cm line crossing without LDWA, 23 cm line crossing with LDWA). As illustrated in Figure 37 a reading of the detailed data fragments also reveals whether a lane change occurred. Detailed data fragments were registered only if a Mobileye indicated an event; lane changes whereby no LDWA or HMW warning was given are not present in the data. In the analysis it was determined for each vehicle in what percentage of the data fragments a lane change occurred. The average of this percentage was then analysed, broken down into type of APS system and type of event. For the events ‘HMW-red’ and ‘LDWA left’ a lane change occurred on average in 15% to 18% of the cases. This percentage did not differ significantly between lorries with LDWA, FCW/HMW and those in the reference group [F (2,374) = 1.1, p < 0.33]. In ‘LDWA right’ events, a lane change occurred on average in just 2% of the cases. Similarly, in SP3a and SP3b APS had no effect on lane changes. All in all, the data provide no indication that APS influences the percentage of lane changes as registered in the data. By contrast, the type of event that prompted the storage of the data fragment does influence the percentage of lane changes. 82 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test The 10 s fragments were also used to determine the minimum headway time that occurred after a ‘HMW-red’ warning. For both FCW/HMW and ACC, there was no significant difference from the reference group. The average of the headway time minimums was 0.6 s. To summarise, the clearest effects for the above-mentioned groups are: • An LDWA reduces the number of warnings per hour. Thus, an LDWA leads to fewer unintentional line crossings or better use of the indicators. In one group it was simultaneously observed that the short headway times increase - a negative effect. • Various positive effects were found for ACC: higher average headway time higher, % headway times < 1 s lower, fewer FCW/HMW alerts and fewer LDWA alerts. However, whether the ACC was switched on or off was not measured in the test. Therefore it cannot be demonstrated whether the effect is due to ACC use or ownership. The driver surveys reveal great satisfac tion with ACC, which could indicate a high level of ACC use. Analysis of data 2 (CarrierWeb data registration system) The second analysis was performed on the data for SP2 (BBFB, LDWA + FCW/HMW, CarrierWeb data registration). In SP2 no ACC was used but it was known whether the cruise control was on or off. This fact has been included in the analysis. In addition, in this group LDWA and FCW/ HMW were used only in combination with one another. Haulier 1 employs its own drivers and Haulier 2 leases its lorries. To begin, the effects on the average speed are discussed. For Haulier 1, the variance analysis shows the following effects. • The speed limit has a marginally statistically significant effect [p < 0.1]. At a higher speed limit the average speed is higher. • Half-day has a significant effect [p < 0.05]. At night the average speed is a little higher than during the daytime, 84.9 km/h and 84.2 km/h respectively. Reference Average speed [km/h] Limit Figure 38: Effect of the speed limit on the average speed (average and 95% reliability interval) • Cruise control has a significant effect [p < 0.05]. With cruise control on, the average speed is higher than with cruise control off, 85.7 km/h and 83.5 km/h respectively. • APS has no effect [p = 0.3]. Final report Accident prevention systems for lorries 83

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test For Haulier 2, the variance analysis shows the following effects. • The speed limit has a statistically significant effect [p < 0.001]. At a higher speed limit the average speed is higher, 86.3 km/h and 85.0 km/h respectively. • Half-day has a significant effect [p < 0.001]. At night the average speed is higher than in the daytime, 86.0 km/h and 85.1 km/h respectively. • Cruise control has a significant effect [p < 0.001]. With cruise control on, the average speed is higher than with cruise control off, 86.8 km/h and 84.5 km/h respectively. • APS has an effect [p < 0.05]. For the group using LDWA and HMW/FCW, the average speed is a little lower than that of the reference group, 84.4 km/h and 85.8 km/h respectively. No effect of BBFB on average speed was found. Thus, for both hauliers the results show no effect of BBFB on average speed. LDWA and HMW/FCW appear to have a (small) effect on average speed. Average speed was 0.4 km/h lower compared to the reference group. Reference Average speed [km/h] Limit Figure 39: Effect of speed limit SP2 Haulier Tr1 Tr2 APS BBFB BBFB Reference LDWA + FCW/ HMW Reference Vehicles Articulated lorry Articulated lorry (4 x 2 en 6 x 2) (4 x 2) Number 78 487 Chart 22 84 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 5: Analysis of measurements taken during field operational test The results are summarised as follows for the above-mentioned group: LDWA + FCW/HMW These are the results for Haulier 2 since Haulier 1 had no LDWA + FCW/HMW in its lorries. • With LDWA + FCW/HMW the average speed was significantly lower (0.4 km/h) than in the reference group, 85.4 km/h as opposed to 85.8 km/h. • With LDWA + FCW/HMW the standard deviation of the speed was significantly lower (0.1 km/h) than in the reference group, 1.68 km/h as opposed to 1.78 km/h. BBFB • For both hauliers, the use of BBFB was found to have no effect on average speed. • For both hauliers, the BBFB had an effect on the standard deviation of the speed. For Haulier 2 this effect was marginal (p = 0.09). For Haulier 1, the BBFB was responsible for a reduced standard deviation of the speed compared to the reference group (1.38 km/h as opposed to 1.81 km/h). For Haulier 2 the standard deviation of the speed was higher than for the reference group, albeit marginally, 1.87 km/h as opposed to 1.78 km/h. • The BBFB was not seen to have any effect on the use of cruise control. An analysis of the whole dataset, i.e. both hauliers together, was performed for the number of times harsh acceleration occurred (> 1.5 m/s2) and the number of times harsh deceleration occurred (< -0.8 m/s2). The BBFB group braked harshly marginally less often [p < 0.1] than the reference group and less often [p < 0.01] than the group with the Clifford Electronics/Mobileye system (FCW/HMW and LDWA); [0.011/1000 km] as opposed to [0.018/1000 km] and [0.021/1000 km] respectively. Cruise control • With the cruise control an effect on the average speed was found for both Haulier 1 and Haulier 2. The average speed was significantly higher [p < 0.001] for the situation with cruise control on as opposed to the situation with cruise control off, 85.4 km/h as opposed to 83.2 km/h and 86.7 km/h as opposed to 84.0 km/h, respectively. SYSTEM Figure 40: Number of ‘harsh brakes’ as a function of the system used • An effect of cruise control was also found on the standard deviation of the speed for both Haulier 1 and Haulier 2. The standard deviation of the speed was significantly [p < 0.001] lower for the situation with the cruise control on than with the cruise control off, 1.0 km/h as opposed to 2.3 km/h and 1.0 km/h as opposed to 2.5 km/h respectively. For a detailed analysis, the reader is referred to [19]. Final report Accident prevention systems for lorries 85

 

 
 

 

Appendix 6: Summary of SWOV report The SWOV has estimated for Connekt the effects of accident protection systems (APS) on traffic safety for lorries on Dutch motorways as tested in a large-scale Field Operational Test (FOT) in the context of the FileProof programme of the Ministry of Transport. The purpose of this test was to determine the contribution that accident prevention systems make to preventing accidents or (serious) injuries and thereby reduce the incidence of traffic jams and lost vehicle hours. This report focuses solely on the prevention of accidents and relates to the following systems: Headway Monitoring and Warning/Forward Collision Warning (HMW/FCW) • whereby a signal is given if a preceding vehicle is too close or is approached too fast. This system aims to prevent rear-end collisions. Adaptive Cruise Control (ACC) • whereby a preset speed is maintained and is automatically lowered if the headway time to the preceding vehicle dips below the set value. This system aims to boost drive comfort although it can also be assumed to help prevent rear-end collisions. Lane Departure Warning Assist (LDWA) • whereby a signal is given if a preset distance to the lane marking is breached or too quickly approached. This system aims to prevent single-vehicle accidents whereby a vehicle deviates from the road. Directional Control (DC) • a system that continuously compares the steering angle with wheel (revolution) speed and brakes per wheel if these deviate from the norm. This system prevents a vehicle from skidding or limits the consequences of skidding. Black Box Feed Back (BBFB) • the driver is informed about his driving behaviour with the aim of improving this behaviour. If successful, this will have an effect on all types of accident, in principle. This SWOV study is based on the results of literature research, interviews, questionnaires and (behavioural) measurements as collected by the project organisation (Connekt/ITS Netherlands, TNO and Buck Consultants International), though limitations do apply to a few cases. The SWOV undertook an independent accident analysis based on the data it had available. By linking literature knowledge, behavioural measurements and accidents, a qualitative and, where possible, quantitative estimate was provided of the effect on victims. The field operational test limited itself to Dutch motorways; reason for the SWOV to also keep within this limit. For Directional Control it is estimated that this system on Dutch motorways can prevent 1 death and 5 - 8 hospitalisations each year if present in all lorries. For Adaptive Cruise Control, this can be assumed to have a positive effect on safety, though this cannot be quantified on the basis of the information currently available. 86 Final report Accident prevention systems for lorries

 

 
 

 

Appendix 6: Summary of SWOV report Literature suggests that a positive behavioural effect could be expected for the other systems (HMW/FCW, LDWA and BBFB) but this was not confirmed by the measurements. The measurements, literature and discussions prompted hypotheses that could be verified in a follow-up study and this may well lead to modifications of the accident protection systems where a (measurable) safety effect can be achieved. To be able to ascertain whether the recommendation should promote or compel the use of accident prevention systems in lorries from a traffic safety perspective, further research is desirable. This may in the first instance target a more penetrative analysis of the data currently available. It is also necessary to include other types of road than motorways in this study since safety could also be enhanced on such roads. Final report Accident prevention systems for lorries 87

 

 
 

 

Colophon Publication Connekt/ITS Netherlands Kluyverweg 6, 2629 HT Delft P.O. Box 48, 2600 AA Delft The Netherlands Tel. +31 15 251 6565 Fax. +31 15 251 6599 info@connekt.nl www.connekt.nl Design and production H.U.M Communication & Graphic Design, Rotterdam Disclaimer Copyright holder of this report is Connekt/ITS Netherlands. Nothing from this publication may be duplicated or published without written permission from Connekt/ITS Netherlands. The statements in this publication are not binding. The collected data in the Field Operational Test is owned by the Ministry of Transport. This publication has been made possible by TNO and Buck Consultants International. September 2009 88 Final report Accident prevention systems for lorries

 

 
 

 

 

 

 

 

 

 

 TAB D

 

 

 

 

 

 

 
 

 

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Status Report, Vol. 49, No. 4 | May 29, 2014 Subscribe

Honda warning system trims insurance claims

The 2014 Honda Accord EX-L V-6 sedan comes

with forward collision and lane departure warning.

A combined forward collision and lane departure warning system available on the Honda Accord is reducing insurance claims, a new HLDI analysis shows. The results are even better than expected based on previous studies of such technology on luxury vehicles.

In the first real-world study of a crash avoidance system on a high-volume, nonluxury vehicle, Honda's system was found to reduce insurance claims for damage to other vehicles by 14 percent. It cut claims for injuries to occupants of the equipped vehicles by 27 percent and claims for injuries to other road users by 40 percent.

"This was our first opportunity to study advanced crash avoidance technology on a high-volume vehicle, and the results are impressive," says HLDI Vice President Matt Moore. "This is a warning system only, but the claim frequency reductions are similar to what we saw earlier for systems with automatic braking."

Previous analyses of forward collision warning without autobrake showed more modest claim reductions. Lane departure warning was associated with increases in claims in earlier studies, though none that were statistically significant (see Status Report special issue: crash avoidance, July 3, 2012).

Advanced crash avoidance technologies first appeared on luxury vehicles but now are being offered as options on mainstream cars and SUVs. IIHS provides front crash prevention ratings for many models, and a basic or higher rating is a requirement for the Institute's highest award, Top Safety Pick+. A forward collision warning system like the Accord's that meets government criteria qualifies for a basic rating. Systems that include an autobrake function can earn an advanced or superior rating, based on performance in two IIHS track tests.

For the study of the Honda features, HLDI looked at both 2-door and 4-door versions of the 2013 Accord, as well as the 2013 Crosstour, an SUV built on the Accord platform. The crash avoidance features are standard on certain trim levels. Losses under different types of insurance were compared for Accords and Crosstours with and without the features.

Honda Accord collision avoidance

features: initial results

HLDI Bulletin, Vol. 31, No. 2: April 2014

More on crash avoidance technologies

Percent differences in claim frequency

for Honda Accords with forward collision

and lane departure warning

collision property damage liability bodily injury liability personal injury protection

0 -10 -20 -30 -40 statistically significant

 

 
 

 

 

The rate of property damage liability (PDL) claims was 14 percent lower for vehicles with forward collision and lane departure warning than for those without. PDL covers damage caused by the insured vehicle to someone else's vehicle or property. Claims for front-to-rear crashes that forward collision warning systems are intended to address are common for this type of insurance, and previous studies of front crash prevention systems found statistically significant reductions in PDL claim frequency.

In the earlier studies, forward collision warning systems without autobrake from Mercedes-Benz and Volvo resulted in PDL frequency reductions of 7 percent. Systems that included autobrake had reductions of 10-14 percent.

The impressive results for a system that lacks autobrake could mean that Honda's forward collision warning works better than the warning systems evaluated earlier. Another possible explanation is that the Honda lane departure warning component is providing a benefit, unlike lane departure warning systems from Buick and Mercedes-Benz that were studied in 2012. In the earlier studies, only Volvo's lane departure warning was associated with PDL claim frequency reductions, but it was combined with forward collision warning with autobrake, and the effect wasn't statistically significant. Forward collision warning is still relatively new, so the benefits of the various systems may turn out to be more similar to one another after additional data are collected.

Claim frequency under collision coverage, which pays for damage to the insured vehicle, was 4 percent lower with Honda's warning system, though the reduction wasn't statistically significant. Effects on collision claims would be expected to be weaker than the effects on PDL because collision claims include many single-vehicle crashes that wouldn't be addressed by the technology. That pattern was observed in the earlier analyses of front crash prevention systems as well.

Notably, collision claim severity, or average loss payment per claim, fell by $409 with the warning system. This indicates that many crashes that aren't prevented by the feature are mitigated. Previously studied warning systems didn't show declines in collision severity, and the difference may have to do with the location of the equipment on the vehicle. Honda's system relies on a camera located inside the vehicle, while the other systems use external radar sensors that can be easily damaged, pushing up repair costs in crashes that aren't avoided.

Injury claim frequencies also fell with the warning system. Bodily injury liability coverage, which pays for injuries to occupants of other vehicles or other people on the road, declined 40 percent. Medical payment insurance, which covers injuries to occupants of the insured vehicle, fell 27 percent. Personal injury protection, which is sold in states with no-fault insurance systems and covers injuries to occupants of the insured vehicle regardless of who is at fault, fell 11 percent, but the result wasn't statistically significant.

Also in this issue

More top scores for front crash prevention

Side airbags reduce rollover deaths

NHTSA issues rearview camera rule

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