0001085146-15-000631.txt : 20150218 0001085146-15-000631.hdr.sgml : 20150216 20150217100820 ACCESSION NUMBER: 0001085146-15-000631 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moors & Cabot, Inc. CENTRAL INDEX KEY: 0001607239 IRS NUMBER: 042644548 STATE OF INCORPORATION: MA FISCAL YEAR END: 0614 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16128 FILM NUMBER: 15618781 BUSINESS ADDRESS: STREET 1: 111 DEVONSHIRE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-426-0500 MAIL ADDRESS: STREET 1: 111 DEVONSHIRE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001607239 XXXXXXXX 12-31-2014 12-31-2014 Moors & Cabot, Inc.

111 DEVONSHIRE STREET BOSTON MA 02109

13F HOLDINGS REPORT 028-16128 N Thomas Nguyen 617-314-0295 /s/ Thomas Nguyen Boston MA 02-17-2015 0 509 590078 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101320019511SHSOLE 1951100ABB LTDSPONSORED ADR000375204149971050SHSOLE 7105000ABBOTT LABSCOM002824100271759879SHSOLE 5987900ABBVIE INCCOM00287Y109216633030SHSOLE 3303000ABENGOA YIELD PLCORD SHSG0034910363423200SHSOLE 2320000ABM INDS INCCOM00095710045416114SHSOLE 1611400ACCENTURE PLC IRELANDSHS CLASS AG1151C1012933284SHSOLE 328400ACME UTD CORPCOM004816104136067997SHSOLE 6799700ADVANCED MICRO DEVICES INCCOM0079031076122325SHSOLE 2232500ADVISORSHARES TRRANGER EQUITY BE00768Y88342637300SHSOLE 3730000AES TR IIIPFD CV 6.75%00808N2023486920SHSOLE 692000AGCO CORPCOM00108410261213400SHSOLE 1340000AGL RES INCCOM001204106158829170SHSOLE 2917000AGNICO EAGLE MINES LTDCOM00847410848119547SHSOLE 1954700AIR PRODS & CHEMS INCCOM0091581064483101SHSOLE 310100AK STL HLDG CORPCOM0015471087412528SHSOLE 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NEW YORK MELLON CORPCOM064058100169541879SHSOLE 4187900BARNES & NOBLE INCCOM06777410998042075SHSOLE 4207500BAXTER INTL INCCOM071813109542974162SHSOLE 7416200BCE INCCOM NEW05534B7604209141SHSOLE 914100BECTON DICKINSON & COCOM0758871099997159SHSOLE 715900BELLATRIX EXPLORATION LTDCOM0783141018222500SHSOLE 2250000BERKSHIRE HATHAWAY INC DELCL B NEW084670702151810062SHSOLE 1006200BGC PARTNERS INCCL A05541T10111111909SHSOLE 1190900BHP BILLITON LTDSPONSORED ADR0886061082775831SHSOLE 583100BIOGEN IDEC INCCOM09062X103217640SHSOLE 64000BLACKSTONE GROUP L PCOM UNIT LTD09253U108165248910SHSOLE 4891000BLOOMIN BRANDS INCCOM09423510859424150SHSOLE 2415000BLOUNT INTL INC NEWCOM09518010593052900SHSOLE 5290000BOEING COCOM097023105139210737SHSOLE 1073700BOSTON SCIENTIFIC CORPCOM10113710740230250SHSOLE 3025000BP PLCSPONSORED ADR0556221045743150593SHSOLE 15059300BP PRUDHOE BAY RTY TRUNIT BEN INT0556301075918700SHSOLE 870000BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN10677610739054902SHSOLE 5490200BRISTOL MYERS SQUIBB COCOM110122108316353300SHSOLE 5330000BROCADE COMMUNICATIONS SYS ICOM NEW11162130632627150SHSOLE 2715000BROOKLINE BANCORP INC DELCOM11373M10792792427SHSOLE 9242700BUCKEYE PARTNERS L PUNIT LTD PARTN118230101363047999SHSOLE 4799900BUFFALO WILD WINGS INCCOM1198481097103900SHSOLE 390000BUNGE LIMITEDCOMG16962105124713733SHSOLE 1373300CAMDEN PPTY TRSH BEN INT1331311024205688SHSOLE 568800CAMECO CORPCOM13321L10829118051SHSOLE 1805100CAMPBELL SOUP COCOM13442910973416692SHSOLE 1669200CANADIAN NATL RY COCOM13637510278411383SHSOLE 1138300CAPITAL ONE FINL CORPCOM14040H1052332847SHSOLE 284700CAPITAL PRODUCT PARTNERS L PCOM UNIT LPY1108210710312955SHSOLE 1295500CAPITOL FED FINL INCCOM14057J10121216398SHSOLE 1639800CARDINAL HEALTH INCCOM14149Y1085316584SHSOLE 658400CARROLS RESTAURANT GROUP INCCOM14574X10424832553SHSOLE 3255300CASI PHARMACEUTICALS INCCOM14757U10913298996SHSOLE 9899600CATERPILLAR INC DELCOM149123101250327409SHSOLE 2740900CBRE GROUP INCCL A12504L1092798140SHSOLE 814000CBS 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PALMOLIVE COCOM194162103458666268SHSOLE 6626800COLUMBIA BKG SYS INCCOM1972361022539002SHSOLE 900200COMCAST CORP NEWCL A20030N101133222987SHSOLE 2298700COMPUTER SCIENCES CORPCOM2053631042594075SHSOLE 407500CONAGRA FOODS INCCOM20588710256015478SHSOLE 1547800CONNECTICUT WTR SVC INCCOM2077971012316382SHSOLE 638200CONOCOPHILLIPSCOM20825C104412159454SHSOLE 5945400CONSOLIDATED EDISON INCCOM209115104123518715SHSOLE 1871500CORE LABORATORIES N VCOMN227171077025889SHSOLE 588900CORNING INCCOM219350105121153051SHSOLE 5305100CORPORATE OFFICE PPTYS TRSH BEN INT22002T10836412861SHSOLE 1286100COSTCO WHSL CORP NEWCOM22160K10510937710SHSOLE 771000CSX CORPCOM12640810359216435SHSOLE 1643500CULP INCCOM23021510589641078SHSOLE 4107800CVS HEALTH CORPCOM126650100477349669SHSOLE 4966900DEERE & COCOM2441991057738671SHSOLE 867100DELUXE CORPCOM24801910163210159SHSOLE 1015900DESTINATION MATERNITY CORPCOM25065D10022013750SHSOLE 1375000DEUTSCHE BK AG LONDON BRHPS CRD OIL ETN25154K8094966200SHSOLE 620000DEVON ENERGY CORP NEWCOM25179M10363010397SHSOLE 1039700DIAGEO P L CSPON ADR NEW25243Q2057406526SHSOLE 652600DIEBOLD INCCOM2536511033169100SHSOLE 910000DIGITAL RLTY TR INCCOM25386810381412215SHSOLE 1221500DISCOVER FINL SVCSCOM2547091082233428SHSOLE 342800DISNEY WALT COCOM DISNEY254687106370939385SHSOLE 3938500DOMINION RES INC VA NEWCOM25746U109103813522SHSOLE 1352200DOW CHEM COCOM260543103298565272SHSOLE 6527200DRAGONWAVE INCCOM26144M1031010700SHSOLE 1070000DREAMWORKS ANIMATION SKG INCCL A26153C103120354325SHSOLE 5432500DU PONT E I DE NEMOURS & COCOM263534109536372624SHSOLE 7262400DUKE ENERGY CORP NEWCOM NEW26441C204348241572SHSOLE 4157200DUNKIN BRANDS GROUP INCCOM265504100117327480SHSOLE 2748000E M C CORP MASSCOM268648102204868820SHSOLE 6882000EASTMAN CHEM COCOM2774321005977846SHSOLE 784600EATON CORP PLCSHSG29183103391057499SHSOLE 5749900EDWARDS LIFESCIENCES CORPCOM28176E108201015910SHSOLE 1591000ELLIS PERRY INTL INCCOM28885310469826900SHSOLE 2690000EMERSON ELEC COCOM291011104302849038SHSOLE 4903800ENBRIDGE ENERGY PARTNERS L PCOM29250R1065717143070SHSOLE 14307000ENCANA CORPCOM29250510480057595SHSOLE 5759500ENERGY RECOVERY INCCOM29270J10024746500SHSOLE 4650000ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1004598000SHSOLE 800000ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1097595116423SHSOLE 11642300ENTERGY CORP NEWCOM29364G1034605285SHSOLE 528500ENTERPRISE PRODS PARTNERS LCOM29379210713741380540SHSOLE 38054000EOG RES INCCOM26875P101103011169SHSOLE 1116900EXCO RESOURCES INCCOM26927940214868418SHSOLE 6841800EXELON CORPCOM30161N1013268767SHSOLE 876700EXPRESS SCRIPTS HLDG COCOM30219G108143616978SHSOLE 1697800EXXON MOBIL CORPCOM30231G10210642115192SHSOLE 11519200FACEBOOK INCCL A30303M102168521473SHSOLE 2147300FASTENAL COCOM3119001042074350SHSOLE 435000FEDEX CORPCOM31428X1062871655SHSOLE 165500FIDELITY NATL INFORMATION SVCOM31620M10673511859SHSOLE 1185900FIESTA RESTAURANT GROUP INCCOM31660B1014437300SHSOLE 730000FIREEYE INCCOM31816Q10135211240SHSOLE 1124000FIRST NIAGARA FINL GP INCCOM33582V10827532700SHSOLE 3270000FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E104196922156SHSOLE 2215600FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X10151014216SHSOLE 1421600FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X11960514206SHSOLE 1420600FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60587939932SHSOLE 3993200FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X14370911798SHSOLE 1179800FIRST TR EXCHANGE TRADED FDINDLS PROD DUR33734X1502929723SHSOLE 972300FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X17635310232SHSOLE 1023200FIRST TR ISE REVERE NAT GASCOM33734J10213111906SHSOLE 1190600FIRSTENERGY CORPCOM33793210755114178SHSOLE 1417800FLOWERS FOODS INCCOM34349810129615311SHSOLE 1531100FLUOR CORP NEWCOM3434121022413974SHSOLE 397400FMC TECHNOLOGIES INCCOM30249U1012615600SHSOLE 560000FORD MTR CO DELCOM PAR $0.013453708601686108329SHSOLE 10832900FORD MTR CO DELCOM PAR $0.013453708601412000SHCallSOLE 1200000FORTINET INCCOM34959E10937312200SHSOLE 1220000FORTRESS INVESTMENT GROUP LLCL A34958B10610012650SHSOLE 1265000FREEPORT-MCMORAN INCCL B35671D857111147246SHSOLE 4724600FREQUENCY ELECTRS INCCOM35801010621218423SHSOLE 1842300FRONTIER COMMUNICATIONS CORPCOM35906A10839258791SHSOLE 5879100GENERAL DYNAMICS CORPCOM3695501082341692SHSOLE 169200GENERAL ELECTRIC COCOM36960410311149440271SHSOLE 44027100GENERAL MLS INCCOM37033410466312398SHSOLE 1239800GENERAL MTRS COCOM37045V1002487153SHSOLE 715300GILEAD SCIENCES INCCOM375558103224323877SHSOLE 2387700GLAXOSMITHKLINE PLCSPONSORED ADR37733W105191444982SHSOLE 4498200GLOBAL PARTNERS LPCOM UNITS37946R10951415538SHSOLE 1553800GLORI ENERGY INCCOM3796061067317725SHSOLE 1772500GOLDCORP INC NEWCOM38095640949826890SHSOLE 2689000GOLDMAN SACHS GROUP INCCOM38141G1045622893SHSOLE 289300GOLUB CAP BDC INCCOM38173M10249627733SHSOLE 2773300GOOGLE INCCL A38259P50820523850SHSOLE 385000GOOGLE INCCL C38259P70621354031SHSOLE 403100HAIN CELESTIAL GROUP INCCOM4052171003766400SHSOLE 640000HALLIBURTON COCOM406216101100825421SHSOLE 2542100HARMONIC INCCOM41316010211216000SHSOLE 1600000HEALTH CARE REIT INCCOM42217K1063414500SHSOLE 450000HELIX ENERGY SOLUTIONS GRP ICOM42330P10726512350SHSOLE 1235000HERSHEY COCOM427866108112510814SHSOLE 1081400HEWLETT PACKARD COCOM42823610341010257SHSOLE 1025700HOLLYFRONTIER CORPCOM4361061082205886SHSOLE 588600HOME DEPOT INCCOM437076102300728777SHSOLE 2877700HONEYWELL INTL INCCOM438516106235623594SHSOLE 2359400HORSEHEAD HLDG CORPCOM44069430551332350SHSOLE 3235000HOSPITALITY PPTYS TRCOM SH BEN INT44106M10243313971SHSOLE 1397100HSBC HLDGS PLCSPON ADR NEW40428040673815596SHSOLE 1559600ILLINOIS TOOL WKS INCCOM4523081098689174SHSOLE 917400ILLUMINA INCCOM45232710912406725SHSOLE 672500INDEPENDENT BANK CORP MASSCOM4538361084169764SHSOLE 976400INTEL CORPCOM4581401006941191085SHSOLE 19108500INTERCONTINENTAL EXCHANGE INCOM45866F1043531614SHSOLE 161400INTERNATIONAL BUSINESS MACHSCOM459200101285517828SHSOLE 1782800INTEROIL CORPCOM460951106339369526SHSOLE 6952600INTERSECT ENT INCCOM46071F10320611100SHSOLE 1110000INTL PAPER COCOM460146103250446570SHSOLE 4657000IRIDIUM COMMUNICATIONS INCCOM46269C10210810970SHSOLE 1097000IRON MTN INCCOM4628461063619319SHSOLE 931900ISHARESIBOXX HI YD ETF4642885132382650SHSOLE 265000ISHARESMRG RL ES CP ETF46428853947440357SHSOLE 4035700ISHARESMSCI AUST ETF46428610334015458SHSOLE 1545800ISHARESMSCI JAPN SMCETF4642865822224299SHSOLE 429900ISHARESMSCI SINGAP ETF46428667317613562SHSOLE 1356200ISHARESSHT NTLAMTFR ETF4642881582322190SHSOLE 219000ISHARESU.S. PFD STK ETF46428868775719113SHSOLE 1911300ISHARES SILVER TRUSTISHARES46428Q1091445300SHCallSOLE 4530000ISHARES TRCORE S&P MCP ETF4642875077275017SHSOLE 501700ISHARES TRCORE S&P SCP ETF4642878044493938SHSOLE 393800ISHARES TRIBOXX INV CP ETF4642872422842370SHSOLE 237000ISHARES TRMRNGSTR LG-CP GR4642871194694148SHSOLE 414800ISHARES TRMSCI EAFE ETF4642874653235320SHSOLE 532000ISHARES TRMSCI EMG MKT ETF4642872343949998SHSOLE 999800ISHARES TRNASDQ BIOTEC ETF4642875564701550SHSOLE 155000ISHARES TRSELECT DIVID ETF4642871686448097SHSOLE 809700ISHARES TRTIPS BD ETF4642871765404819SHSOLE 481900ISHARES TRUS HLTHCARE ETF4642877623542452SHSOLE 245200JETBLUE AIRWAYS CORPCOM47714310177948700SHSOLE 4870000JOHNSON & JOHNSONCOM47816010412119116042SHSOLE 11604200JOHNSON CTLS INCCOM478366107127526300SHSOLE 2630000JPMORGAN CHASE & COCOM46625H100369561339SHSOLE 6133900KELLOGG COCOM4878361084707182SHSOLE 718200KEURIG GREEN MTN INCCOM49271M1002822118SHSOLE 211800KEYCORP NEWCOM49326710843030840SHSOLE 3084000KIMBERLY CLARK CORPCOM494368103192616618SHSOLE 1661800KINDER MORGAN INC DEL*W EXP 05/25/20149456B1199923817SHSOLE 2381700KINDER MORGAN INC DELCOM49456B1019156216733SHSOLE 21673300KKR & CO L P DELCOM UNITS48248M10289338365SHSOLE 3836500KLA-TENCOR CORPCOM482480100108215431SHSOLE 1543100KOHLS CORPCOM5002551043455709SHSOLE 570900KONINKLIJKE PHILIPS N VNY REG SH NEW50047230337412771SHSOLE 1277100KRAFT FOODS GROUP INCCOM50076Q106265942549SHSOLE 4254900KULICKE & SOFFA INDS INCCOM50124210127519050SHSOLE 1905000KVH INDS INCCOM48273810134627328SHSOLE 2732800LA Z BOY INCCOM50533610767725245SHSOLE 2524500LADENBURG THALMAN FIN SVCS ICOM50575Q10218746800SHSOLE 4680000LAKELAND INDS INCCOM51179510611412150SHSOLE 1215000LAS VEGAS SANDS CORPCOM5178341072003449SHSOLE 344900LAUDER ESTEE COS INCCL A5184391042833750SHSOLE 375000LEAR CORPCOM NEW5218652042812850SHSOLE 285000LEGGETT & PLATT INCCOM5246601073317775SHSOLE 777500LILLY ELI & COCOM532457108156022473SHSOLE 2247300LINCOLN ELEC HLDGS INCCOM5339001062513602SHSOLE 360200LOCKHEED MARTIN CORPCOM5398301096873560SHSOLE 356000LO-JACK CORPCOM539451104534207700SHSOLE 20770000LOWES COS INCCOM5486611074987215SHSOLE 721500LSB INDS INCCOM50216010444013950SHSOLE 1395000LUXOTTICA GROUP S P ASPONSORED ADR55068R2023336130SHSOLE 613000M & T BK CORPCOM55261F1045324206SHSOLE 420600MACQUARIE INFRASTR CO LLCMEMBERSHIP INT55608B1053314652SHSOLE 465200MACYS INCCOM55616P104111116902SHSOLE 1690200MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801068359101133SHSOLE 10113300MANULIFE FINL CORPCOM56501R10655428486SHSOLE 2848600MARATHON OIL CORPCOM56584910692332830SHSOLE 3283000MARATHON PETE CORPCOM56585A1024635149SHSOLE 514900MARKET VECTORS ETF TRGOLD MINER ETF57060U10035318987SHSOLE 1898700MARKET VECTORS ETF TRHG YLD MUN ETF57060U87834011031SHSOLE 1103100MARKET VECTORS ETF TRJR GOLD MINERS E57061R54438115922SHSOLE 1592200MARKET VECTORS ETF TRMKTVEC SMUNETF57060U80319711244SHSOLE 1124400MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN570759100151022472SHSOLE 2247200MARSH & MCLENNAN COS INCCOM5717481023646364SHSOLE 636400MASCO CORPCOM57459910673429110SHSOLE 2911000MCDERMOTT INTL INCCOM5800371096021550SHSOLE 2155000MCDONALDS CORPCOM580135101134914411SHSOLE 1441100MDU RES GROUP INCCOM55269010954823171SHSOLE 2317100MEDTRONIC INCCOM585055106293440755SHSOLE 4075500MERCK & CO INC NEWCOM58933Y105448378957SHSOLE 7895700MERGE HEALTHCARE INCCOM5894991023061857645SHSOLE 85764500METLIFE INCCOM59156R1082745084SHSOLE 508400MICROCHIP TECHNOLOGY INCCOM5950171043507625SHSOLE 762500MICROSOFT CORPCOM594918104415389396SHSOLE 8939600MILLER ENERGY RES INCCOM6005271059878600SHSOLE 7860000MITEK SYS INCCOM NEW6067102005416500SHSOLE 1650000MITSUBISHI UFJ FINL GROUP INSPONSORED ADR60682210432458005SHSOLE 5800500MIZUHO FINL GROUP INCSPONSORED ADR60687Y1094212600SHSOLE 1260000MONDELEZ INTL INCCL A609207105274475714SHSOLE 7571400MONMOUTH REAL ESTATE INVT COCL A60972010729926872SHSOLE 2687200MONOGRAM RESIDENTIAL TR INCCOM60979P10510511376SHSOLE 1137600MONSANTO CO NEWCOM61166W101317526517SHSOLE 2651700MOSAIC CO NEWCOM61945C1034269370SHSOLE 937000MOTOROLA SOLUTIONS INCCOM NEW6200763076689936SHSOLE 993600MYERS INDS INCCOM62846410967538452SHSOLE 3845200NATIONAL FUEL GAS CO N JCOM6361801014206022SHSOLE 602200NATIONAL GRID PLCSPON ADR NEW6362743005237414SHSOLE 741400NATIONAL OILWELL VARCO INCCOM6370711012153240SHSOLE 324000NATIONAL PRESTO INDS INCCOM637215104124721480SHSOLE 2148000NEW GOLD INC CDACOM64453510615636900SHSOLE 3690000NEW HAMPSHIRE THRIFT BANCSHSCOM64472210026216478SHSOLE 1647800NEW YORK MTG TR INCCOM PAR $.0264960450110113081SHSOLE 1308100NEWELL RUBBERMAID INCCOM6512291062476525SHSOLE 652500NEWMONT MINING CORPCOM65163910637819987SHSOLE 1998700NEXTERA ENERGY INCCOM65339F101168315849SHSOLE 1584900NIKE INCCL B654106103219822816SHSOLE 2281600NORDIC AMERICAN TANKERS LIMICOMG6577310684183531SHSOLE 8353100NORFOLK SOUTHERN CORPCOM6558441089458616SHSOLE 861600NORTH ATLANTIC DRILLING LTDCOMG6613P2027545502SHSOLE 4550200NORTH EUROPEAN OIL RTY TRSH BEN INT65931010681267571SHSOLE 6757100NORTHEAST UTILSCOM664397106102919230SHSOLE 1923000NORTHROP GRUMMAN CORPCOM6668071027144847SHSOLE 484700NORTHWEST BIOTHERAPEUTICS INCOM PAR $0.00166737P6007715100SHSOLE 1510000NOVARTIS A GSPONSORED ADR66987V109294331711SHSOLE 3171100NOVATEL WIRELESS INCCOM NEW66987M6044312562SHSOLE 1256200NOVO-NORDISK A SADR67010020593922390SHSOLE 2239000NUANCE COMMUNICATIONS INCCOM67020Y10047133000SHSOLE 3300000NUSTAR ENERGY LPUNIT COM67058H102291850412SHSOLE 5041200NUSTAR GP HOLDINGS LLCUNIT RESTG LLC67059L1022035900SHSOLE 590000O2MICRO INTERNATIONAL LTDSPONS ADR67107W1002410000SHSOLE 1000000OCCIDENTAL PETE CORP DELCOM6745991053724628SHSOLE 462800OLIN CORPCOM PAR $168066520534515150SHSOLE 1515000OMEGA HEALTHCARE INVS INCCOM6819361002065194SHSOLE 519400OMNICOM GROUP INCCOM6819191064035220SHSOLE 522000ONEOK PARTNERS LPUNIT LTD PARTN68268N103197949876SHSOLE 4987600OPEXA THERAPEUTICS INCCOM NEW68372T202915000SHSOLE 1500000OPKO HEALTH INCCOM68375N10335035100SHSOLE 3510000OPKO HEALTH INCDEBT 3.000% 2/068375NAB91022800PRNCallSOLE 2280000ORACLE CORPCOM68389X10585419151SHSOLE 1915100ORGANOVO HLDGS INCCOM68620A1048912200SHSOLE 1220000PALL CORPCOM6964293072112090SHSOLE 209000PALO ALTO NETWORKS INCCOM6974351058947370SHSOLE 737000PAN AMERICAN SILVER CORPCOM69790010823525550SHSOLE 2555000PANERA BREAD COCL A69840W1083472005SHSOLE 200500PAR PETE CORPCOM NEW69888T20759136650SHSOLE 3665000PAYCHEX INCCOM7043261073968586SHSOLE 858600PC-TEL INCCOM69325Q1051575182250SHSOLE 18225000PENGROWTH ENERGY CORPCOM70706P10420467000SHSOLE 6700000PENNEY J C INCCOM70816010639661292SHSOLE 6129200PEOPLES UNITED FINANCIAL INCCOM71270410587357422SHSOLE 5742200PEPSICO INCCOM713448108718276062SHSOLE 7606200PERRIGO CO PLCSHSG978221033131894SHSOLE 189400PFIZER INCCOM7170811035931190585SHSOLE 19058500PHILIP MORRIS INTL INCCOM718172109170021016SHSOLE 2101600PHILLIPS 66COM7185461045878219SHSOLE 821900PIMCO ETF TR0-5 HIGH YIELD72201R7834474422SHSOLE 442200PIMCO ETF TRINTER MUN BD ACT72201R8662544736SHSOLE 473600PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105259950600SHSOLE 5060000PLATFORM SPECIALTY PRODS CORCOM72766Q105172474375SHSOLE 7437500PLUM CREEK TIMBER CO INCCOM72925110864315040SHSOLE 1504000PNC FINL SVCS GROUP INCCOM693475105146216087SHSOLE 1608700POLARIS INDS INCCOM7310681024222762SHSOLE 276200POTASH CORP SASK INCCOM73755L10747213272SHSOLE 1327200POWERSHARES ETF TR IIS&P500 LOW VOL73937B77956214713SHSOLE 1471300POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1533087536SHSOLE 753600POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76933313892SHSOLE 1389200POWERSHARES GLOBAL ETF TRUSTGBL WTR PORT73936T62332814357SHSOLE 1435700POWERSHARES QQQ TRUSTUNIT SER 173935A1045845670SHSOLE 567000PPL CORPCOM69351T10672520082SHSOLE 2008200PRAXAIR INCCOM74005P1044073134SHSOLE 313400PRICELINE GRP INCCOM NEW74150340324792171SHSOLE 217100PROCTER & GAMBLE COCOM74271810910265112917SHSOLE 11291700PROSHARES TRPSHS SHTRUSS200074347R82616710800SHSOLE 1080000PROSHARES TRS&P 500 DV ARIST74348A46760912142SHSOLE 1214200PROSHARES TR IIULSHT BLOOMB OIL74347W6684766200SHSOLE 620000PSYCHEMEDICS CORPCOM NEW74437520554935919SHSOLE 3591900QUALCOMM INCCOM747525103122916559SHSOLE 1655900QUEST DIAGNOSTICS INCCOM74834L1002173293SHSOLE 329300QUICKLOGIC CORPCOM74837P10814445900SHSOLE 4590000RAIT FINANCIAL TRUSTCOM NEW74922760911915550SHSOLE 1555000RAYTHEON COCOM NEW7551115079688934SHSOLE 893400REALTY INCOME CORPCOM75610910479216493SHSOLE 1649300REGENCY ENERGY PARTNERS L PCOM UNITS L P75885Y10771029577SHSOLE 2957700REGENERON PHARMACEUTICALSCOM75886F1078151995SHSOLE 199500REGIONS FINL CORP NEWCOM7591EP10025223966SHSOLE 2396600REPLIGEN CORPCOM75991610920610300SHSOLE 1030000RESOURCE CAP CORPCOM76120W30211823268SHSOLE 2326800RETAIL PPTYS AMER INCCL A76131V20216710000SHSOLE 1000000REXAHN PHARMACEUTICALS INCCOM7616401011218000SHSOLE 1800000REXNORD CORP NEWCOM76169B10239614150SHSOLE 1415000REYNOLDS AMERICAN INCCOM7617131063495433SHSOLE 543300RIO TINTO PLCSPONSORED ADR7672041003046534SHSOLE 653400ROCKWELL AUTOMATION INCCOM7739031094604150SHSOLE 415000ROYAL DUTCH SHELL PLCSPON ADR B78025910776510997SHSOLE 1099700ROYAL DUTCH SHELL PLCSPONS ADR A780259206300744909SHSOLE 4490900RPM INTL INCCOM7496851033246388SHSOLE 638800RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10689611209SHSOLE 1120900SANOFIRIGHT 12/31/202080105N1131316000SHSOLE 1600000SANOFISPONSORED ADR80105N1053146840SHSOLE 684000SCANA CORP NEWCOM80589M1023415651SHSOLE 565100SCHLUMBERGER LTDCOM806857108316036928SHSOLE 3692800SEADRILL LIMITEDSHSG7945E105120099893SHSOLE 9989300SEALED AIR CORP NEWCOM81211K10057013492SHSOLE 1349200SEARS HLDGS CORPCOM81235010649214900SHSOLE 1490000SEI INVESTMENTS COCOM784117103100625151SHSOLE 2515100SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3082485099SHSOLE 509900SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2094616756SHSOLE 675600SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5063554472SHSOLE 447200SELECT SECTOR SPDR TRSBI INT-FINL81369Y60560124169SHSOLE 2416900SELECT SECTOR SPDR TRSBI INT-INDS81369Y70457410174SHSOLE 1017400SELECT SECTOR SPDR TRTECHNOLOGY81369Y80366416075SHSOLE 1607500SEMPRA ENERGYCOM8168511093342999SHSOLE 299900SHERWIN WILLIAMS COCOM82434810611494360SHSOLE 436000SILVER STD RES INCCOM82823L1069919500SHSOLE 1950000SIMON PPTY GROUP INC NEWCOM8288061092081145SHSOLE 114500SKYWEST INCCOM83087910238128627SHSOLE 2862700SONY CORPADR NEW83569930752726200SHSOLE 2620000SOUTH JERSEY INDS INCCOM8385181082684532SHSOLE 453200SOUTHERN COCOM842587107179436431SHSOLE 3643100SPDR GOLD TRUSTGOLD SHS78463V107385133894SHSOLE 3389400SPDR INDEX SHS FDSS&P RUSSIA ETF78463X55830121000SHSOLE 2100000SPDR S&P 500 ETF TRTR UNIT78462F10316067808SHSOLE 780800SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1072671008SHSOLE 100800SPDR SERIES TRUSTNUVN BRCLY MUNI78464A45832213318SHSOLE 1331800SPDR SERIES TRUSTS&P BIOTECH78464A8705432904SHSOLE 290400SPDR SERIES TRUSTS&P DIVID ETF78464A763103513123SHSOLE 1312300SPDR SERIES TRUSTS&P TRANSN ETF78464A5322512318SHSOLE 231800SPECTRA ENERGY CORPCOM847560109360499233SHSOLE 9923300STAG INDL INCCOM85254J10292237648SHSOLE 3764800STANLEY BLACK & DECKER INCCOM8545021017047342SHSOLE 734200STARBUCKS CORPCOM855244109178421929SHSOLE 2192900STATE STR CORPCOM857477103199725420SHSOLE 2542000STATOIL ASASPONSORED ADR85771P10223012850SHSOLE 1285000STERICYCLE INCCOM8589121089066900SHSOLE 690000STRATASYS LTDSHSM855481016948435SHSOLE 843500STRYKER CORPCOM863667101126013378SHSOLE 1337800STUDENT TRANSN INCCOM86388A1086210000SHSOLE 1000000SUNCOR ENERGY INC NEWCOM867224107108834305SHSOLE 3430500SUNTRUST BKS INCCOM8679141033849237SHSOLE 923700SUPREME INDS INCCL A86860710212317645SHSOLE 1764500SYMANTEC CORPCOM87150310898338291SHSOLE 3829100SYNERON MEDICAL LTDORD SHSM8724510241644801SHSOLE 4480100SYNGENTA AGSPONSORED ADR87160A1003445333SHSOLE 533300SYSCO CORPCOM87182910787922043SHSOLE 2204300TARGET CORPCOM87612E106102013441SHSOLE 1344100TC PIPELINES LPUT COM LTD PRT87233Q1082002813SHSOLE 281300TECO ENERGY INCCOM872375100128663654SHSOLE 6365400TENET HEALTHCARE CORPCOM NEW88033G4072134187SHSOLE 418700TEREX CORP NEWCOM8807791032087465SHSOLE 746500TESLA MTRS INCCOM88160R1014702130SHSOLE 213000TEVA PHARMACEUTICAL INDS LTDADR881624209173830138SHSOLE 3013800TEXAS INSTRS INCCOM8825081042755173SHSOLE 517300TIME WARNER INCCOM NEW88731730389910514SHSOLE 1051400TJX COS INC NEWCOM872540109208430397SHSOLE 3039700TOLL BROTHERS INCCOM8894781033109100SHSOLE 910000TORONTO DOMINION BK ONTCOM NEW89116050989518590SHSOLE 1859000TOTAL S ASPONSORED ADR89151E109207240530SHSOLE 4053000TOWERSTREAM CORPCOM8920001006937900SHSOLE 3790000TRANSCANADA CORPCOM89353D10779816218SHSOLE 1621800TRANSOCEAN LTDREG SHSH8817H10025513752SHSOLE 1375200TRAVELERS COMPANIES INCCOM89417E1096546175SHSOLE 617500TRINITY INDS INCCOM8965221092398505SHSOLE 850500TYCO INTL PLCSHSG914421064039163SHSOLE 916300U S G CORPCOM NEW90329340533111825SHSOLE 1182500ULTA SALON COSMETCS & FRAG ICOM90384S3036755355SHSOLE 535500UNDER ARMOUR INCCL A904311107202029580SHSOLE 2958000UNILEVER N VN Y SHS NEW90478470991723184SHSOLE 2318400UNILEVER PLCSPON ADR NEW904767704245861257SHSOLE 6125700UNION PAC CORPCOM907818108232719510SHSOLE 1951000UNITED CONTL HLDGS INCCOM9100471095157675SHSOLE 767500UNITED PARCEL SERVICE INCCL B911312106221519935SHSOLE 1993500UNITED STATES STL CORP NEWCOM912909108129348500SHSOLE 4850000UNITED TECHNOLOGIES CORPCOM913017109363031346SHSOLE 3134600UNITEDHEALTH GROUP INCCOM91324P1027637560SHSOLE 756000US BANCORP DELCOM NEW902973304104923468SHSOLE 2346800V F CORPCOM9182041082843782SHSOLE 378200VALE S AADR91912E10514317600SHSOLE 1760000VANGUARD INDEX FDSGROWTH ETF9229087362072001SHSOLE 200100VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427424126840SHSOLE 684000VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844511563026SHSOLE 6302600VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464063705355SHSOLE 535500VECTOR GROUP LTDCOM92240M10830714422SHSOLE 1442200VECTREN CORPCOM92240G1012415260SHSOLE 526000VERIZON COMMUNICATIONS INCCOM92343V1048191175465SHSOLE 17546500VISA INCCOM CL A92826C8392821082SHSOLE 108200VISHAY INTERTECHNOLOGY INCCOM92829810820714800SHSOLE 1480000VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308254274351SHSOLE 7435100WALGREENS BOOTS ALLIANCE INCCOM931427108145619168SHSOLE 1916800WAL-MART STORES INCCOM931142103148517181SHSOLE 1718100WASHINGTON REAL ESTATE INVTSH BEN INT939653101207874801SHSOLE 7480100WASTE MGMT INC DELCOM94106L109198438784SHSOLE 3878400WEATHERFORD INTL PLCORD SHSG4883310024721500SHSOLE 2150000WELLS FARGO & CO NEWCOM949746101253346280SHSOLE 4628000WESTERN UN COCOM95980210929416514SHSOLE 1651400WEYERHAEUSER COCOM96216610456315681SHSOLE 1568100WHOLE FOODS MKT INCCOM96683710684416772SHSOLE 1677200WILLIAMS COS INC DELCOM9694571004661104505SHSOLE 10450500WILLIAMS PARTNERS L PCOM UNIT L P96950F104409491720SHSOLE 9172000WINDSTREAM HLDGS INCCOM97382A10110612865SHSOLE 1286500WISDOMTREE TRJAPN HEDGE EQT97717W85158011687SHSOLE 1168700WORKDAY INCCL A98138H10184410413SHSOLE 1041300WYNN RESORTS LTDCOM9831341074823239SHSOLE 323900XCEL ENERGY INCCOM98389B10039911097SHSOLE 1109700YAHOO INCCOM9843321062174305SHSOLE 430500YAMANA GOLD INCCOM98462Y1007217938SHSOLE 1793800YUM BRANDS INCCOM9884981014376025SHSOLE 602500ZIMMER HLDGS INCCOM98956P1023943470SHSOLE 347000ZOETIS INCCL A98978V10371516499SHSOLE 1649900ZYNGA INCCL A98986T108347129050SHSOLE 12905000