0000899243-21-009771.txt : 20210304 0000899243-21-009771.hdr.sgml : 20210304 20210304120932 ACCESSION NUMBER: 0000899243-21-009771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A CENTRAL INDEX KEY: 0001607211 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39929 FILM NUMBER: 21713101 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER NAME: FORMER CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP DATE OF NAME CHANGE: 20140505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 3 CENTRAL INDEX KEY: 0001821611 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39929 FILM NUMBER: 21713100 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Advisors, LLC- CA CENTRAL INDEX KEY: 0001833078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39929 FILM NUMBER: 21713102 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Star Investment Corp. II CENTRAL INDEX KEY: 0001834518 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 853909728 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-29 0 0001834518 Northern Star Investment Corp. II NSTB/U 0001833078 Arena Capital Advisors, LLC- CA 12121 WILSHIRE BLVD., STE. 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001607211 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001821611 Arena Capital Fund, L.P.- Series 3 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 CLASS A COMMON STOCK 2021-01-29 4 J 0 2583625 0.00 A 2583625 I SEE NOTE DUE TO A MISCALCULATION THE REPORTING PERSONS DID NOT OWN THE NUMBER OF SHARES REPORTED ON FORM 3 AND AT NO TIME OWNED 10% OF SHARES OF ISSUER. ARENA CAPITAL ADVISORS, LLC-CA, BY SANIJE PERRETT, MEMBER, AS INVESTMENT ADVISER TO ADDITIONAL REPORTING PERSONS, /S/ SANIJE PERRETT 2021-01-29 ARENA SHORT DURATION HIGH YIELD FUND, LP, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-01-29 ARENA CAPITAL FUND, LP, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-01-29