0000950170-23-054590.txt : 20231023 0000950170-23-054590.hdr.sgml : 20231023 20231023144219 ACCESSION NUMBER: 0000950170-23-054590 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231023 DATE AS OF CHANGE: 20231023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA VII, LLC CENTRAL INDEX KEY: 0001607209 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339791 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A CENTRAL INDEX KEY: 0001607211 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339798 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER NAME: FORMER CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP DATE OF NAME CHANGE: 20140505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B CENTRAL INDEX KEY: 0001643040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1215 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339797 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C CENTRAL INDEX KEY: 0001645288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339796 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Short Duration High Yield Fund LP - Series H CENTRAL INDEX KEY: 0001984887 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339792 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Short Duration High Yield Fund, LP- Series E CENTRAL INDEX KEY: 0001768207 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339794 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Short Duration High Yield Fund, L.P.- Series G CENTRAL INDEX KEY: 0001826725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339793 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025-1164 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025-1164 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Advisors, LLC- CA CENTRAL INDEX KEY: 0001833078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339799 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D CENTRAL INDEX KEY: 0001699815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 231339795 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hennessy Capital Investment Corp. VI CENTRAL INDEX KEY: 0001842937 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861626937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3415 N. PINES WAY STREET 2: SUITE 204 CITY: WILSON STATE: WY ZIP: 83014 BUSINESS PHONE: (307) 201-1903 MAIL ADDRESS: STREET 1: 3415 N. PINES WAY STREET 2: SUITE 204 CITY: WILSON STATE: WY ZIP: 83014 3 1 ownership.xml 3 X0206 3 2023-09-30 0 0001842937 Hennessy Capital Investment Corp. VI HCVI 0001833078 Arena Capital Advisors, LLC- CA 12121 WILSHIRE BLVD., STE. 1010 LOS ANGELES CA 90025 false false true false 0001607211 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 false false true false 0001643040 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 false false true false 0001645288 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 false false true false 0001699815 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 false false true false 0001768207 Arena Short Duration High Yield Fund, LP- Series E 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 false false true false 0001826725 Arena Short Duration High Yield Fund, L.P.- Series G 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 false false true false 0001984887 Arena Short Duration High Yield Fund LP - Series H 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 false false true false 0001607209 ARENA VII, LLC 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 false false true false CLASS A COMMON STOCK 3122405 I AS INVESTMENT ADVISER OR GP ARENA CAPITAL ADVISORS, LLC, BY SANIJE PERRETT, MEMBER /S/ SANIJE PERRETT 2023-10-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2023-10-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2023-10-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2023-10-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2023-10-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES E, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2023-10-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES G, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2023-10-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES H, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2023-10-23 ARENA VII, LLC, BY: /S/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF MEMBER 2023-10-23