0001140361-17-018401.txt : 20170504
0001140361-17-018401.hdr.sgml : 20170504
20170504125148
ACCESSION NUMBER: 0001140361-17-018401
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170504
DATE AS OF CHANGE: 20170504
EFFECTIVENESS DATE: 20170504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARING ASSET MANAGEMENT Ltd
CENTRAL INDEX KEY: 0001606779
IRS NUMBER: 980241935
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16289
FILM NUMBER: 17812962
BUSINESS ADDRESS:
STREET 1: 155 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M 3XY
BUSINESS PHONE: 44 (0) 207 214 1404
MAIL ADDRESS:
STREET 1: 155 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M 3XY
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001606779
XXXXXXXX
03-31-2017
03-31-2017
BARING ASSET MANAGEMENT Ltd
155 BISHOPSGATE
LONDON
X0
EC2M 3XY
13F HOLDINGS REPORT
028-16289
Y
Barings is an indirect, wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company ("MassMutual"). Barings has indicated that they exercise investment discretion with respect to the securities positions reported in its Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Baring and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended.
Christopher Gerald Biggins
Associate Global Head of Compliance
4402072141863
/s/ Christopher Gerald Biggins
London
X0
05-02-2017
2
182
1430931
false
1
0001568131
028-15112
Baring International Investment Ltd
2
0001624302
028-16290
BARING ASSET MANAGEMENT ASIA Ltd
INFORMATION TABLE
2
form13fInfoTable.xml
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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ADS
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COM
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ADR
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COM
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COM
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COM
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COM
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COM
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COM
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UNT
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COM
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COM
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12470
0
0
WASTE MANAGEMENT
COM
94106L109
1351
18530
SH
DFND
2
18530
0
0
WEST PHARMACEUTIC
COM
955306105
1308
16022
SH
DFND
2
16022
0
0
WEYERHAEUSER CO
COM
962166104
2760
81226
SH
DFND
81226
0
0
YPF SOC ANONIMA
ADR
984245100
3759
154803
SH
DFND
154803
0
0
ZOETIS INC
COM
98978V103
3265
61185
SH
DFND
1,2
61185
0
0
iShares S&P 100 ETF
S&P 100 ETF
464287101
82573
786182
SH
DFND
0
0
786182
iShares Select Dividend ETF
SELECT DIVID ETF
464287168
1824
20003
SH
DFND
0
0
20003
ISHARES CORE S&P 500 ETF
CORE S&P500 ETF
464287200
82600
347451
SH
DFND
0
0
347451
iShares MSCI EAFE Index Fund
MSCI EAFE ETF
464287465
812
13012
SH
DFND
0
0
13012
iShares Russell 1000 Growth ET
RUS 1000 GRW ETF
464287614
84337
740707
SH
DFND
0
0
740707
iShares Russell 2000 Growth ET
RUS 2000 GRW ETF
464287648
82917
514376
SH
DFND
0
0
514376
ISHARES MSCI ACWI ETF
MSCI ACWI ETF
464288257
2999
47292
SH
DFND
0
0
47292
POWERSHARES H/Y EQ DVD ACHIE ETF
HI YLD EQ DVDN
73935X302
609
35668
SH
DFND
0
0
35668
SPDR S P DIVIDEND ETF
S&P DIVID ETF
78464A763
1820
20625
SH
DFND
0
0
20625
WISDOM TREE DIVIDEND EX-FINANCIALS FUND
DIV EX-FINL FD
97717W406
1829
22159
SH
DFND
0
0
22159