0000009015-18-000010.txt : 20180504 0000009015-18-000010.hdr.sgml : 20180504 20180504100940 ACCESSION NUMBER: 0000009015-18-000010 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 EFFECTIVENESS DATE: 20180504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARING ASSET MANAGEMENT Ltd CENTRAL INDEX KEY: 0001606779 IRS NUMBER: 980241935 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-16289 FILM NUMBER: 18806402 BUSINESS ADDRESS: STREET 1: 155 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3XY BUSINESS PHONE: 4402072141863 MAIL ADDRESS: STREET 1: 155 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3XY 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001606779 XXXXXXXX 03-31-2018 03-31-2018 BARING ASSET MANAGEMENT Ltd

155 BISHOPSGATE LONDON X0 EC2M 3XY

13F NOTICE 028-16289 0000009015 028-00060 BARINGS LLC Y Barings is an indirect, wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company ("MassMutual"). Barings has indicated that they exercise investment discretion with respect to the securities positions reported in its Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Baring and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. Rob Knight 442072141983 /s/ Rob Knight London X0 05-04-2018