0000899243-21-028100.txt : 20210712
0000899243-21-028100.hdr.sgml : 20210712
20210712161513
ACCESSION NUMBER: 0000899243-21-028100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210708
FILED AS OF DATE: 20210712
DATE AS OF CHANGE: 20210712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Froehlich Robert J
CENTRAL INDEX KEY: 0001606636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23369
FILM NUMBER: 211085674
MAIL ADDRESS:
STREET 1: 405 PARK AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND GLOBAL ALLOCATION FUND
CENTRAL INDEX KEY: 0001622148
IRS NUMBER: 916361402
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 833-697-6246
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-08
0
0001622148
HIGHLAND GLOBAL ALLOCATION FUND
HGLB
0001606636
Froehlich Robert J
2515 MCKINNEY AVENUE, SUITE 1100
DALLAS
TX
75201
1
0
0
0
Common Stock
2021-07-08
4
P
0
3600
9.15
A
6216
I
See Footnote
Common Stock
2021-07-08
4
P
0
758
9.15
A
3415
I
See Footnote
These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.
These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.
/s/ Dr. Robert Froehlich
2021-07-12