0000899243-20-028502.txt : 20201016 0000899243-20-028502.hdr.sgml : 20201016 20201016160005 ACCESSION NUMBER: 0000899243-20-028502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200225 FILED AS OF DATE: 20201016 DATE AS OF CHANGE: 20201016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Froehlich Robert J CENTRAL INDEX KEY: 0001606636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23268 FILM NUMBER: 201243986 MAIL ADDRESS: STREET 1: 405 PARK AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND INCOME FUND\MA CENTRAL INDEX KEY: 0001710680 IRS NUMBER: 456245636 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND DATE OF NAME CHANGE: 20170925 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II DATE OF NAME CHANGE: 20170628 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-25 0 0001710680 HIGHLAND INCOME FUND\MA HFRO 0001606636 Froehlich Robert J 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 0 0 0 Common Stock 2020-02-25 4 P 0 130 12.889 A 515 I See Footnote Common Stock 2020-10-13 4 P 0 697 8.47 A 1212 I See Footnote Common Stock 2537 I See Footnote These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. Total shares also reflect reinvested dividends. /s/ Dr. Robert Froehlich 2020-10-16