0001639691-23-000119.txt : 20231219 0001639691-23-000119.hdr.sgml : 20231219 20231219162827 ACCESSION NUMBER: 0001639691-23-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hutchinson Michael Damon CENTRAL INDEX KEY: 0001606626 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37599 FILM NUMBER: 231497706 MAIL ADDRESS: STREET 1: 2825 AIRVIEW BLVD CITY: KALAMAZOO STATE: MI ZIP: 49002 FORMER NAME: FORMER CONFORMED NAME: Hutchinson Michael David DATE OF NAME CHANGE: 20140428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LivaNova PLC CENTRAL INDEX KEY: 0001639691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 981268150 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 EASTBOURNE TERRACE CITY: LONDON STATE: X0 ZIP: W2 6LG BUSINESS PHONE: 4402033250662 MAIL ADDRESS: STREET 1: 20 EASTBOURNE TERRACE CITY: LONDON STATE: X0 ZIP: W2 6LG FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Plc DATE OF NAME CHANGE: 20150420 FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Ltd DATE OF NAME CHANGE: 20150415 4 1 wk-form4_1703021281.xml FORM 4 X0508 4 2023-12-15 0 0001639691 LivaNova PLC LIVN 0001606626 Hutchinson Michael Damon 20 EASTBOURNE TERRACE LONDON X0 W26LG UNITED KINGDOM 0 1 0 0 Chief Legal Officer 0 Ordinary Shares 2023-12-15 2023-12-15 4 M 0 2254 0 A 2254 D Ordinary Shares 2023-12-15 2023-12-15 4 F 0 904 50.07 D 1350 D Restricted Stock Units 2023-12-15 4 M 0 2254 0 D Ordinary Shares 2254 6761 D Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. The referenced shares were withheld from distribution to satisfy tax liability. Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the Plan) and the award agreement. On December 15, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. /s/ Sarah K. Mohr, POA 2023-12-19