0001415889-20-002292.txt : 20200911 0001415889-20-002292.hdr.sgml : 20200911 20200911182055 ACCESSION NUMBER: 0001415889-20-002292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200910 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Laurance CENTRAL INDEX KEY: 0001614571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36556 FILM NUMBER: 201171911 MAIL ADDRESS: STREET 1: C/O EL POLLO LOCO HOLDINGS, INC. STREET 2: 3535 HARBOR BLVD., SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: El Pollo Loco Holdings, Inc. CENTRAL INDEX KEY: 0001606366 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 203563182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 3535 HARBOR BOULEVARD STREET 2: SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145995000 MAIL ADDRESS: STREET 1: 3535 HARBOR BOULEVARD STREET 2: SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 form4-09112020_030942.xml X0306 4 2020-09-10 0001606366 El Pollo Loco Holdings, Inc. LOCO 0001614571 Roberts Laurance C/O EL POLLO LOCO HOLDINGS, INC. 3535 HARBOR BLVD, SUITE 100 COSTA MESA CA 92626 false true false false CHIEF FINANCIAL OFFICER Common Stock 2020-09-10 4 M 0 13600 4.09 A 109096 D Common Stock 2020-09-10 4 S 0 13600 17.75 D 95496 D Stock Options (right to buy) 4.09 2020-09-10 4 M 0 13600 0 D 2016-12-28 2023-07-15 Common Stock 13600 25183 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.88 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. This Form 4 updates and corrects the number of derivative securities beneficially owned following the reported transaction, which amount was underreported by 37,992 shares in Column 9 of Table II in prior Form 4s filed with the Securities and Exchange Commission on each of April 13, 2020, June 11, 2020 and July 31, 2020. /s/ Jason Weintraub, as attorney-in-fact 2020-09-11