0001415889-20-002292.txt : 20200911
0001415889-20-002292.hdr.sgml : 20200911
20200911182055
ACCESSION NUMBER: 0001415889-20-002292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200910
FILED AS OF DATE: 20200911
DATE AS OF CHANGE: 20200911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roberts Laurance
CENTRAL INDEX KEY: 0001614571
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36556
FILM NUMBER: 201171911
MAIL ADDRESS:
STREET 1: C/O EL POLLO LOCO HOLDINGS, INC.
STREET 2: 3535 HARBOR BLVD., SUITE 100
CITY: COSTA MESA
STATE: CA
ZIP: 92626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: El Pollo Loco Holdings, Inc.
CENTRAL INDEX KEY: 0001606366
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 203563182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 3535 HARBOR BOULEVARD
STREET 2: SUITE 100
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 7145995000
MAIL ADDRESS:
STREET 1: 3535 HARBOR BOULEVARD
STREET 2: SUITE 100
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
form4-09112020_030942.xml
X0306
4
2020-09-10
0001606366
El Pollo Loco Holdings, Inc.
LOCO
0001614571
Roberts Laurance
C/O EL POLLO LOCO HOLDINGS, INC.
3535 HARBOR BLVD, SUITE 100
COSTA MESA
CA
92626
false
true
false
false
CHIEF FINANCIAL OFFICER
Common Stock
2020-09-10
4
M
0
13600
4.09
A
109096
D
Common Stock
2020-09-10
4
S
0
13600
17.75
D
95496
D
Stock Options (right to buy)
4.09
2020-09-10
4
M
0
13600
0
D
2016-12-28
2023-07-15
Common Stock
13600
25183
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.
Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.88 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This Form 4 updates and corrects the number of derivative securities beneficially owned following the reported transaction, which amount was underreported by 37,992 shares in Column 9 of Table II in prior Form 4s filed with the Securities and Exchange Commission on each of April 13, 2020, June 11, 2020 and July 31, 2020.
/s/ Jason Weintraub, as attorney-in-fact
2020-09-11