0001606268-21-000051.txt : 20210616 0001606268-21-000051.hdr.sgml : 20210616 20210616160637 ACCESSION NUMBER: 0001606268-21-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones James G II CENTRAL INDEX KEY: 0001613778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 211021563 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LN STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_162387398241526.xml FORM 4 X0306 4 2021-06-15 0 0001606268 Spark Energy, Inc. SPKE 0001613778 Jones James G II 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 0 1 0 0 Chief Financial Officer Restricted Stock Unit 2021-06-15 4 A 0 179 10.30 A Class A Common Stock 179.0 12306 D Restricted Stock Unit 2021-06-15 4 A 0 1488 10.30 A Class A Common Stock 1488.0 84112 D Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit. These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. These Restricted Stock Units vest ratably over the next two years on May 18, 2022 and May 18, 2023. The price is based on the closing price on Tuesday, June 1, 2021. Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units. These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant. /s/ James G. Jones II, by Dominique R. Colvard, Attorney-in-Fact 2021-06-16