0001606268-21-000051.txt : 20210616
0001606268-21-000051.hdr.sgml : 20210616
20210616160637
ACCESSION NUMBER: 0001606268-21-000051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210615
FILED AS OF DATE: 20210616
DATE AS OF CHANGE: 20210616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones James G II
CENTRAL INDEX KEY: 0001613778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 211021563
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LN
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_162387398241526.xml
FORM 4
X0306
4
2021-06-15
0
0001606268
Spark Energy, Inc.
SPKE
0001613778
Jones James G II
12140 WICKCHESTER LANE SUITE 100
HOUSTON
TX
77079
0
1
0
0
Chief Financial Officer
Restricted Stock Unit
2021-06-15
4
A
0
179
10.30
A
Class A Common Stock
179.0
12306
D
Restricted Stock Unit
2021-06-15
4
A
0
1488
10.30
A
Class A Common Stock
1488.0
84112
D
Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
These Restricted Stock Units vest ratably over the next two years on May 18, 2022 and May 18, 2023.
The price is based on the closing price on Tuesday, June 1, 2021.
Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.
These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.
/s/ James G. Jones II, by Dominique R. Colvard, Attorney-in-Fact
2021-06-16