0001628280-24-000300.txt : 20240103 0001628280-24-000300.hdr.sgml : 20240103 20240103182338 ACCESSION NUMBER: 0001628280-24-000300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horowitz Joshua CENTRAL INDEX KEY: 0001612424 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 24508804 MAIL ADDRESS: STREET 1: 72-38 113TH STREET STREET 2: APARTMENT 3L CITY: FOREST HILLS STATE: NY ZIP: 11375 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 wk-form4_1704324203.xml FORM 4 X0508 4 2024-01-01 0 0001606163 Limbach Holdings, Inc. LMB 0001612424 Horowitz Joshua 797 COMMONWEALTH DRIVE WARRENDALE PA 15086 1 0 0 0 0 Common Stock 2024-01-01 4 M 0 1067 0 A 34009 D Common Stock 2024-01-01 4 M 0 6906 0 A 40915 D Common Stock 256672 I Palm Global Small Cap Master Fund LP Restricted Stock Units 2024-01-01 4 M 0 1067 0 D Common Stock 1067 6906 D Restricted Stock Units 2024-01-01 4 M 0 6906 0 D Common Stock 6906 0 D Restricted Stock Units 2024-01-01 4 A 0 1914 0 A Common Stock 1914 1914 D The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. This award of RSUs was granted on 01/04/2023. The RSUs cliff vested on January 1, 2024. This award of RSUs was granted on 01/01/2024. The RSUs are scheduled to cliff vest on January 1, 2025. /s/ Jeremiah G. Garvey, Attorney-in-Fact for Joshua S. Horowitz 2024-01-03