0001144204-19-015816.txt : 20190325 0001144204-19-015816.hdr.sgml : 20190325 20190325171023 ACCESSION NUMBER: 0001144204-19-015816 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190314 FILED AS OF DATE: 20190325 DATE AS OF CHANGE: 20190325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cerminara Kyle CENTRAL INDEX KEY: 0001619991 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 19703338 MAIL ADDRESS: STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC STREET 2: 4201 CONGRESS STREET, SUITE 140 CITY: CHARLOTTE STATE: NC ZIP: 28209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 3 1 tv517145_3.xml FORM 3 X0206 3 2019-03-14 0 0001606163 Limbach Holdings, Inc. LMB 0001619991 Cerminara Kyle C/O FUNDAMENTAL GLOBAL INVESTORS, LLC 4201 CONGRESS STREET, SUITE 140 CHARLOTTE NC 28209 1 0 1 0 Common Stock 2343515 I 1347 Investors LLC $15 Exercise Price Sponsor Warrants 15.00 Common Stock 500000 I See Footnote Sponsor Warrants 11.50 Common Stock 99000 I See Footnote The reported securities are held directly by 1347 Investors LLC ("1347 Investors"). The reporting person is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, the reporting person may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. The reporting person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the reporting person is the beneficial owners of the securities for purposes of Section 16 or for any other purpose. In addition, 7,580 shares are held in the customer accounts of CWA Asset Management Group, LLC (doing business as "Capital Wealth Advisors") ("CWA"). Fundamental Global Investors, LLC owns 50% of CWA. The reporting person is the Chief Executive Officer, Co-Founder and Partner of Fundamental Global Investors, LLC. The reporting person also serves as Co-Chief Investment Officer of CWA. The reported securities are exercisable to purchase one share of the Issuer's common stock at a price of $15.00 per share. The reported securities expire on July 20, 2023, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. The reported securities were purchased from the Issuer by 1347 Investors in connection with the Issuer's initial public offering. The reporting person is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, the reporting person may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the reporting person is the beneficial owners of the securities for purposes of Section 16 or for any other purpose. The reported securities are each exercisable to purchase one-half of one share of the Issuer's common stock at a price of $11.50 per whole share. The reported securities will expire on July 20, 2021, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. The reported securities are comprised of 198,000 warrants to purchase an aggregate of 99,000 shares of the Issuer's common stock (each warrant is exercisable to purchase one-half of one share of the Issuer's common stock). /s/ D. Kyle Cerminara 2019-03-25