0001144204-19-015816.txt : 20190325
0001144204-19-015816.hdr.sgml : 20190325
20190325171023
ACCESSION NUMBER: 0001144204-19-015816
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190314
FILED AS OF DATE: 20190325
DATE AS OF CHANGE: 20190325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cerminara Kyle
CENTRAL INDEX KEY: 0001619991
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 19703338
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 4201 CONGRESS STREET, SUITE 140
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
3
1
tv517145_3.xml
FORM 3
X0206
3
2019-03-14
0
0001606163
Limbach Holdings, Inc.
LMB
0001619991
Cerminara Kyle
C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
4201 CONGRESS STREET, SUITE 140
CHARLOTTE
NC
28209
1
0
1
0
Common Stock
2343515
I
1347 Investors LLC
$15 Exercise Price Sponsor Warrants
15.00
Common Stock
500000
I
See Footnote
Sponsor Warrants
11.50
Common Stock
99000
I
See Footnote
The reported securities are held directly by 1347 Investors LLC ("1347 Investors"). The reporting person is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, the reporting person may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. The reporting person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the reporting person is the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
In addition, 7,580 shares are held in the customer accounts of CWA Asset Management Group, LLC (doing business as "Capital Wealth Advisors") ("CWA"). Fundamental Global Investors, LLC owns 50% of CWA. The reporting person is the Chief Executive Officer, Co-Founder and Partner of Fundamental Global Investors, LLC. The reporting person also serves as Co-Chief Investment Officer of CWA.
The reported securities are exercisable to purchase one share of the Issuer's common stock at a price of $15.00 per share.
The reported securities expire on July 20, 2023, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.
The reported securities were purchased from the Issuer by 1347 Investors in connection with the Issuer's initial public offering. The reporting person is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, the reporting person may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the reporting person is the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
The reported securities are each exercisable to purchase one-half of one share of the Issuer's common stock at a price of $11.50 per whole share.
The reported securities will expire on July 20, 2021, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.
The reported securities are comprised of 198,000 warrants to purchase an aggregate of 99,000 shares of the Issuer's common stock (each warrant is exercisable to purchase one-half of one share of the Issuer's common stock).
/s/ D. Kyle Cerminara
2019-03-25