0001144204-19-011764.txt : 20190301
0001144204-19-011764.hdr.sgml : 20190301
20190301213456
ACCESSION NUMBER: 0001144204-19-011764
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180101
FILED AS OF DATE: 20190301
DATE AS OF CHANGE: 20190301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bacon Charles A. III
CENTRAL INDEX KEY: 0001679798
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 19651680
MAIL ADDRESS:
STREET 1: 31-35TH STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4/A
1
tv515299_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2018-01-01
2018-06-01
0
0001606163
Limbach Holdings, Inc.
LMB
0001679798
Bacon Charles A. III
1251 WATERFRONT PL, STE 201
PITTSBURGH
PA
15222
1
1
0
0
President and CEO
Restricted Stock Units
2018-01-01
4
M
0
5833
0.00
D
Common Stock
5833
95000
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.
This Form 4 is being amended to correct information previously reported on a Form 4 filed June 1, 2018 (the "Initial Form 4") regarding the number of derivative securities beneficially owned following the transactions relating to the vesting of 5,833 RSUs, which reporting also affected the reporting of the number of derivative securities beneficially owned on subsequent Forms 4.
The Initial Form 4 inadvertently excluded 83,333 RSUs granted on August 30, 2017 (the "August 2017 Award") from the number of derivative securities beneficially owned following the transactions. The August 2017 Award includes 50,000 RSUs that will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.
/s/ Charles A. Bacon III
2019-03-01