0001144204-19-011764.txt : 20190301 0001144204-19-011764.hdr.sgml : 20190301 20190301213456 ACCESSION NUMBER: 0001144204-19-011764 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180101 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bacon Charles A. III CENTRAL INDEX KEY: 0001679798 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 19651680 MAIL ADDRESS: STREET 1: 31-35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4/A 1 tv515299_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2018-01-01 2018-06-01 0 0001606163 Limbach Holdings, Inc. LMB 0001679798 Bacon Charles A. III 1251 WATERFRONT PL, STE 201 PITTSBURGH PA 15222 1 1 0 0 President and CEO Restricted Stock Units 2018-01-01 4 M 0 5833 0.00 D Common Stock 5833 95000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date. This Form 4 is being amended to correct information previously reported on a Form 4 filed June 1, 2018 (the "Initial Form 4") regarding the number of derivative securities beneficially owned following the transactions relating to the vesting of 5,833 RSUs, which reporting also affected the reporting of the number of derivative securities beneficially owned on subsequent Forms 4. The Initial Form 4 inadvertently excluded 83,333 RSUs granted on August 30, 2017 (the "August 2017 Award") from the number of derivative securities beneficially owned following the transactions. The August 2017 Award includes 50,000 RSUs that will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal. /s/ Charles A. Bacon III 2019-03-01