The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 33,749 | 247,230 | SH | DFND | 1 | 247,230 | 0 | 0 | |
AKARI THERAPEUTICS PLC | COM | 00972G108 | 2,175 | 1,500,096 | SH | DFND | 1 | 1,500,096 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 148 | 60,020 | SH | DFND | 1 | 60,020 | 0 | 0 | |
ALLERGAN PLC | SPONSORED ADR | G0177J108 | 1,953 | 11,030 | SH | DFND | 1 | 11,030 | 0 | 0 | |
ALPHABET INC CLASS A | CL A | 38259P508 | 268 | 231 | SH | DFND | 1 | 231 | 0 | 0 | |
ALPHABET INC CLASS C | CL C | 38259P706 | 7,721 | 6,640 | SH | DFND | 1 | 0 | 0 | 6,640 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 483 | 167,588 | SH | DFND | 1 | 167,588 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 12,504 | 323,360 | SH | DFND | 1 | 323,360 | 0 | 0 | |
AMERISOURCEBERGEN CORP | COM | 03073E105 | 229 | 2,590 | SH | DFND | 1 | 2,590 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 6,822 | 33,650 | SH | DFND | 1 | 33,650 | 0 | 0 | |
ANAVEX LIFE SCIENCES CORP | COM | 032797300 | 314 | 99,578 | SH | DFND | 1 | 99,578 | 0 | 0 | |
ANHEUSER-BUSCH INBEV NV | SPONSORED ADR | 03524A108 | 4,896 | 110,960 | SH | DFND | 1 | 110,960 | 0 | 0 | |
APPLIED MATERIALS INC | COM | 038222105 | 212 | 4,630 | SH | DFND | 1 | 4,630 | 0 | 0 | |
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 14,971 | 444,510 | SH | DFND | 1 | 444,510 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 5,508 | 23,970 | SH | DFND | 1 | 23,970 | 0 | 0 | |
BERKSHIRE HATHAWAY INC CLASS A | CL A | 084670108 | 212,976 | 783 | SH | DFND | 1 | 783 | 0 | 0 | |
BERKSHIRE HATHAWAY INC CLASS B | CL B | 084670702 | 980 | 5,360 | SH | DFND | 1 | 5,360 | 0 | 0 | |
BHP BILLITON PLC | COM | 05545E209 | 4,918 | 162,100 | SH | DFND | 1 | 162,100 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 269 | 850 | SH | DFND | 1 | 850 | 0 | 0 | |
BOEING CO | COM | 097023105 | 8,635 | 57,900 | SH | DFND | 1 | 57,900 | 0 | 0 | |
BRITISH AMERICAN TOBACCO PLC | COM | 110448107 | 809 | 23,650 | SH | DFND | 1 | 23,650 | 0 | 0 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 1,819 | 48,300 | SH | DFND | 1 | 48,300 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 4,663 | 26,316 | SH | DFND | 1 | 26,316 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 1,749 | 44,500 | SH | DFND | 1 | 44,500 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 2,142 | 48,400 | SH | DFND | 1 | 48,400 | 0 | 0 | |
CORCEPT THERAPEUTICS INC | COM | 218352102 | 200 | 16,790 | SH | DFND | 1 | 16,790 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 129 | 60,959 | SH | DFND | 1 | 60,959 | 0 | 0 | |
DANAHER CORP | COM | 235851102 | 29,869 | 215,800 | SH | DFND | 1 | 215,800 | 0 | 0 | |
DEREXION DAILY CSI 300 CH INA A SHARE BEAR 1X SHARES | ETF | 25459Y116 | 478 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING INC | COM | 25271C102 | 64 | 35,200 | SH | DFND | 1 | 35,200 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 327 | 2,100 | SH | DFND | 1 | 2,100 | 0 | 0 | |
EXXON MOBIL CORPORATION | COM | 30231G102 | 9,589 | 252,550 | SH | DFND | 1 | 252,550 | 0 | 0 | |
FORTIVE CORP | COM | 34959J108 | 3,545 | 64,240 | SH | DFND | 1 | 64,240 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 4 | 18,640 | SH | DFND | 1 | 18,640 | 0 | 0 | |
GAMESTOP CORP-CLASS A | CL A | 36467W109 | 77 | 22,120 | SH | DFND | 1 | 22,120 | 0 | 0 | |
GENERAL ELECTRIC COMPANY | COM | 369604103 | 399 | 50,280 | SH | DFND | 1 | 50,280 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,619 | 21,650 | SH | DFND | 1 | 21,650 | 0 | 0 | |
GRAFTECH INTERNATIONAL LTD | COM | 384313508 | 115 | 14,150 | SH | DFND | 1 | 14,150 | 0 | 0 | |
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 1,191 | 8,900 | SH | DFND | 1 | 8,900 | 0 | 0 | |
INNOVIVA INC | COM | 45781M101 | 169 | 14,340 | SH | DFND | 1 | 14,340 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHINES CORP | COM | 459200101 | 367 | 3,310 | SH | DFND | 1 | 3,310 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM | 46120E602 | 9,236 | 18,650 | SH | DFND | 1 | 18,650 | 0 | 0 | |
JACK HENRY & ASSOCIATES INC | COM | 426281101 | 2,127 | 13,700 | SH | DFND | 1 | 13,700 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 44,082 | 336,170 | SH | DFND | 1 | 336,170 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 231 | 1,610 | SH | DFND | 1 | 1,610 | 0 | 0 | |
THE KRAFT HEINZ COMPANY | COM | 500754106 | 919 | 37,150 | SH | DFND | 1 | 37,150 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 245 | 1,020 | SH | DFND | 1 | 1,020 | 0 | 0 | |
LINDE PUBLIC LIMITED COMPANY | COM | G5494J103 | 26,126 | 151,020 | SH | DFND | 1 | 151,020 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 1,657 | 4,890 | SH | DFND | 1 | 4,890 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 2,416 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 7,525 | 83,440 | SH | DFND | 1 | 83,440 | 0 | 0 | |
THE MICHAELS COS INC | COM | 59408Q106 | 25 | 15,450 | SH | DFND | 1 | 15,450 | 0 | 0 | |
MOODYS CORPORATION | COM | 20775CZK3 | 10,987 | 51,950 | SH | DFND | 1 | 51,950 | 0 | 0 | |
NASDAQ INC | COM | 631103108 | 2,713 | 28,570 | SH | DFND | 1 | 28,570 | 0 | 0 | |
NESTLE SA | SPONSORED ADR | 641069406 | 24,422 | 237,130 | SH | DFND | 1 | 237,130 | 0 | 0 | |
NIC INC | COM | 62914B100 | 267 | 11,620 | SH | DFND | 1 | 11,620 | 0 | 0 | |
NOVO NORDISK A/S | SPONSORED ADR | 670100205 | 7,037 | 116,900 | SH | DFND | 1 | 116,900 | 0 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 12,222 | 360,110 | SH | DFND | 1 | 360,110 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 443 | 8,070 | SH | DFND | 1 | 8,070 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 12,216 | 227,690 | SH | DFND | 1 | 227,690 | 0 | 0 | |
PRESTIGE CONSUMER HEALTHCARE | COM | 74112D101 | 255 | 6,960 | SH | DFND | 1 | 6,960 | 0 | 0 | |
PROSHARES SHORT VIX ST FUTUR | ETF | 74347W130 | 443 | 14,300 | SH | DFND | 1 | 14,300 | 0 | 0 | |
ROCHE HOLDING AG | SPONSORED ADR | 771195104 | 9,020 | 222,320 | SH | DFND | 1 | 222,320 | 0 | 0 | |
ROPER TECHNOLOGIES INC | COM | 776696106 | 22,014 | 70,600 | SH | DFND | 1 | 70,600 | 0 | 0 | |
ROYAL DUTCH SHELL PLC CLASS B | CL B | 780259107 | 9,611 | 294,280 | SH | DFND | 1 | 294,280 | 0 | 0 | |
SOPHIRIS BIO INC | COM | 83578Q209 | 70 | 257,480 | SH | DFND | 1 | 257,480 | 0 | 0 | |
SPDR PORT SHRT TRM TRSRY | ETF | 78468R101 | 9,508 | 309,500 | SH | DFND | 1 | 309,500 | 0 | 0 | |
STAMPS.COM INC | COM | 852857200 | 336 | 2,580 | SH | DFND | 1 | 2,580 | 0 | 0 | |
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 97 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
STERICYCLE INC | COM | 858912108 | 248 | 5,100 | SH | DFND | 1 | 5,100 | 0 | 0 | |
STORE CAPITAL CORPORATION | REIT | 862121100 | 665 | 36,700 | SH | DFND | 1 | 36,700 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 132 | 12,180 | SH | DFND | 1 | 12,180 | 0 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 98 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
UNION PACIFIC CORP | COM | 907818108 | 575 | 4,080 | SH | DFND | 1 | 4,080 | 0 | 0 | |
US BANCORP | COM | 902973304 | 4,550 | 132,070 | SH | DFND | 1 | 132,070 | 0 | 0 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 4,180 | 17,650 | SH | DFND | 1 | 17,650 | 0 | 0 | |
VANGUARD SHORT-TERM BOND ETF | ETF | 921937827 | 9,418 | 114,600 | SH | DFND | 1 | 114,600 | 0 | 0 | |
VECTOR GROUP LTD | COM | 92240M108 | 187 | 19,834 | SH | DFND | 1 | 19,834 | 0 | 0 | |
VISA INC CLASS A | CL A | 92826C839 | 24,700 | 153,300 | SH | DFND | 1 | 153,300 | 0 | 0 | |
WABTEC CORPORATION | COM | 929740108 | 7,265 | 150,950 | SH | DFND | 1 | 150,950 | 0 | 0 | |
WATERS CORPORATION | COM | 941848103 | 8,487 | 46,620 | SH | DFND | 1 | 46,620 | 0 | 0 | |
WEIGHT WATCHERS INTL INC | COM | 948626106 | 179 | 10,600 | SH | DFND | 1 | 10,600 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 51,118 | 1,781,130 | SH | DFND | 1 | 1,781,130 | 0 | 0 | |
VEEVA SYSTEMS INC-CLASS A | CL A | 922475108 | 313 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 116 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 |