0001209191-16-151183.txt : 20161118 0001209191-16-151183.hdr.sgml : 20161118 20161118160237 ACCESSION NUMBER: 0001209191-16-151183 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160907 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Power Systems Corp. CENTRAL INDEX KEY: 0001605997 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 826503088 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29 PITMAN ROAD CITY: BARRE STATE: VT ZIP: 05641 BUSINESS PHONE: 802-461-2955 MAIL ADDRESS: STREET 1: 29 PITMAN ROAD CITY: BARRE STATE: VT ZIP: 05641 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larson Eric D CENTRAL INDEX KEY: 0001688239 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55184 FILM NUMBER: 162007823 MAIL ADDRESS: STREET 1: C/O NORTHERN POWER SYSTEMS CORP. STREET 2: 29 PITMAN ROAD CITY: BARRE STATE: VT ZIP: 05641 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2016-09-07 0 0001605997 Northern Power Systems Corp. WPS 0001688239 Larson Eric D C/O NORTHERN POWER SYSTEMS CORP. 29 PITMAN ROAD BARRE VT 05641 0 1 0 0 VP, Chief Accounting Officer Stock Option (Right to buy) 3.13 2015-11-19 2024-11-18 Common Stock 15000 D Stock Option (Right to buy) 0.44 2016-08-19 2025-08-18 Common Stock 3000 D The stock option becomes exercisable once the shares are vested. 33% of the shares vest on November 19, 2015, and the remaining vest in equal quarterly installment over the following two years. The stock option becomes exercisable once the shares are vested. 33% of the shares vest on August 19, 2016, and the remaining vest in equal quarterly installment over the following two years. Eric Larson 2016-11-18 EX-24.3_685303 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby authorizes June Marie Morris of Northern Power Systems Corp., a British Columbia corporation (the "Company"), to execute for and on behalf of the undersigned, in the undersigned's capacity as an Officer and/or Director of the Company, Forms 3, 4 and 5, and any amendments thereto, and cause such form(s) to be filed with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the earliest of: (1) the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by the Company; (2) this Power of Attorney is revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact; or (3) as to a specific attorney-in-fact, the employment of such attorney-in-fact with the Company is terminated. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of November, 2016. /s/ Eric Larson ------------------- Eric Larson