0001209191-16-151183.txt : 20161118
0001209191-16-151183.hdr.sgml : 20161118
20161118160237
ACCESSION NUMBER: 0001209191-16-151183
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160907
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northern Power Systems Corp.
CENTRAL INDEX KEY: 0001605997
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 826503088
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
BUSINESS PHONE: 802-461-2955
MAIL ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Larson Eric D
CENTRAL INDEX KEY: 0001688239
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55184
FILM NUMBER: 162007823
MAIL ADDRESS:
STREET 1: C/O NORTHERN POWER SYSTEMS CORP.
STREET 2: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2016-09-07
0
0001605997
Northern Power Systems Corp.
WPS
0001688239
Larson Eric D
C/O NORTHERN POWER SYSTEMS CORP.
29 PITMAN ROAD
BARRE
VT
05641
0
1
0
0
VP, Chief Accounting Officer
Stock Option (Right to buy)
3.13
2015-11-19
2024-11-18
Common Stock
15000
D
Stock Option (Right to buy)
0.44
2016-08-19
2025-08-18
Common Stock
3000
D
The stock option becomes exercisable once the shares are vested. 33% of the shares vest on November 19, 2015, and the remaining vest in equal quarterly installment over the following two years.
The stock option becomes exercisable once the shares are vested. 33% of the shares vest on August 19, 2016, and the remaining vest in equal quarterly installment over the following two years.
Eric Larson
2016-11-18
EX-24.3_685303
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby authorizes June Marie
Morris of Northern Power Systems Corp., a British Columbia corporation (the
"Company"), to execute for and on behalf of the undersigned, in the
undersigned's capacity as an Officer and/or Director of the Company, Forms 3, 4
and 5, and any amendments thereto, and cause such form(s) to be filed with the
United States Securities and Exchange Commission pursuant to Section 16(a) of
the Securities Act of 1934, relating to the undersigned's beneficial ownership
of securities in the Company. The undersigned hereby grants to such
attorney-in-fact full power and authority to do and perform any and every act
and thing whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full
power of substitution or revocation, hereby ratifying and confirming all such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorney-in-fact, in serving in such capacity at the request of the
undersigned, is not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the earliest
of: (1) the undersigned is no longer required to file Forms 3, 4 and 5 with
respect to the undersigned's holdings of, and transactions in, securities issued
by the Company; (2) this Power of Attorney is revoked by the undersigned in a
signed writing delivered to the foregoing attorney-in-fact; or (3) as to a
specific attorney-in-fact, the employment of such attorney-in-fact with the
Company is terminated.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 15th day of November, 2016.
/s/ Eric Larson
-------------------
Eric Larson