0001752724-23-277321.txt : 20231212 0001752724-23-277321.hdr.sgml : 20231212 20231212130251 ACCESSION NUMBER: 0001752724-23-277321 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 EFFECTIVENESS DATE: 20231212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lattice Strategies Trust CENTRAL INDEX KEY: 0001605803 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-23002 FILM NUMBER: 231480611 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-4068 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 0001605803 S000047583 Hartford Multifactor Developed Markets (ex-US) ETF C000149406 Hartford Multifactor Developed Markets (ex-US) ETF RODM 0001605803 S000047584 Hartford Multifactor Emerging Markets ETF C000149407 Hartford Multifactor Emerging Markets ETF ROAM 0001605803 S000047586 Hartford Multifactor US Equity ETF C000149409 Hartford Multifactor US Equity ETF ROUS 0001605803 S000047587 Hartford Multifactor Small Cap ETF C000149410 Hartford Multifactor Small Cap ETF ROSC 0001605803 S000056812 Hartford Multifactor Diversified International ETF C000180487 Hartford Multifactor Diversified International ETF RODE 0001605803 S000071195 Hartford Longevity Economy ETF C000225983 Hartford Longevity Economy ETF HLGE 0001605803 S000078063 Hartford Disciplined US Equity ETF C000238811 Hartford Disciplined US Equity ETF HDUS N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001605803 XXXXXXXX 811-23002 false false false N-1A S000071195 C000225983 S000047583 C000149406 S000047587 C000149410 S000078063 C000238811 S000056812 C000180487 S000047586 C000149409 S000047584 C000149407 Lattice Strategies Trust 811-23002 0001605803 549300X74R262ISYFF63 690 Lee Road Wayne 19087 US-PA US 610-386-4068 Mellon Investments Corporation 201 Washington Street BNY Mellon Center, One Boston Place Boston 02108-4408 N-A Records related to its functions as sub-advisor ALPS Distributors, Inc. 1290 Broadway Suite 1000 Denver 80203 303-623-2577 Records relating to its function as distributor State Street Bank and Trust Company One Congress Street Suite 1 Boston 02114 617-786-3000 Custody, Transfer Agent, and Fund Accounting Records Lattice Strategies LLC 690 Lee Road Wayne 19087 610-386-4068 Records relating to its function as investment adviser and administrator. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 273.01000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 9264.39000000 National Securities Clearing Corporation 8-164 000007569 549300RYC9NELN2ICA34 109716211.29000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 10621.84000000 109742483.99000000 N 34582217.48727272 N N N Hartford Multifactor Diversified International ETF S000056812 549300JHOIFKI3XS4M74 N 0 0 0 Exchange-Traded Fund Y Y 0.08000000 -0.28000000 5.50000000 5.50000000 N N Y N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N Revenue sharing split Cash collateral reinvestment fee 210631.49000000 12880.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) N N N N Lattice Strategies LLC 801-63451 000130373 N/A N Mellon Investments Corporation 801-19785 000105764 YP72O3NKHJPQEEM7IG98 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N S&P Global Inc. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company 'Commercial Bank CitiBank' CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 20.98000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 34.94000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 72.39000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 33.10000000 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 48.03000000 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 89.09000000 Hilltop Securities Inc. 8-45123 000006220 549300IXU82PMU6XZT45 16.22000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 14.27000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 9578.36000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 245.51000000 10200.92000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1942.11000000 7327.48000000 N 17355955.62384615 N N N Hartford Multifactor US Equity ETF S000047586 549300HVOI1CBXJEBU43 N 0 0 0 Exchange-Traded Fund Y Y 0.00000000 -0.22000000 0.18000000 0.18000000 N N Y N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N Cash collateral reinvestment fee Revenue sharing split 835801.74000000 84369.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) N N N N Lattice Strategies LLC 801-63451 000130373 N/A N Mellon Investments Corporation 801-19785 000105764 YP72O3NKHJPQEEM7IG98 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 170.94000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 54.74000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 17.18000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 53.80000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 30.77000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 35.75000000 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 26918.76000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 22.73000000 Hilltop Securities Inc. 8-45123 000006220 549300IXU82PMU6XZT45 9660.31000000 Piper Sandler & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 81.63000000 37046.61000000 National Securities Clearing Corporation 8-164 000007569 549300RYC9NELN2ICA34 345413202.66000000 345413202.66000000 N 436831382.30076923 N N N Hartford Multifactor Emerging Markets ETF S000047584 549300D4LYUYS3VC7I75 N 0 0 0 Exchange-Traded Fund Y Y -0.65000000 -1.18000000 2.30000000 2.30000000 N N Y N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N Revenue sharing split Cash collateral reinvestment fee 1521.47000000 87.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) N N N N Lattice Strategies LLC 801-63451 000130373 N/A N Mellon Investments Corporation 801-19785 000105764 YP72O3NKHJPQEEM7IG98 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) RILFO74KP1CM8P6PCT96 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company 'Commercial Bank CitiBank' CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Citibank, National Association (Mumbai, Maharashtra, IN, Branch) E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) First Abu Dhabi Bank P.J.S.C. 2138002Y3WMK6RZS8H90 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 2820.63000000 Larrainvial Securities US LLC 8-68452 000152424 254900M1RCZVBFJ7BS17 247.17000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1168.61000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 14612.02000000 Guardian Capital LP N/A 000105078 549300F70RYK3Z5ZPU58 CA 117.55000000 ICICI Securities Inc. 8-52746 000104285 254900KDR9A7TEFJ9G45 610.34000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 407.47000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 3828.38000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 259.79000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 485.29000000 24801.53000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 1717775.55000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 3326.28000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 554.02000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 7676111.92000000 9402723.18000000 N 23835023.21000000 N N N Hartford Longevity Economy ETF S000071195 N 50000.00000000 -0.24000000 0.00000000 100.24000000 0.00000000 0.02000000 0.00000000 99.98000000 0.00000000 0.00000000 750.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 750.00000000 0.00000000 0.00000000 750.00000000 0.00000000 N Hartford Multifactor Developed Markets (ex-US) ETF S000047583 Y 50000.00000000 7.01000000 1.51774123 92.99000000 1.51774123 4.90538461 0.40602416 95.09461538 0.40602416 0.00000000 3000.00000000 0.00000000 0.00000000 3000.00000000 0.00000000 0.00000000 3000.00000000 0.00000000 0.00000000 3000.00000000 0.00000000 N Hartford Multifactor Small Cap ETF S000047587 N 50000.00000000 0.01333333 0.02624669 99.98666666 0.02624669 -0.16400000 1.54713412 100.16400000 1.54713412 0.00000000 1000.00000000 0.00000000 0.00000000 1000.00000000 0.00000000 0.00000000 1000.00000000 0.00000000 0.00000000 1000.00000000 0.00000000 N Hartford Disciplined US Equity ETF S000078063 N 25000.00000000 6.74000000 24.92555770 93.26000000 24.92555770 15.78500000 14.79500000 84.21500000 14.79500000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Hartford Multifactor Diversified International ETF S000056812 N 25000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Hartford Multifactor US Equity ETF S000047586 N 25000.00000000 0.12050000 0.09002638 99.87950000 0.09002638 0.17592592 0.13939709 99.82407407 0.13939709 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 N Hartford Multifactor Emerging Markets ETF S000047584 N 100000.00000000 71.94000000 0.00000000 28.06000000 0.00000000 51.93000000 0.00000000 48.07000000 0.00000000 0.00000000 1750.00000000 0.00000000 0.00000000 1750.00000000 0.00000000 0.00000000 1750.00000000 0.00000000 0.00000000 1750.00000000 0.00000000 N true INTERNAL CONTROL RPT 2 NCEN_811-23002_60834253_0923.htm hartford93023n-censignededit.htm - Generated by SEC Publisher for SEC Filing

 

 

 

Report of Independent Registered Public Accounting Firm

 

To the Board of Trustees of Lattice Strategies Trust and Shareholders of Hartford Disciplined US Equity ETF, Hartford Longevity Economy ETF, Hartford Multifactor Developed Markets (ex-US) ETF, Hartford Multifactor Diversified International ETF, Hartford Multifactor Emerging Markets ETF, Hartford Multifactor Small Cap ETF, and Hartford Multifactor US Equity ETF.

 

In planning and performing our audits of the financial statements of the Funds listed in Appendix A (the “Funds”) as of and for the periods ended September 30, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting.

 

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of September 30, 2023.

 


 

 

 

This report is intended solely for the information and use of the Board of Trustees of Lattice Strategies Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

                    /s/ PricewaterhouseCoopers LLP

 

Philadelphia, Pennsylvania

November 21, 2023

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

Appendix A

 

Lattice Strategies Trust

 

Hartford Disciplined US Equity ETF Hartford Longevity Economy ETF

Hartford Multifactor Developed Markets (ex-US) ETF Hartford Multifactor Diversified International ETF Hartford Multifactor Emerging Markets ETF Hartford Multifactor Small Cap ETF

Hartford Multifactor US Equity ETF