0001144204-18-030416.txt : 20180523 0001144204-18-030416.hdr.sgml : 20180523 20180523092256 ACCESSION NUMBER: 0001144204-18-030416 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 17 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 EFFECTIVENESS DATE: 20180523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lattice Strategies Trust CENTRAL INDEX KEY: 0001605803 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-199089 FILM NUMBER: 18854171 BUSINESS ADDRESS: STREET 1: C/O LATTICE STRATEGIES LLC STREET 2: 101 MONTGOMERY ST. 27TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-508-4983 MAIL ADDRESS: STREET 1: C/O LATTICE STRATEGIES LLC STREET 2: 101 MONTGOMERY ST. 27TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 0001605803 S000047584 Hartford Multifactor Emerging Markets ETF C000149407 Hartford Multifactor Emerging Markets ETF ROAM 0001605803 S000047586 Hartford Multifactor US Equity ETF C000149409 Hartford Multifactor US Equity ETF ROUS 497 1 tv494217_497.htm 497

 

LATTICE STRATEGIES TRUST

 

On behalf of Hartford Multifactor Emerging Markets ETF and Hartford Multifactor US Equity ETF (each a “Fund” and collectively, the “Funds”), each a series of Lattice Strategies Trust, and pursuant to Rule 497 under the Securities Act of 1933, as amended (“Securities Act”), attached for filing are exhibits containing information in interactive data format, which relate to the prospectus supplement for the Funds, dated May 11, 2018.  The prospectus supplement was filed with the U.S. Securities and Exchange Commission on May 11, 2018 pursuant to Rule 497 under the Securities Act (Accession No. 0001144204-18-027337) and is incorporated by reference into this filing.

 

 

 

EXHIBIT INDEX

 

Exhibit No.

 

EX-101.INS XBRL Instance Document
   
EX-101.SCH XBRL Taxonomy Extension Schema Document
   
EX-101.DEF XBRL Taxonomy Extension Definition Linkbase Document
   
EX-101.LAB XBRL Taxonomy Extension Labels Linkbase Document
   
EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase Document

 

 

 

EX-101.INS 2 ck0001605803-20180511.xml XBRL INSTANCE DOCUMENT 0001605803 2018-05-11 2018-05-11 0001605803 ck0001605803:S000047586Member ck0001605803:C000149409Member 2018-05-11 2018-05-11 0001605803 ck0001605803:S000047584Member 2018-05-11 2018-05-11 0001605803 ck0001605803:S000047584Member ck0001605803:C000149407Member 2018-05-11 2018-05-11 0001605803 ck0001605803:S000047586Member 2018-05-11 2018-05-11 xbrli:pure iso4217:USD 497 2018-05-11 Lattice Strategies Trust 0001605803 false 2018-05-11 2018-05-11 2018-01-26 ROAM ROUS <div class="WordSection1"> <p style="margin-right:0in;margin-left:0in;font-size:10.0pt;font-family:Times New Roman,serif;font-weight: bold; margin: 0in; margin-bottom: .0001pt; text-align: left;"> <font style="font-size:10.0pt;"> Hartford Multifactor Emerging Markets ETF</font> </p> </div> <div class="WordSection1"> <p style="margin-right:0in;margin-left:0in;font-size:10.0pt;font-family:Times New Roman,serif;font-weight: bold; margin: 0in; margin-bottom: .0001pt; text-align: left;"> <font style="font-size:10.0pt;"> Hartford Multifactor US Equity ETF</font> </p> </div> <!--DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Transitional//EN" "http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd" --><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">MAY 11, 2018</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">SUPPLEMENT TO </font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">Hartford Multifactor Emerging Markets ETF</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">SUMMARY PROSPECTUS</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">AND</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">Hartford Multifactor US Equity ETF</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">SUMMARY PROSPECTUS</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">(each, a &#8220;Fund&#8221; 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</font><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">Hartford Multifactor Emerging Markets ETF</font></b></p><p style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></p><p style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">The third sentence of the third paragraph is deleted in its entirety and replaced with the following:</font></p><p style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></p><p style="margin-bottom:.0001pt;margin-left:.25in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">The Index&#39;s components are risk- and factor-adjusted twice annually, with a reconstitution and rebalance occurring in March and a rebalance in September.</font></p><p style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;&#160;</font></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">This Supplement should be retained with your Summary Prospectus and Prospectus for future reference.</font></b></p> <!--DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Transitional//EN" "http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd" --><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">MAY 11, 2018</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">SUPPLEMENT TO </font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">Hartford Multifactor Emerging Markets ETF</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">SUMMARY PROSPECTUS</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">AND</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">Hartford Multifactor US Equity ETF</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">SUMMARY PROSPECTUS</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">(each, a &#8220;Fund&#8221; and, collectively, the &#8220;Funds&#8221;)</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">EACH A SERIES OF LATTICE STRATEGIES TRUST</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">Hartford Multifactor ETFs</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">PROSPECTUS </font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">DATED JANUARY 26, 2018, AS SUPPLEMENTED FEBRUARY 15, 2018</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><b><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></b></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><i><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">This Supplement contains new and additional information and should be read in connection with your Summary Prospectus and Prospectus.</font></i></p><p align="center" style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">&#160;</font></p><p style="margin-bottom:.0001pt;margin-left:0in;margin-right:0in;margin-top:0in;"><font lang="EN-US" style="font-family:Times New Roman,serif;font-size:10.0pt;line-height:normal;">Effective immediately, the following changes are made to each Fund&#39;s Summary Prospectus and the summary section for each Fund in the Hartford Multifactor ETFs&#39; 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Prospectus Date rr_ProspectusDate Jan. 26, 2018
Hartford Multifactor Emerging Markets ETF | Hartford Multifactor Emerging Markets ETF  
Risk/Return: rr_RiskReturnAbstract  
Trading Symbol dei_TradingSymbol ROAM
Hartford Multifactor US Equity ETF | Hartford Multifactor US Equity ETF  
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May 11, 2018
Hartford Multifactor Emerging Markets ETF

Hartford Multifactor Emerging Markets ETF

MAY 11, 2018

 

SUPPLEMENT TO

 

Hartford Multifactor Emerging Markets ETF

SUMMARY PROSPECTUS

DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018

AND

Hartford Multifactor US Equity ETF

SUMMARY PROSPECTUS

DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018

 

(each, a “Fund” and, collectively, the “Funds”)

EACH A SERIES OF LATTICE STRATEGIES TRUST

 

Hartford Multifactor ETFs

PROSPECTUS

DATED JANUARY 26, 2018, AS SUPPLEMENTED FEBRUARY 15, 2018

 

This Supplement contains new and additional information and should be read in connection with your Summary Prospectus and Prospectus.

 

Effective immediately, the following changes are made to each Fund's Summary Prospectus and the summary section for each Fund in the Hartford Multifactor ETFs' Prospectus:

 

The section entitled “Principal Investment Strategy” in the Summary Prospectus of each Fund and the summary section for each Fund in the Hartford Multifactor ETFs' Prospectus is amended as set forth below:

 

1.     Hartford Multifactor Emerging Markets ETF

 

The third sentence of the third paragraph is deleted in its entirety and replaced with the following:

 

The Index's components are risk- and factor-adjusted twice annually, with a reconstitution and rebalance occurring in March and a rebalance in September.

  

This Supplement should be retained with your Summary Prospectus and Prospectus for future reference.

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MAY 11, 2018

 

SUPPLEMENT TO

 

Hartford Multifactor Emerging Markets ETF

SUMMARY PROSPECTUS

DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018

AND

Hartford Multifactor US Equity ETF

SUMMARY PROSPECTUS

DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018

 

(each, a “Fund” and, collectively, the “Funds”)

EACH A SERIES OF LATTICE STRATEGIES TRUST

 

Hartford Multifactor ETFs

PROSPECTUS

DATED JANUARY 26, 2018, AS SUPPLEMENTED FEBRUARY 15, 2018

 

This Supplement contains new and additional information and should be read in connection with your Summary Prospectus and Prospectus.

 

Effective immediately, the following changes are made to each Fund's Summary Prospectus and the summary section for each Fund in the Hartford Multifactor ETFs' Prospectus:

 

The section entitled “Principal Investment Strategy” in the Summary Prospectus of each Fund and the summary section for each Fund in the Hartford Multifactor ETFs' Prospectus is amended as set forth below:

 

1.     Hartford Multifactor Emerging Markets ETF

 

The third sentence of the third paragraph is deleted in its entirety and replaced with the following:

 

The Index's components are risk- and factor-adjusted twice annually, with a reconstitution and rebalance occurring in March and a rebalance in September.

  

This Supplement should be retained with your Summary Prospectus and Prospectus for future reference.

XML 10 R4.htm IDEA: XBRL DOCUMENT v3.8.0.1
May 11, 2018
Hartford Multifactor US Equity ETF

Hartford Multifactor US Equity ETF

MAY 11, 2018

 

SUPPLEMENT TO

 

Hartford Multifactor Emerging Markets ETF

SUMMARY PROSPECTUS

DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018

AND

Hartford Multifactor US Equity ETF

SUMMARY PROSPECTUS

DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018

 

(each, a “Fund” and, collectively, the “Funds”)

EACH A SERIES OF LATTICE STRATEGIES TRUST

 

Hartford Multifactor ETFs

PROSPECTUS

DATED JANUARY 26, 2018, AS SUPPLEMENTED FEBRUARY 15, 2018

 

This Supplement contains new and additional information and should be read in connection with your Summary Prospectus and Prospectus.

 

Effective immediately, the following changes are made to each Fund's Summary Prospectus and the summary section for each Fund in the Hartford Multifactor ETFs' Prospectus:

 

The section entitled “Principal Investment Strategy” in the Summary Prospectus of each Fund and the summary section for each Fund in the Hartford Multifactor ETFs' Prospectus is amended as set forth below:

 

2.     Hartford Multifactor US Equity ETF

 

The second sentence of the second paragraph is deleted in its entirety and replaced with the following:

 

The Index's components are risk- and factor-adjusted twice annually, with reconstitution and rebalance occurring in March and September.

  

This Supplement should be retained with your Summary Prospectus and Prospectus for future reference.

XML 11 R5.htm IDEA: XBRL DOCUMENT v3.8.0.1
Label Element Value
Risk/Return: rr_RiskReturnAbstract  
Registrant Name dei_EntityRegistrantName Lattice Strategies Trust
Central Index Key dei_EntityCentralIndexKey 0001605803
Hartford Multifactor US Equity ETF  
Risk/Return: rr_RiskReturnAbstract  
Risk/Return [Heading] rr_RiskReturnHeading

Hartford Multifactor US Equity ETF

Supplement [Text Block] ck0001605803_SupplementTextBlock

MAY 11, 2018

 

SUPPLEMENT TO

 

Hartford Multifactor Emerging Markets ETF

SUMMARY PROSPECTUS

DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018

AND

Hartford Multifactor US Equity ETF

SUMMARY PROSPECTUS

DATED JANUARY 26, 2018, AS RESTATED FEBRUARY 15, 2018

 

(each, a “Fund” and, collectively, the “Funds”)

EACH A SERIES OF LATTICE STRATEGIES TRUST

 

Hartford Multifactor ETFs

PROSPECTUS

DATED JANUARY 26, 2018, AS SUPPLEMENTED FEBRUARY 15, 2018

 

This Supplement contains new and additional information and should be read in connection with your Summary Prospectus and Prospectus.

 

Effective immediately, the following changes are made to each Fund's Summary Prospectus and the summary section for each Fund in the Hartford Multifactor ETFs' Prospectus:

 

The section entitled “Principal Investment Strategy” in the Summary Prospectus of each Fund and the summary section for each Fund in the Hartford Multifactor ETFs' Prospectus is amended as set forth below:

 

2.     Hartford Multifactor US Equity ETF

 

The second sentence of the second paragraph is deleted in its entirety and replaced with the following:

 

The Index's components are risk- and factor-adjusted twice annually, with reconstitution and rebalance occurring in March and September.

  

This Supplement should be retained with your Summary Prospectus and Prospectus for future reference.

XML 12 R6.htm IDEA: XBRL DOCUMENT v3.8.0.1
Label Element Value
Risk Return Detail Data [Abstract] ck0001605803_RiskReturnDetailDataAbstract  
Registrant Name dei_EntityRegistrantName Lattice Strategies Trust
Prospectus Date rr_ProspectusDate Jan. 26, 2018
Document Creation Date dei_DocumentCreationDate May 11, 2018
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