0001628280-23-029723.txt : 20230816 0001628280-23-029723.hdr.sgml : 20230816 20230816201225 ACCESSION NUMBER: 0001628280-23-029723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borton Chad M CENTRAL INDEX KEY: 0001605786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 231179599 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT76 CITY: CINCINNATI STATE: OH ZIP: 45263 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 wk-form4_1692231137.xml FORM 4 X0508 4 2023-08-14 0 0001818874 SoFi Technologies, Inc. SOFI 0001605786 Borton Chad M C/O SOFI TECHNOLOGIES, INC. 234 1ST STREET SAN FRANCISCO CA 94105 0 1 0 0 President - SoFi Bank 0 Common Stock 2023-08-14 4 M 0 51247 A 280696 D Common Stock 2023-08-15 4 F 0 20577 8.477 D 260119 D Restricted Stock Unit 2023-08-14 4 M 0 51247 0 D Common Stock 51247 1423389 D Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. /s/ Deanna M. Smith, Attorney-in-Fact 2023-08-16