The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Intentional misstatements or omissions of fact constitute federal criminal violations. See 18 U.S.C. 1001.

FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0001605628
ZALICO HNW PPVA Series Account - 1
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
X Other (Specify)

Insurance Company Separate Account
Name of Issuer
HNW PPVA Series Account - 1
Jurisdiction of Incorporation/Organization
ILLINOIS
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
HNW PPVA Series Account - 1
Street Address 1 Street Address 2
1299 PPVA Series Account - 1
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
1299 Zurich Way ILLINOIS Schaumburg 425-577-5100

3. Related Persons

Last Name First Name Middle Name
Fike David
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60196
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director, President, Chairman & Chief Executive Officer of Zurich American Life Insurance Company (ZALICO)
Last Name First Name Middle Name
Larczyk Laura
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60196
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director, Senior Vice President, General Counsel and Corporate Secretary of ZALICO
Last Name First Name Middle Name
Harvish Susan
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60196
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President of ZALICO
Last Name First Name Middle Name
Howard Christopher
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60196
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President
Last Name First Name Middle Name
Rehman Farah
Street Address 1 Street Address 2
200 Sam Houston Parkway
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77042
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President and Responsible Officer, Illustrations of ZALICO
Last Name First Name Middle Name
Dunajewski Stefan
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President and Chief Actuary of ZALICO
Last Name First Name Middle Name
Ruprai Prithpal
Street Address 1 Street Address 2
15303 Dallas Parkway
City State/Province/Country ZIP/PostalCode
Addison TEXAS 75001
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President, Chief Financial Officer and Treasurer
Last Name First Name Middle Name
Patacsil Stacy
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60916
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Rule 38-a-1 Chief Compliance Officer
Last Name First Name Middle Name
Mcnamara Eion
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 100007
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President
Last Name First Name Middle Name
Rohwetter Michael
Street Address 1 Street Address 2
4 World Trade Center
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10007
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President
Last Name First Name Middle Name
Rao Girish
Street Address 1 Street Address 2
1299 Zurich Way
City State/Province/Country ZIP/PostalCode
Schaumburg ILLINOIS 60196
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President, Chief Operations Officer

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
X Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
   Rule 506(b)
X Rule 506(c)
   Securities Act Section 4(a)(5)
X Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
X Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2012-02-08    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Interests in ZALICO's HNW PPVA Series Account- 1 issues pursuant to variable annuities

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $500,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
M Holdings Securities 43285
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
1125 NW Couch Street #900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
CALIFORNIA
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
KANSAS
LOUISIANA
MARYLAND
MASSACHUSETTS
NEVADA
NEW JERSEY
NORTH CAROLINA
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
VIRGINIA
Recipient
Recipient CRD Number    None
JP Morgan Chase Bank 79
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
JP Morgan Chase Bank 79
Street Address 1 Street Address 2
383 Madison Avenue
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10179
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
FLORIDA
KENTUCKY
NEW JERSEY
PENNSYLVANIA
SOUTH CAROLINA
TEXAS
Recipient
Recipient CRD Number    None
Mercer Allied Company LP 37404
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Mercer Allied Company LP 37404
Street Address 1 Street Address 2
1000 Coliseum Drive
City State/Province/Country ZIP/Postal Code
Cohoes NEW YORK 12047
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
IOWA
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Morgan Stanley 149777
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Morgan Stanley 149777
Street Address 1 Street Address 2
2000 Westchester Avenue
City State/Province/Country ZIP/Postal Code
Purchase NEW YORK 10577
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
FLORIDA
GEORGIA
ILLINOIS
INDIANA
IOWA
LOUISIANA
MARYLAND
MASSACHUSETTS
MINNESOTA
MISSISSIPPI
MISSOURI
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WASHINGTON
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
RBC Capital Markets 31194
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
RBC Capital Markets 31194
Street Address 1 Street Address 2
3 World Financial Center 200 Vesey
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10281
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
IDAHO
MASSACHUSETTS
MINNESOTA
Recipient
Recipient CRD Number    None
UBS 8174
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS 8174
Street Address 1 Street Address 2
1200 Harbor Boulevard
City State/Province/Country ZIP/Postal Code
Weehawken NEW JERSEY 07086
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
ILLINOIS
INDIANA
KANSAS
MARYLAND
MASSACHUSETTS
MINNESOTA
MISSISSIPPI
MISSOURI
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
PENNSYLVANIA
TENNESSEE
TEXAS
VIRGINIA
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
American Portfolio Financial Advisors Inc 18487
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Portfolio Financial Advisors Inc 18487
Street Address 1 Street Address 2
4250 Memorial Highway
City State/Province/Country ZIP/Postal Code
Holbrook NEW YORK 11741
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number    None
First Liberties Financial 14432
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Liberties Financial 14432
Street Address 1 Street Address 2
151550 Preston Road
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75248
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
CONNECTICUT
NEW JERSEY
TEXAS
WISCONSIN
Recipient
Recipient CRD Number    None
High Tower Securities LLC 116681
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
High Tower Securities LLC 116681
Street Address 1 Street Address 2
200 West Madison Street Suite 2500
City State/Province/Country ZIP/Postal Code
Chicago ILLINOIS 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Kestra Investment Services LLC 42046
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kestra Investment Services LLC 42046
Street Address 1 Street Address 2
5707 Southwest Parkway Building 2
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78735
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
ILLINOIS
Recipient
Recipient CRD Number    None
Leaders Group Inc 37157
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Leaders Group Inc 37157
Street Address 1 Street Address 2
26 W Dry Circle Suite 800
City State/Province/Country ZIP/Postal Code
Littleton COLORADO 80120
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
CONNECTICUT
FLORIDA
ILLINOIS
KANSAS
NORTH CAROLINA
WASHINGTON
Recipient
Recipient CRD Number    None
Lion Street Financial LLC 165828
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street Financial LLC 165828
Street Address 1 Street Address 2
515 Congress Avenue
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
KANSAS
MARYLAND
NORTH CAROLINA
OHIO
Recipient
Recipient CRD Number    None
Purshe Kaplan Investments 35747
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Purshe Kaplan Investments 35747
Street Address 1 Street Address 2
80 State Street
City State/Province/Country ZIP/Postal Code
Albany NEW YORK 12207
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number    None
Rockefeller Capital Management 291361
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Rockefeller Capital Management 291361
Street Address 1 Street Address 2
45 Rockefeller Plaza
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10111
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CONNECTICUT
Recipient
Recipient CRD Number    None
Valmark Securities Inc 312243
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark Securities Inc 312243
Street Address 1 Street Address 2
130 Springside Drive
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
MICHIGAN
OHIO

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $1,475,815,861 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

$1,475,815,861 is the total amount of premiums received

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
964

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $8,302,539 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Zurich American Life Insurance Company deducts charges from premium and policy values per terms of applicable insurance contract

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
HNW PPVA Series Account - 1 Prithpal Ruprai Prithpal Ruprai Vice President, Chief Financial Officer and Treasurer 2024-05-03

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.