0001213900-20-023059.txt : 20200820
0001213900-20-023059.hdr.sgml : 20200820
20200820143331
ACCESSION NUMBER: 0001213900-20-023059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200818
FILED AS OF DATE: 20200820
DATE AS OF CHANGE: 20200820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stiefel Sean
CENTRAL INDEX KEY: 0001765017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39146
FILM NUMBER: 201119722
MAIL ADDRESS:
STREET 1: 575 LEXINGTON AVENUE
STREET 2: SUITE 4027
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Steifel Sean
DATE OF NAME CHANGE: 20190116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GrowGeneration Corp.
CENTRAL INDEX KEY: 0001604868
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200]
IRS NUMBER: 465008129
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 930 W 7TH AVE, SUITE A
CITY: DENVER
STATE: CO
ZIP: 80204
BUSINESS PHONE: 914-924-1235
MAIL ADDRESS:
STREET 1: 930 W 7TH AVE, SUITE A
CITY: DENVER
STATE: CO
ZIP: 80204
FORMER COMPANY:
FORMER CONFORMED NAME: EasyLife, Corp.
DATE OF NAME CHANGE: 20140404
4
1
ownership.xml
X0306
4
2020-08-18
0
0001604868
GrowGeneration Corp.
GRWG
0001765017
Stiefel Sean
747 THIRD AVENUE
35TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock
2020-08-18
4
J
0
96774
0
D
874320
I
See Footnote
Common Stock
2020-08-19
4
J
0
96774
0
D
777546
I
See Footnote
Warrant to purchase common stock
3.50
2020-08-18
4
J
0
48387
0
D
2019-05-31
2022-05-31
Common Stock
48387
327957
I
See Footnote
Warrant to purchase common stock
3.50
2020-08-19
4
J
0
48387
0
D
2019-05-31
2022-05-31
Common Stock
48387
279570
I
See Footnote
The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund.
Following the distributions on August 18 and August 19, 2020, the Reporting Person owns options to purchase 175,000 shares of common stock, and indirectly owns warrants to purchase a total of 279,570 shares of common stock through the Fund.
/s/ Sean Stiefel
2020-08-20