0001213900-20-023059.txt : 20200820 0001213900-20-023059.hdr.sgml : 20200820 20200820143331 ACCESSION NUMBER: 0001213900-20-023059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stiefel Sean CENTRAL INDEX KEY: 0001765017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39146 FILM NUMBER: 201119722 MAIL ADDRESS: STREET 1: 575 LEXINGTON AVENUE STREET 2: SUITE 4027 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Steifel Sean DATE OF NAME CHANGE: 20190116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GrowGeneration Corp. CENTRAL INDEX KEY: 0001604868 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 465008129 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 930 W 7TH AVE, SUITE A CITY: DENVER STATE: CO ZIP: 80204 BUSINESS PHONE: 914-924-1235 MAIL ADDRESS: STREET 1: 930 W 7TH AVE, SUITE A CITY: DENVER STATE: CO ZIP: 80204 FORMER COMPANY: FORMER CONFORMED NAME: EasyLife, Corp. DATE OF NAME CHANGE: 20140404 4 1 ownership.xml X0306 4 2020-08-18 0 0001604868 GrowGeneration Corp. GRWG 0001765017 Stiefel Sean 747 THIRD AVENUE 35TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2020-08-18 4 J 0 96774 0 D 874320 I See Footnote Common Stock 2020-08-19 4 J 0 96774 0 D 777546 I See Footnote Warrant to purchase common stock 3.50 2020-08-18 4 J 0 48387 0 D 2019-05-31 2022-05-31 Common Stock 48387 327957 I See Footnote Warrant to purchase common stock 3.50 2020-08-19 4 J 0 48387 0 D 2019-05-31 2022-05-31 Common Stock 48387 279570 I See Footnote The Reporting Person is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partners, LLC ("NCGCP"). NCGMP is the general partner of Navy Capital Green Fund, LP (the "Fund"). NCGCP is the manager of Navy Capital Green Co-Invest Fund, LLC (the "Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. On each of August 18 and August 19, 2020, the Co-Invest Fund distributed 96,774 shares of common stock and warrants to purchase 48,387 shares of common stock without the payment of consideration as an in-kind distribution to each of an individual and Aiello Family Trust. Following the distributions, the Co-Invest Fund no longer owns any shares of the Issuer and the Reporting Person indirectly owns a total of 777,546 shares of common stock through the Fund. Following the distributions on August 18 and August 19, 2020, the Reporting Person owns options to purchase 175,000 shares of common stock, and indirectly owns warrants to purchase a total of 279,570 shares of common stock through the Fund. /s/ Sean Stiefel 2020-08-20