0001415889-21-000511.txt : 20210202 0001415889-21-000511.hdr.sgml : 20210202 20210202185428 ACCESSION NUMBER: 0001415889-21-000511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rabinowitz Matthew CENTRAL INDEX KEY: 0001646382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 21583345 MAIL ADDRESS: STREET 1: C/O NATERA, INC. STREET 2: 201 INDUSTRIAL ROAD, SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 form4-02022021_030258.xml X0306 4 2021-01-29 0001604821 Natera, Inc. NTRA 0001646382 Rabinowitz Matthew C/O NATERA, INC. 201 INDUSTRIAL ROAD SUITE 410 SAN CARLOS CA 94070 true true false false EXECUTIVE CHAIRMAN Common Stock 2021-01-29 4 M 0 307 A 574703 D Common Stock 2021-01-29 4 M 0 400 A 575103 D Common Stock 2021-02-01 4 S 0 212 107.40 D 574891 D Common Stock 613496 I Matthew Rabinowitz Grantor Retained Annuity Trust Common Stock 40000 I RMDM Trust Restricted Stock Units 2021-01-29 4 M 0 307 0 D Common Stock 307 1535 D Restricted Stock Units 2021-01-29 4 M 0 400 0 D Common Stock 400 3603 D Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on April 13, 2019. Each RSU represents a contingent right to receive one share of the common stock of the issuer. Represents the partial vesting and settlement of RSUs, starting on March 22, 2020. The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1. The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. /s/ Tami Chen, Attorney-in-Fact 2021-02-02