0001415889-21-000398.txt : 20210126 0001415889-21-000398.hdr.sgml : 20210126 20210126194556 ACCESSION NUMBER: 0001415889-21-000398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210122 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sheena Jonathan CENTRAL INDEX KEY: 0001646649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 21556294 MAIL ADDRESS: STREET 1: C/O NATERA, INC. STREET 2: 201 INDUSTRIAL ROAD, SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 form4-01262021_040146.xml X0306 4 2021-01-22 0001604821 Natera, Inc. NTRA 0001646649 Sheena Jonathan C/O NATERA, INC. 201 INDUSTRIAL ROAD SUITE 410 SAN CARLOS CA 94070 true true false false CO-FOUNDER Common Stock 2021-01-22 4 M 0 40000 1.141 A 432860 D Stock Option (right to buy) 1.141 2021-01-22 4 M 0 40000 0 D 2022-09-20 Common Stock 40000 136950 D Restricted Stock Units 2021-01-22 4 A 0 2289 0 A Common Stock 2289 2289 D Restricted Stock Units 2021-01-22 4 A 0 2289 0 A Common Stock 2289 2289 D The option shares are fully vested and may be exercised at any time. Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. The RSUs shall vest when the Issuer has achieved a specified annual revenue. /s/ Tami Chen, Attorney-in-Fact 2021-01-26